UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-23439
|
Exact name of registrant as specified in charter: | ETF Opportunities Trust
|
Address of principal executive offices: | 8730 Stony Point Parkway, Suite 205 Richmond, VA 23235 |
Name and address of agent for service: | The Corporation Trust Company 1209 Orange Street Wilmington, DE 19801 |
with a copy to: Practus LLP 11300 Tomahawk Creek Parkway, Suite 310 Leawood, KS 66211 | |
Registrant's telephone number, including area code: | 800-267-7400 |
Date of fiscal year end: | September 30th |
Date of reporting period: | July 1, 2022 to June 30, 2023 |
Item 1. Proxy Voting Record.
Alpha Dog ETF
Alpha Dog ETF -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Ticker: AMD Meeting Date: 18-May-2023 ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nora M. Denzel Mgmt No vote Not Applicable 1b. Election of Director: Mark Durcan Mgmt No vote Not Applicable 1c. Election of Director: Michael P. Gregoire Mgmt No vote Not Applicable 1d. Election of Director: Joseph A. Householder Mgmt No vote Not Applicable 1e. Election of Director: John W. Marren Mgmt No vote Not Applicable 1f. Election of Director: Jon A. Olson Mgmt No vote Not Applicable 1g. Election of Director: Lisa T. Su Mgmt No vote Not Applicable 1h. Election of Director: Abhi Y. Talwalkar Mgmt No vote Not Applicable 1i. Election of Director: Elizabeth W. Vanderslice Mgmt No vote Not Applicable 2. Approve of the Advanced Micro Devices, Inc. 2023 Mgmt No vote Not Applicable Equity Incentive Plan. 3. Ratify the appointment of Ernst & Young LLP as our Mgmt No vote Not Applicable independent registered public accounting firm for the current fiscal year. 4. Advisory vote to approve the executive compensation of Mgmt No vote Not Applicable our named executive officers. 5. Advisory vote on the frequency of future advisory Mgmt No vote Not Applicable votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935830946 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Ticker: GOOGL Meeting Date: 02-Jun-2023 ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Larry Page Mgmt No vote Not Applicable 1b. Election of Director: Sergey Brin Mgmt No vote Not Applicable 1c. Election of Director: Sundar Pichai Mgmt No vote Not Applicable 1d. Election of Director: John L. Hennessy Mgmt No vote Not Applicable 1e. Election of Director: Frances H. Arnold Mgmt No vote Not Applicable 1f. Election of Director: R. Martin "Marty" Chávez Mgmt No vote Not Applicable 1g. Election of Director: L. John Doerr Mgmt No vote Not Applicable 1h. Election of Director: Roger W. Ferguson Jr. Mgmt No vote Not Applicable 1i. Election of Director: Ann Mather Mgmt No vote Not Applicable 1j. Election of Director: K. Ram Shriram Mgmt No vote Not Applicable 1k. Election of Director: Robin L. Washington Mgmt No vote Not Applicable 2. Ratification of the appointment of Ernst & Young LLP Mgmt No vote Not Applicable as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 3. Approval of amendment and restatement of Alphabet's Mgmt No vote Not Applicable Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock 4. Advisory vote to approve compensation awarded to named Mgmt No vote Not Applicable executive officers 5. Advisory vote on the frequency of advisory votes to Mgmt No vote Not Applicable approve compensation awarded to named executive officers 6. Stockholder proposal regarding a lobbying report Shr No vote Not Applicable 7. Stockholder proposal regarding a congruency report Shr No vote Not Applicable 8. Stockholder proposal regarding a climate lobbying Shr No vote Not Applicable report 9. Stockholder proposal regarding a report on Shr No vote Not Applicable reproductive rights and data privacy 10. Stockholder proposal regarding a human rights Shr No vote Not Applicable assessment of data center siting 11. Stockholder proposal regarding a human rights Shr No vote Not Applicable assessment of targeted ad policies and practices 12. Stockholder proposal regarding algorithm disclosures Shr No vote Not Applicable 13. Stockholder proposal regarding a report on alignment Shr No vote Not Applicable of