The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Com | 002824100 | 3,279 | 27,754 | SH | SOLE | 0 | 27,754 | 0 | 0 | |
Abbott Laboratories | Com | 002824100 | 6 | 50 | SH | DFND | 0 | 50 | 0 | 0 | |
Adobe Inc | Com | 00724F101 | 341 | 593 | SH | SOLE | 0 | 593 | 0 | 0 | |
Alphabet Inc Class C | Com | 02079K107 | 1,802 | 676 | SH | SOLE | 0 | 676 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 6,344 | 2,373 | SH | SOLE | 0 | 2,373 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 21 | 8 | SH | DFND | 0 | 8 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 9,063 | 2,759 | SH | SOLE | 0 | 2,759 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 43 | 13 | SH | DFND | 0 | 13 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 3,527 | 13,288 | SH | SOLE | 0 | 13,288 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 4 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Apple Inc | Com | 037833100 | 10,420 | 73,642 | SH | SOLE | 0 | 73,642 | 0 | 0 | |
Apple Inc | Com | 037833100 | 28 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Asana Inc Cl A | Com | 04342Y104 | 220 | 2,120 | SH | SOLE | 0 | 2,120 | 0 | 0 | |
Asensus Surgical Inc | Com | 04367G103 | 150 | 81,000 | SH | SOLE | 0 | 81,000 | 0 | 0 | |
Bank Of America Corp | Com | 060505104 | 632 | 14,893 | SH | SOLE | 0 | 14,893 | 0 | 0 | |
Bank Montreal Que | Com | 063671101 | 291 | 2,920 | SH | SOLE | 0 | 2,920 | 0 | 0 | |
Bank Nova Scotia Halifax | Com | 064149107 | 245 | 3,977 | SH | SOLE | 0 | 3,977 | 0 | 0 | |
Bar Harbor Bankshares | Com | 066849100 | 997 | 35,555 | SH | SOLE | 0 | 35,555 | 0 | 0 | |
Boeing Co | Com | 097023105 | 1,139 | 5,180 | SH | SOLE | 0 | 5,180 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 2,340 | 23,062 | SH | SOLE | 0 | 23,062 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 2 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Costco Wholesale Corp | Com | 22160K105 | 4,870 | 10,838 | SH | SOLE | 0 | 10,838 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 3,758 | 21,680 | SH | SOLE | 0 | 21,680 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 4 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 4,195 | 13,779 | SH | SOLE | 0 | 13,779 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 5 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 2,855 | 16,878 | SH | SOLE | 0 | 16,878 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 2 | 10 | SH | DFND | 0 | 10 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 1,146 | 5,491 | SH | SOLE | 0 | 5,491 | 0 | 0 | |
Ecolab Inc | Com | 278865100 | 4 | 19 | SH | DFND | 0 | 19 | 0 | 0 | |
Emerson Electric Co | Com | 291011104 | 231 | 2,448 | SH | SOLE | 0 | 2,448 | 0 | 0 | |
Extra Space Storage Inc Com | Com | 30225T102 | 1,314 | 7,820 | SH | SOLE | 0 | 7,820 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 5,125 | 15,100 | SH | SOLE | 0 | 15,100 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 8 | 25 | SH | DFND | 0 | 25 | 0 | 0 | |
Fidus Invt Corp | Com | 316500107 | 975 | 55,912 | SH | SOLE | 0 | 55,912 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 3,201 | 16,598 | SH | SOLE | 0 | 16,598 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 5 | 28 | SH | DFND | 0 | 28 | 0 | 0 | |
General Dynamics Corp | Com | 369550108 | 2,042 | 10,419 | SH | SOLE | 0 | 10,419 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 2,888 | 8,799 | SH | SOLE | 0 | 8,799 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 53 | 162 | SH | DFND | 0 | 162 | 0 | 0 | |
Honeywell International | Com | 438516106 | 2,753 | 12,968 | SH | SOLE | 0 | 12,968 | 0 | 0 | |
Honeywell International | Com | 438516106 | 166 | 780 | SH | DFND | 0 | 780 | 0 | 0 | |
Intercontinental Exchange | Com | 45866F104 | 1,987 | 17,306 | SH | SOLE | 0 | 17,306 | 0 | 0 | |
Intuitive Surgical Inc New | Com | 46120E602 | 1,782 | 1,792 | SH | SOLE | 0 | 1,792 | 0 | 0 | |
Ishares Trust S&P 500 | Com | 464287200 | 204 | 473 | SH | SOLE | 0 | 473 | 0 | 0 | |
