The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Com | 002824100 | 3,029 | 27,664 | SH | SOLE | 0 | 27,664 | 0 | 0 | |
Abbott Laboratories | Com | 002824100 | 5 | 50 | SH | DFND | 0 | 50 | 0 | 0 | |
Adobe Inc | Com | 00724F101 | 318 | 636 | SH | SOLE | 0 | 636 | 0 | 0 | |
Alphabet Inc Class C | Com | 02079K107 | 1,386 | 791 | SH | SOLE | 0 | 791 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 4,474 | 2,553 | SH | SOLE | 0 | 2,553 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 14 | 8 | SH | DFND | 0 | 8 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 8,940 | 2,745 | SH | SOLE | 0 | 2,745 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 42 | 13 | SH | DFND | 0 | 13 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 3,023 | 13,469 | SH | SOLE | 0 | 13,469 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 3 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Apple Inc | Com | 037833100 | 9,769 | 73,620 | SH | SOLE | 0 | 73,620 | 0 | 0 | |
Apple Inc | Com | 037833100 | 27 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Bank Of America Corp | Com | 060505104 | 507 | 16,719 | SH | SOLE | 0 | 16,719 | 0 | 0 | |
Bar Harbor Bankshares | Com | 066849100 | 862 | 38,160 | SH | SOLE | 0 | 38,160 | 0 | 0 | |
Bristol-Myers Squibb Co | Com | 110122108 | 272 | 4,380 | SH | SOLE | 0 | 4,380 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 1,692 | 20,038 | SH | SOLE | 0 | 20,038 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 2 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Cisco Systems Inc | Com | 17275R102 | 982 | 21,943 | SH | SOLE | 0 | 21,943 | 0 | 0 | |
Constellation Brand Cl A | Com | 21036P108 | 2,034 | 9,286 | SH | SOLE | 0 | 9,286 | 0 | 0 | |
Costco Wholesale Corp | Com | 22160K105 | 4,053 | 10,758 | SH | SOLE | 0 | 10,758 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 3,748 | 23,547 | SH | SOLE | 0 | 23,547 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 4 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 3,170 | 14,272 | SH | SOLE | 0 | 14,272 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 3 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 3,137 | 17,312 | SH | SOLE | 0 | 17,312 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 2 | 10 | SH | DFND | 0 | 10 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 946 | 4,371 | SH | SOLE | 0 | 4,371 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 4 | 19 | SH | DFND | 0 | 19 | 0 | 0 | |
Extra Space Storage Inc Com | Com | 30225T102 | 1,620 | 13,985 | SH | SOLE | 0 | 13,985 | 0 | 0 | |
Exxon Mobil Corporation | Com | 30231G102 | 295 | 7,160 | SH | SOLE | 0 | 7,160 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 4,196 | 15,362 | SH | SOLE | 0 | 15,362 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 7 | 25 | SH | DFND | 0 | 25 | 0 | 0 | |
Fidus Invt Corp | Com | 316500107 | 732 | 55,912 | SH | SOLE | 0 | 55,912 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 2,556 | 17,396 | SH | SOLE | 0 | 17,396 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 4 | 28 | SH | DFND | 0 | 28 | 0 | 0 | |
Gulfport Energy Corp | Com | 402635304 | 1 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 2,253 | 8,481 | SH | SOLE | 0 | 8,481 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 43 | 162 | SH | DFND | 0 | 162 | 0 | 0 | |
Honeywell International | Com | 438516106 | 1,744 | 8,197 | SH | SOLE | 0 | 8,197 | 0 | 0 | |
Honeywell International | Com | 438516106 | 166 | 780 | SH | DFND | 0 | 780 | 0 | 0 | |
Intercontinental Exchange | Com | 45866F104 | 1,888 | 16,375 | SH | SOLE | 0 | 16,375 | 0 | 0 | |
Intuitive Surgical Inc New | Com | 46120E602 | 1,473 | 1,801 | SH | SOLE | 0 | 1,801 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 32,155 | 272,058 | SH | SOLE | 0 | 272,058 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 105 | 886 | SH | DFND | 0 | 886 | 0 | 0 | |