YouTube policies with legislation 14. Stockholder proposal regarding a content governance Shr No vote Not Applicable report 15. Stockholder proposal regarding a performance review of Shr No vote Not Applicable the Audit and Compliance Committee 16. Stockholder proposal regarding bylaws amendment Shr No vote Not Applicable 17. Stockholder proposal regarding "executives to retain Shr No vote Not Applicable significant stock" 18. Stockholder proposal regarding equal shareholder Shr No vote Not Applicable voting -------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Agenda Number: 935784808 -------------------------------------------------------------------------------------------------------------------------- Security: 025816109 Meeting Type: Annual Ticker: AXP Meeting Date: 02-May-2023 ISIN: US0258161092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term of one year: Thomas J. Mgmt No vote Not Applicable Baltimore 1b. Election of Director for a term of one year: John J. Mgmt No vote Not Applicable Brennan 1c. Election of Director for a term of one year: Peter Mgmt No vote Not Applicable Chernin 1d. Election of Director for a term of one year: Walter J. Mgmt No vote Not Applicable Clayton III 1e. Election of Director for a term of one year: Ralph de Mgmt No vote Not Applicable la Vega 1f. Election of Director for a term of one year: Theodore Mgmt No vote Not Applicable J. Leonsis 1g. Election of Director for a term of one year: Deborah Mgmt No vote Not Applicable P. Majoras 1h. Election of Director for a term of one year: Karen L. Mgmt No vote Not Applicable Parkhill 1i. Election of Director for a term of one year: Charles Mgmt No vote Not Applicable E. Phillips 1j. Election of Director for a term of one year: Lynn A. Mgmt No vote Not Applicable Pike 1k. Election of Director for a term of one year: Stephen Mgmt No vote Not Applicable J. Squeri 1l. Election of Director for a term of one year: Daniel L. Mgmt No vote Not Applicable Vasella 1m. Election of Director for a term of one year: Lisa W. Mgmt No vote Not Applicable Wardell 1n. Election of Director for a term of one year: Mgmt No vote Not Applicable Christopher D. Young 2. Ratification of appointment of PricewaterhouseCoopers Mgmt No vote Not Applicable LLP as independent registered public accounting firm for 2023. 3. Approval, on an advisory basis, of the Company's Mgmt No vote Not Applicable executive compensation. 4. Advisory resolution to approve the frequency of future Mgmt No vote Not Applicable advisory say-on-pay votes. 5. Shareholder proposal relating to shareholder Shr No vote Not Applicable ratification of excessive termination pay. 6. Shareholder proposal relating to abortion & consumer Shr No vote Not Applicable data privacy. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 935805739 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Ticker: AMGN Meeting Date: 19-May-2023 ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Dr. Wanda M. Austin 1b. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Mr. Robert A. Bradway 1c. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Dr. Michael V. Drake 1d. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Dr. Brian J. Druker 1e. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Mr. Robert A. Eckert 1f. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Mr. Greg C. Garland 1g. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Mr. Charles M. Holley, Jr. 1h. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Dr. S. Omar Ishrak 1i. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Dr. Tyler Jacks 1j. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Ms. Ellen J. Kullman 1k. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Ms. Amy E. Miles 1l. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Dr. Ronald D. Sugar 1m. Election of Director for a term of office expiring at Mgmt No vote Not Applicable the 2024 annual meeting: Dr. R. Sanders Williams 2. Advisory vote on the frequency of future stockholder Mgmt No vote Not Applicable advisory votes to approve executive compensation. 