Ishares Trust S&P 500 | Com | 464287200 | 193 | 449 | SH | DFND | 0 | 449 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 28,664 | 249,625 | SH | SOLE | 0 | 249,625 | 0 | 0 | |
iShares Core US Aggregate Bond | Com | 464287226 | 102 | 886 | SH | DFND | 0 | 886 | 0 | 0 | |
Ishares Tr Barclays 1-3 Year Treas Bond | Com | 464287457 | 672 | 7,797 | SH | SOLE | 0 | 7,797 | 0 | 0 | |
iShares Tr MSCI EAFE ETF | Com | 464287465 | 1,260 | 16,158 | SH | SOLE | 0 | 16,158 | 0 | 0 | |
Ishares Russell Midcap Index Fund | Com | 464287499 | 273 | 3,496 | SH | SOLE | 0 | 3,496 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 12,828 | 48,762 | SH | SOLE | 0 | 48,762 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 48 | 182 | SH | DFND | 0 | 182 | 0 | 0 | |
Ishares Russell 1000 Val | Com | 464287598 | 240 | 1,536 | SH | SOLE | 0 | 1,536 | 0 | 0 | |
Ishares Tr Russell 1000 Growth Fund | Com | 464287614 | 1,143 | 4,170 | SH | SOLE | 0 | 4,170 | 0 | 0 | |
Ishares Tr Dow Jones Re | Com | 464287739 | 361 | 3,525 | SH | SOLE | 0 | 3,525 | 0 | 0 | |
Ishares U.S. Healthcare ETF | Com | 464287762 | 309 | 1,120 | SH | SOLE | 0 | 1,120 | 0 | 0 | |
Ishares Tr S&P Muni Fund | Com | 464288158 | 235 | 2,180 | SH | SOLE | 0 | 2,180 | 0 | 0 | |
Ishares Trust S&P Natl Amt Free Muni | Com | 464288414 | 5,016 | 43,174 | SH | SOLE | 0 | 43,174 | 0 | 0 | |
Ishares Trust Iboxx $ High Yield Corp | Com | 464288513 | 2,475 | 28,287 | SH | SOLE | 0 | 28,287 | 0 | 0 | |
iShares MSCI KLD400 Social ETF | Com | 464288570 | 1,114 | 13,390 | SH | SOLE | 0 | 13,390 | 0 | 0 | |
Ishares Trust Barclays | Com | 464288588 | 269 | 2,485 | SH | SOLE | 0 | 2,485 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 4,775 | 29,174 | SH | SOLE | 0 | 29,174 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 15 | 90 | SH | DFND | 0 | 90 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 2,096 | 12,981 | SH | SOLE | 0 | 12,981 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 6 | 40 | SH | DFND | 0 | 40 | 0 | 0 | |
Lauder Estee Cos Inc | Com | 518439104 | 315 | 1,050 | SH | SOLE | 0 | 1,050 | 0 | 0 | |
Lilly Eli & Company | Com | 532457108 | 2,933 | 12,695 | SH | SOLE | 0 | 12,695 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 1,306 | 8,626 | SH | SOLE | 0 | 8,626 | 0 | 0 | |
Marsh & McLennan Cos Inc | Com | 571748102 | 5 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 2,915 | 8,385 | SH | SOLE | 0 | 8,385 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 7 | 20 | SH | DFND | 0 | 20 | 0 | 0 | |
Mc Donalds Corp | Com | 580135101 | 399 | 1,654 | SH | SOLE | 0 | 1,654 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 104 | 1,382 | SH | SOLE | 0 | 1,382 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 101 | 1,350 | SH | DFND | 0 | 1,350 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 10,294 | 36,514 | SH | SOLE | 0 | 36,514 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 34 | 120 | SH | DFND | 0 | 120 | 0 | 0 | |
Microchip Technology Inc | Com | 595017104 | 1,179 | 7,680 | SH | SOLE | 0 | 7,680 | 0 | 0 | |
Moderna Inc Com | Com | 60770K107 | 446 | 1,160 | SH | SOLE | 0 | 1,160 | 0 | 0 | |
Nextera Energy Partners LP Com Unit Part In | Com | 65341B106 | 3,235 | 42,921 | SH | SOLE | 0 | 42,921 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 4,757 | 32,758 | SH | SOLE | 0 | 32,758 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 9 | 65 | SH | DFND | 0 | 65 | 0 | 0 | |
Nvidia Corp | Com | 67066G104 | 4,287 | 20,692 | SH | SOLE | 0 | 20,692 | 0 | 0 | |
Palo Alto Networks, Inc | Com | 697435105 | 3,632 | 7,583 | SH | SOLE | 0 | 7,583 | 0 | 0 | |
Paypal Holdings Inco | Com | 70450Y103 | 3,950 | 15,179 | SH | SOLE | 0 | 15,179 | 0 | 0 | |
Pepsico Incorporated | Com | 713448108 | 3,300 | 21,941 | SH | SOLE | 0 | 21,941 | 0 | 0 | |
Pfizer Incorporated | Com | 717081103 | 895 | 20,816 | SH | SOLE | 0 | 20,816 | 0 | 0 | |
Procter & Gamble | Com | 742718109 | 331 | 2,365 | SH | SOLE | 0 | 2,365 | 0 | 0 | |
Raytheon Technologies Corp | Com | 75513E101 | 313 | 3,643 | SH | SOLE | 0 | 3,643 | 0 | 0 | |