Ishares Tr Barclays 1-3 Year Treas Bond | Com | 464287457 | 717 | 8,301 | SH | SOLE | 0 | 8,301 | 0 | 0 | |
iShares Tr MSCI EAFE ETF | Com | 464287465 | 1,236 | 16,934 | SH | SOLE | 0 | 16,934 | 0 | 0 | |
Ishares Russell Midcap Index Fund | Com | 464287499 | 329 | 4,796 | SH | SOLE | 0 | 4,796 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 2,964 | 12,896 | SH | SOLE | 0 | 12,896 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 8 | 35 | SH | DFND | 0 | 35 | 0 | 0 | |
Ishares Tr Russell 1000 Growth Fund | Com | 464287614 | 1,142 | 4,736 | SH | SOLE | 0 | 4,736 | 0 | 0 | |
Ishares Tr Dow Jones Re | Com | 464287739 | 302 | 3,525 | SH | SOLE | 0 | 3,525 | 0 | 0 | |
Ishares U.S. Healthcare ETF | Com | 464287762 | 275 | 1,120 | SH | SOLE | 0 | 1,120 | 0 | 0 | |
Ishares Tr S&P Muni Fund | Com | 464288158 | 254 | 2,350 | SH | SOLE | 0 | 2,350 | 0 | 0 | |
Ishares Trust S&P Natl Amt Free Muni | Com | 464288414 | 5,045 | 43,047 | SH | SOLE | 0 | 43,047 | 0 | 0 | |
Ishares Trust Iboxx $ High Yield Corp | Com | 464288513 | 2,471 | 28,309 | SH | SOLE | 0 | 28,309 | 0 | 0 | |
Ishares Trust Barclays | Com | 464288588 | 274 | 2,485 | SH | SOLE | 0 | 2,485 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 3,992 | 31,416 | SH | SOLE | 0 | 31,416 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 11 | 90 | SH | DFND | 0 | 90 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 1,936 | 12,302 | SH | SOLE | 0 | 12,302 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 6 | 40 | SH | DFND | 0 | 40 | 0 | 0 | |
Lilly Eli & Company | Com | 532457108 | 2,194 | 12,992 | SH | SOLE | 0 | 12,992 | 0 | 0 | |
Lockheed Martin Corp | Com | 539830109 | 3,002 | 8,457 | SH | SOLE | 0 | 8,457 | 0 | 0 | |
Lockheed Martin Corp | Com | 539830109 | 4 | 10 | SH | DFND | 0 | 10 | 0 | 0 | |
Markel Corp Com | Com | 570535104 | 979 | 947 | SH | SOLE | 0 | 947 | 0 | 0 | |
Markel Corp Com | Com | 570535104 | 2 | 2 | SH | DFND | 0 | 2 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 935 | 7,990 | SH | SOLE | 0 | 7,990 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 4 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 3,074 | 8,613 | SH | SOLE | 0 | 8,613 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 7 | 20 | SH | DFND | 0 | 20 | 0 | 0 | |
Mc Donalds Corp | Com | 580135101 | 359 | 1,674 | SH | SOLE | 0 | 1,674 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 113 | 1,382 | SH | SOLE | 0 | 1,382 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 110 | 1,350 | SH | DFND | 0 | 1,350 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 8,373 | 37,644 | SH | SOLE | 0 | 37,644 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 27 | 120 | SH | DFND | 0 | 120 | 0 | 0 | |
Microchip Technology Inc | Com | 595017104 | 1,034 | 7,484 | SH | SOLE | 0 | 7,484 | 0 | 0 | |
Moderna Inc Com | Com | 60770K107 | 328 | 3,135 | SH | SOLE | 0 | 3,135 | 0 | 0 | |
Nextera Energy Partners LP Com Unit Part In | Com | 65341B106 | 2,883 | 42,995 | SH | SOLE | 0 | 42,995 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 4,379 | 30,957 | SH | SOLE | 0 | 30,957 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 9 | 65 | SH | DFND | 0 | 65 | 0 | 0 | |
Nvidia Corp | Com | 67066G104 | 2,592 | 4,963 | SH | SOLE | 0 | 4,963 | 0 | 0 | |
Paypal Holdings Inco | Com | 70450Y103 | 3,965 | 16,928 | SH | SOLE | 0 | 16,928 | 0 | 0 | |
Pepsico Incorporated | Com | 713448108 | 3,070 | 20,704 | SH | SOLE | 0 | 20,704 | 0 | 0 | |
Pfizer Incorporated | Com | 717081103 | 774 | 21,019 | SH | SOLE | 0 | 21,019 | 0 | 0 | |
Procter & Gamble | Com | 742718109 | 209 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