3. Advisory vote to approve our executive compensation. Mgmt No vote Not Applicable 4. To ratify the selection of Ernst & Young LLP as our Mgmt No vote Not Applicable independent registered public accountants for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- AUTOZONE, INC. Agenda Number: 935724600 -------------------------------------------------------------------------------------------------------------------------- Security: 053332102 Meeting Type: Annual Ticker: AZO Meeting Date: 14-Dec-2022 ISIN: US0533321024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael A. George Mgmt No vote Not Applicable 1b. Election of Director: Linda A. Goodspeed Mgmt No vote Not Applicable 1c. Election of Director: Earl G. Graves, Jr. Mgmt No vote Not Applicable 1d. Election of Director: Enderson Guimaraes Mgmt No vote Not Applicable 1e. Election of Director: Brian P. Hannasch Mgmt No vote Not Applicable 1f. Election of Director: D. Bryan Jordan Mgmt No vote Not Applicable 1g. Election of Director: Gale V. King Mgmt No vote Not Applicable 1h. Election of Director: George R. Mrkonic, Jr. Mgmt No vote Not Applicable 1i. Election of Director: William C. Rhodes, III Mgmt No vote Not Applicable 1j. Election of Director: Jill A. Soltau Mgmt No vote Not Applicable 2. Ratification of the appointment of Ernst & Young LLP Mgmt No vote Not Applicable as independent registered public accounting firm for the 2023 fiscal year. 3. Approval of an advisory vote on the compensation of Mgmt No vote Not Applicable named executive officers. -------------------------------------------------------------------------------------------------------------------------- BROADCOM INC Agenda Number: 935766189 -------------------------------------------------------------------------------------------------------------------------- Security: 11135F101 Meeting Type: Annual Ticker: AVGO Meeting Date: 03-Apr-2023 ISIN: US11135F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Diane M. Bryant Mgmt No vote Not Applicable 1b. Election of Director: Gayla J. Delly Mgmt No vote Not Applicable 1c. Election of Director: Raul J. Fernandez Mgmt No vote Not Applicable 1d. Election of Director: Eddy W. Hartenstein Mgmt No vote Not Applicable 1e. Election of Director: Check Kian Low Mgmt No vote Not Applicable 1f. Election of Director: Justine F. Page Mgmt No vote Not Applicable 1g. Election of Director: Henry Samueli Mgmt No vote Not Applicable 1h. Election of Director: Hock E. Tan Mgmt No vote Not Applicable 1i. Election of Director: Harry L. You Mgmt No vote Not Applicable 2. Ratification of the appointment of Pricewaterhouse Mgmt No vote Not Applicable Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. 3. Approve an amendment and restatement of the 2012 Stock Mgmt No vote Not Applicable Incentive Plan. 4. Advisory vote to approve the named executive officer Mgmt No vote Not Applicable compensation. 5. Advisory vote on the frequency of the advisory vote on Mgmt No vote Not Applicable named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- CUMMINS INC. Agenda Number: 935788109 -------------------------------------------------------------------------------------------------------------------------- Security: 231021106 Meeting Type: Annual Ticker: CMI Meeting Date: 09-May-2023 ISIN: US2310211063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Election of Director: N. Thomas Linebarger Mgmt No vote Not Applicable 2) Election of Director: Jennifer W. Rumsey Mgmt No vote Not Applicable 3) Election of Director: Gary L. Belske Mgmt No vote Not Applicable 4) Election of Director: Robert J. Bernhard Mgmt No vote Not Applicable 5) Election of Director: Bruno V. Di Leo Allen Mgmt No vote Not Applicable 6) Election of Director: Stephen B. Dobbs Mgmt No vote Not Applicable 7) Election of Director: Carla A. Harris Mgmt No vote Not Applicable 8) Election of Director: Thomas J. Lynch Mgmt No vote Not Applicable 9) Election of Director: William I. Miller Mgmt No vote Not Applicable 10) Election of Director: Georgia R. Nelson Mgmt No vote Not Applicable 11) Election of Director: Kimberly A. Nelson Mgmt No vote Not Applicable 12) Election of Director: Karen H. Quintos Mgmt No vote Not Applicable 13) Advisory vote to approve the compensation of our named Mgmt No vote Not Applicable executive officers as disclosed in the proxy statement. 