Ring Energy Inc | Com | 76680V108 | 212 | 71,850 | SH | SOLE | 0 | 71,850 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 318 | 1,083 | SH | SOLE | 0 | 1,083 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 118 | 400 | SH | DFND | 0 | 400 | 0 | 0 | |
Royal Bk Cda Montreal Que | Com | 780087102 | 278 | 2,790 | SH | SOLE | 0 | 2,790 | 0 | 0 | |
S&P Global Inc | Com | 78409V104 | 2,648 | 6,232 | SH | SOLE | 0 | 6,232 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 6,111 | 14,240 | SH | SOLE | 0 | 14,240 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 15 | 36 | SH | DFND | 0 | 36 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 3,035 | 24,144 | SH | SOLE | 0 | 24,144 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 38 | 300 | SH | DFND | 0 | 300 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 3,831 | 14,126 | SH | SOLE | 0 | 14,126 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 4 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Consumer Discret Sel Sect SPDR | Com | 81369Y407 | 255 | 1,420 | SH | SOLE | 0 | 1,420 | 0 | 0 | |
Sector Spdr Tech Select | Com | 81369Y803 | 384 | 2,572 | SH | SOLE | 0 | 2,572 | 0 | 0 | |
Select Sector Spdr Communication Services ETF | Com | 81369Y852 | 228 | 2,845 | SH | SOLE | 0 | 2,845 | 0 | 0 | |
Stryker Corp | Com | 863667101 | 2,533 | 9,606 | SH | SOLE | 0 | 9,606 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 3,078 | 46,645 | SH | SOLE | 0 | 46,645 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 13 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Texas Instruments Inc | Com | 882508104 | 2,077 | 10,805 | SH | SOLE | 0 | 10,805 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 3,894 | 6,815 | SH | SOLE | 0 | 6,815 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 5 | 9 | SH | DFND | 0 | 9 | 0 | 0 | |
Toronto Dominion Bank F | Com | 891160509 | 372 | 5,622 | SH | SOLE | 0 | 5,622 | 0 | 0 | |
Union Pacific Corp | Com | 907818108 | 2,470 | 12,603 | SH | SOLE | 0 | 12,603 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 4,082 | 10,447 | SH | SOLE | 0 | 10,447 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 15 | 39 | SH | DFND | 0 | 39 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 4,604 | 51,477 | SH | SOLE | 0 | 51,477 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 10 | 110 | SH | DFND | 0 | 110 | 0 | 0 | |
Vanguard Bond Index Fund Short Term Bond Etf | Com | 921937827 | 904 | 11,037 | SH | SOLE | 0 | 11,037 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | Com | 921943858 | 1,260 | 24,952 | SH | SOLE | 0 | 24,952 | 0 | 0 | |
Vanguard Emrg Mkt ETF | Com | 922042858 | 244 | 4,880 | SH | SOLE | 0 | 4,880 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 1,052 | 2,668 | SH | SOLE | 0 | 2,668 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 5 | 12 | SH | DFND | 0 | 12 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 11,632 | 114,286 | SH | SOLE | 0 | 114,286 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 24 | 238 | SH | DFND | 0 | 238 | 0 | 0 | |
Vanguard Mid Cap | Com | 922908629 | 255 | 1,077 | SH | SOLE | 0 | 1,077 | 0 | 0 | |
Vanguard Index Fds Growth ETF | Com | 922908736 | 443 | 1,527 | SH | SOLE | 0 | 1,527 | 0 | 0 | |
Vanguard Index Fds Value ETF | Com | 922908744 | 263 | 1,944 | SH | SOLE | 0 | 1,944 | 0 | 0 | |
Vanguard Total Stock Mkt | Com | 922908769 | 224 | 1,009 | SH | SOLE | 0 | 1,009 | 0 | 0 | |
Verizon Communications | Com | 92343V104 | 2,211 | 40,944 | SH | SOLE | 0 | 40,944 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 2,747 | 12,330 | SH | SOLE | 0 | 12,330 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 7 | 30 | SH | DFND | 0 | 30 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 3,357 | 10,494 | SH | SOLE | 0 | 10,494 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 4 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 288 | 980 | SH | SOLE | 0 | 980 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 476 | 1,622 | SH | DFND | 0 | 1,622 | 0 | 0 |