Raytheon Technologies Corp | Com | 75513E101 | 264 | 3,697 | SH | SOLE | 0 | 3,697 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 272 | 1,083 | SH | SOLE | 0 | 1,083 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 100 | 400 | SH | DFND | 0 | 400 | 0 | 0 | |
S&P Global Inc | Com | 78409V104 | 1,795 | 5,459 | SH | SOLE | 0 | 5,459 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 5,327 | 14,247 | SH | SOLE | 0 | 14,247 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 13 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 3,342 | 23,739 | SH | SOLE | 0 | 23,739 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 42 | 300 | SH | DFND | 0 | 300 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 3,024 | 13,589 | SH | SOLE | 0 | 13,589 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 3 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Consumer Discret Sel Sect SPDR | Com | 81369Y407 | 228 | 1,420 | SH | SOLE | 0 | 1,420 | 0 | 0 | |
Sector Spdr Tech Select | Com | 81369Y803 | 334 | 2,572 | SH | SOLE | 0 | 2,572 | 0 | 0 | |
Select Sector Spdr Communication Services ETF | Com | 81369Y852 | 299 | 4,425 | SH | SOLE | 0 | 4,425 | 0 | 0 | |
Stryker Corp | Com | 863667101 | 2,365 | 9,651 | SH | SOLE | 0 | 9,651 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 7,962 | 116,589 | SH | SOLE | 0 | 116,589 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 14 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Texas Instruments Inc | Com | 882508104 | 1,692 | 10,307 | SH | SOLE | 0 | 10,307 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 3,049 | 6,545 | SH | SOLE | 0 | 6,545 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 4 | 9 | SH | DFND | 0 | 9 | 0 | 0 | |
Transenterix Inc Com | Com | 89366M300 | 72 | 115,380 | SH | SOLE | 0 | 115,380 | 0 | 0 | |
Union Pacific Corp | Com | 907818108 | 2,363 | 11,347 | SH | SOLE | 0 | 11,347 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 4,027 | 11,482 | SH | SOLE | 0 | 11,482 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 14 | 39 | SH | DFND | 0 | 39 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 14,366 | 154,718 | SH | SOLE | 0 | 154,718 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 19 | 204 | SH | DFND | 0 | 204 | 0 | 0 | |
Vanguard Bond Index Fund Short Term Bond Etf | Com | 921937827 | 1,073 | 12,949 | SH | SOLE | 0 | 12,949 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | Com | 921943858 | 1,279 | 27,101 | SH | SOLE | 0 | 27,101 | 0 | 0 | |
Vanguard Emrg Mkt ETF | Com | 922042858 | 304 | 6,067 | SH | SOLE | 0 | 6,067 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 898 | 2,613 | SH | SOLE | 0 | 2,613 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 7,046 | 82,961 | SH | SOLE | 0 | 82,961 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 6 | 72 | SH | DFND | 0 | 72 | 0 | 0 | |
Vanguard Mid Cap | Com | 922908629 | 287 | 1,387 | SH | SOLE | 0 | 1,387 | 0 | 0 | |
Vanguard Index Fds Growth ETF | Com | 922908736 | 362 | 1,427 | SH | SOLE | 0 | 1,427 | 0 | 0 | |
Vanguard Index Fds Value ETF | Com | 922908744 | 337 | 2,836 | SH | SOLE | 0 | 2,836 | 0 | 0 | |
Vanguard Total Stock Mkt | Com | 922908769 | 232 | 1,190 | SH | SOLE | 0 | 1,190 | 0 | 0 | |
Verizon Communications | Com | 92343V104 | 2,270 | 38,641 | SH | SOLE | 0 | 38,641 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 2,668 | 12,196 | SH | SOLE | 0 | 12,196 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 7 | 30 | SH | DFND | 0 | 30 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 2,827 | 10,823 | SH | SOLE | 0 | 10,823 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 4 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Eaton Corp Plc | Com | G29183103 | 481 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 258 | 980 | SH | SOLE | 0 | 980 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 427 | 1,622 | SH | DFND | 0 | 1,622 | 0 | 0 |