14) Advisory vote on the frequency of future advisory Mgmt No vote Not Applicable votes on executive compensation. 15) Proposal to ratify the appointment of Mgmt No vote Not Applicable PricewaterhouseCoopers LLP as our auditors for 2023. 16) Approval of the Cummins Inc. Employee Stock Purchase Mgmt No vote Not Applicable Plan, as amended. 17) The shareholder proposal regarding an independent Shr No vote Not Applicable chairman of the board. 18) The shareholder proposal regarding linking executive Shr No vote Not Applicable compensation to achieving 1.5°C emissions reductions. -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 935755009 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Ticker: DE Meeting Date: 22-Feb-2023 ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Leanne G. Caret Mgmt No vote Not Applicable 1b. Election of Director: Tamra A. Erwin Mgmt No vote Not Applicable 1c. Election of Director: Alan C. Heuberger Mgmt No vote Not Applicable 1d. Election of Director: Charles O. Holliday, Jr. Mgmt No vote Not Applicable 1e. Election of Director: Michael O. Johanns Mgmt No vote Not Applicable 1f. Election of Director: Clayton M. Jones Mgmt No vote Not Applicable 1g. Election of Director: John C. May Mgmt No vote Not Applicable 1h. Election of Director: Gregory R. Page Mgmt No vote Not Applicable 1i. Election of Director: Sherry M. Smith Mgmt No vote Not Applicable 1j. Election of Director: Dmitri L. Stockton Mgmt No vote Not Applicable 1k. Election of Director: Sheila G. Talton Mgmt No vote Not Applicable 2. Advisory vote to approve executive Mgmt No vote Not Applicable compensation("say-on-pay"). 3. Advisory vote on the frequency of future say-on-pay Mgmt No vote Not Applicable votes. 4. Ratification of the appointment of Deloitte & Touche Mgmt No vote Not Applicable LLP as Deere's independent registered public accounting firm for fiscal 2023. 5. Shareholder proposal regarding termination pay. Shr No vote Not Applicable -------------------------------------------------------------------------------------------------------------------------- ENTERPRISE PRODUCTS PARTNERS L.P. Agenda Number: 935724371 -------------------------------------------------------------------------------------------------------------------------- Security: 293792107 Meeting Type: Special Ticker: EPD Meeting Date: 22-Nov-2022 ISIN: US2937921078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to approve the amendment and restatement of Mgmt No vote Not Applicable the 2008 Enterprise Products Long-Term Incentive Plan 2. Proposal to approve the amendment and restatement of Mgmt No vote Not Applicable the EPD Unit Purchase Plan -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935823977 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 31-May-2023 ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael J. Angelakis Mgmt No vote Not Applicable 1b. Election of Director: Susan K. Avery Mgmt No vote Not Applicable 1c. Election of Director: Angela F. Braly Mgmt No vote Not Applicable 1d. Election of Director: Gregory J. Goff Mgmt No vote Not Applicable 1e. Election of Director: John D. Harris II Mgmt No vote Not Applicable 1f. Election of Director: Kaisa H. Hietala Mgmt No vote Not Applicable 1g. Election of Director: Joseph L. Hooley Mgmt No vote Not Applicable 1h. Election of Director: Steven A. Kandarian Mgmt No vote Not Applicable 1i. Election of Director: Alexander A. Karsner Mgmt No vote Not Applicable 1j. Election of Director: Lawrence W. Kellner Mgmt No vote Not Applicable 1k. Election of Director: Jeffrey W. Ubben Mgmt No vote Not Applicable 1l. Election of Director: Darren W. Woods Mgmt No vote Not Applicable 2. Ratification of Independent Auditors Mgmt No vote Not Applicable 3. Advisory Vote to Approve Executive Compensation Mgmt No vote Not Applicable 4. Frequency of Advisory Vote on Executive Compensation Mgmt No vote Not Applicable 5. Establish a New Board Committee on Decarbonization Shr No vote Not Applicable Risk 6. Reduce Executive Stock Holding Period Shr No vote Not Applicable 7. Additional Carbon Capture and Storage and Emissions Shr No vote Not Applicable Report 8. Additional Direct Methane Measurement Shr No vote Not Applicable 9. Establish a Scope 3 Target and Reduce Hydrocarbon Shr No vote Not Applicable Sales 10. Additional Report on Worst-case Spill and Response Shr No vote Not Applicable Plans 11. GHG Reporting on Adjusted Basis Shr No vote Not Applicable 12. Report on Asset Retirement Obligations Under IEA NZE Shr No vote Not Applicable Scenario 13. Report on Plastics Under SCS Scenario Shr No vote Not Applicable 14. Litigation Disclosure Beyond Legal and Accounting Shr No vote Not Applicable Requirements 15. Tax Reporting Beyond Legal Requirements Shr No vote Not Applicable 16. Energy Transition Social Impact Report Shr No vote Not Applicable 17. Report on Commitment Against AMAP Work Shr No vote Not Applicable -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 935697877 -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Ticker: GIS Meeting Date: 27-Sep-2022 ISIN: US3703341046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: R. Kerry Clark Mgmt No vote Not Applicable 1b. Election of Director: David M. Cordani Mgmt No vote Not Applicable 1c. Election of Director: C. Kim Goodwin Mgmt No vote Not Applicable 1d. Election of Director: Jeffrey L. Harmening Mgmt No vote Not Applicable 1e. Election of Director: Maria G. Henry Mgmt No vote Not Applicable 1f. Election of Director: Jo Ann Jenkins Mgmt No vote Not Applicable 1g. Election of Director: Elizabeth C. Lempres Mgmt No vote Not Applicable 1h. Election of Director: Diane L. Neal Mgmt No vote Not Applicable 1i. Election of Director: Steve Odland Mgmt No vote Not Applicable 1j. Election of Director: Maria A. Sastre Mgmt No vote Not Applicable 1k. Election of Director: Eric D. Sprunk Mgmt No vote Not Applicable 1l. Election of Director: Jorge A. Uribe Mgmt No vote Not Applicable 2. Approval of the 2022 Stock Compensation Plan. Mgmt No vote Not Applicable 3. Advisory Vote on Executive Compensation. Mgmt No vote Not Applicable 4. Ratify Appointment of the Independent Registered Mgmt No vote Not Applicable Public Accounting Firm. 5. Shareholder Proposal - Independent Board Chairman. Shr No vote Not Applicable 6. Shareholder Proposal Regarding a Plastic Packaging Shr No vote Not Applicable Report. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935797223 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Ticker: JPM Meeting Date: 16-May-2023 ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Linda B. Bammann Mgmt No vote Not Applicable 1b. Election of Director: Stephen B. Burke Mgmt No vote Not Applicable 1c. Election of Director: Todd A. Combs Mgmt No vote Not Applicable 1d. Election of Director: James S. Crown Mgmt No vote Not Applicable 1e. Election of Director: Alicia Boler Davis Mgmt No vote Not Applicable 1f. Election of Director: James Dimon Mgmt No vote Not Applicable 1g. Election of Director: Timothy P. Flynn Mgmt No vote Not Applicable 1h. Election of Director: Alex Gorsky Mgmt No vote Not Applicable 1i. Election of Director: Mellody Hobson Mgmt No vote Not Applicable 1j. Election of Director: Michael A. Neal Mgmt No vote Not Applicable 1k. Election of Director: Phebe N. Novakovic Mgmt No vote Not Applicable 1l. Election of Director: Virginia M. Rometty Mgmt No vote Not Applicable 2. Advisory resolution to approve executive compensation Mgmt No vote Not Applicable 3. Advisory vote on frequency of advisory resolution to Mgmt No vote Not Applicable approve executive compensation 4. Ratification of independent registered public Mgmt No vote Not Applicable accounting firm 5. Independent board chairman Shr No vote Not Applicable 6. Fossil fuel phase out Shr No vote Not Applicable 7. Amending public responsibility committee charter to Shr No vote Not Applicable include mandate to oversee animal welfare impact and risk 8. Special shareholder meeting improvement Shr No vote Not Applicable 9. Report on climate transition planning Shr No vote Not Applicable 10. Report on ensuring respect for civil liberties Shr No vote Not Applicable 11. Report analyzing the congruence of the company's Shr No vote Not Applicable political and electioneering expenditures 12. Absolute GHG reduction goals Shr No vote Not Applicable -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935858437 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Ticker: MA Meeting Date: 27-Jun-2023 ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF DIRECTOR: Merit E. Janow Mgmt No vote Not Applicable 1b. ELECTION OF DIRECTOR: Candido Bracher Mgmt No vote Not Applicable 1c. ELECTION OF DIRECTOR: Richard K. Davis Mgmt No vote Not Applicable 1d. ELECTION OF DIRECTOR: Julius Genachowski Mgmt No vote Not Applicable 1e. ELECTION OF DIRECTOR: Choon Phong Goh Mgmt No vote Not Applicable 1f. ELECTION OF DIRECTOR: Oki Matsumoto Mgmt No vote Not Applicable 1g. ELECTION OF DIRECTOR: Michael Miebach Mgmt No vote Not Applicable 1h. ELECTION OF DIRECTOR: Youngme Moon Mgmt No vote Not Applicable 1i. ELECTION OF DIRECTOR: Rima Qureshi Mgmt No vote Not Applicable 1j. ELECTION OF DIRECTOR: Gabrielle Sulzberger Mgmt No vote Not Applicable 1k. ELECTION OF DIRECTOR: Harit Talwar Mgmt No vote Not Applicable 1l. ELECTION OF DIRECTOR: Lance Uggla Mgmt No vote Not Applicable 2. Advisory approval of Mastercard's executive Mgmt No vote Not Applicable compensation. 3. Advisory approval of the frequency of future advisory Mgmt No vote Not Applicable votes on executive compensation. 4. Approval of Mastercard Incorporated Employee Stock Mgmt No vote Not Applicable Purchase Plan. 5. Ratification of the appointment of Mgmt No vote Not Applicable PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. 6. Consideration of a stockholder proposal requesting a Shr No vote Not Applicable report on ensuring respect for civil liberties. 7. Consideration of a stockholder proposal requesting a Shr No vote Not Applicable report on Mastercard's stance on new Merchant Category Code. 8. Consideration of a stockholder proposal requesting Shr No vote Not Applicable lobbying disclosure. 9. Consideration of a stockholder proposal requesting Shr No vote Not Applicable stockholders approve advance notice bylaw amendments. 10. Consideration of a stockholder proposal requesting a Shr No vote Not Applicable report on the cost-benefit analysis of diversity and inclusion efforts. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935809080 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Ticker: MRK Meeting Date: 23-May-2023 ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt No vote Not Applicable 1b. Election of Director: Mary Ellen Coe Mgmt No vote Not Applicable 1c. Election of Director: Pamela J. Craig Mgmt No vote Not Applicable 1d. Election of Director: Robert M. Davis Mgmt No vote Not Applicable 1e. Election of Director: Thomas H. Glocer Mgmt No vote Not Applicable 1f. Election of Director: Risa J. Lavizzo-Mourey, M.D. Mgmt No vote Not Applicable 1g. Election of Director: Stephen L. Mayo, Ph.D. Mgmt No vote Not Applicable 1h. Election of Director: Paul B. Rothman, M.D. Mgmt No vote Not Applicable 1i. Election of Director: Patricia F. Russo Mgmt No vote Not Applicable 1j. Election of Director: Christine E. Seidman, M.D. Mgmt No vote Not Applicable 1k. Election of Director: Inge G. Thulin Mgmt No vote Not Applicable 1l. Election of Director: Kathy J. Warden Mgmt No vote Not Applicable 1m. Election of Director: Peter C. Wendell Mgmt No vote Not Applicable 2. Non-binding advisory vote to approve the compensation Mgmt No vote Not Applicable of our named executive officers. 3. Non-binding advisory vote to approve the frequency of Mgmt No vote Not Applicable future votes to approve the compensation of our named executive officers. 4. Ratification of the appointment of the Company's Mgmt No vote Not Applicable independent registered public accounting firm for 2023. 5. Shareholder proposal regarding business operations in Shr No vote Not Applicable China. 6. Shareholder proposal regarding access to COVID-19 Shr No vote Not Applicable products. 7. Shareholder proposal regarding indirect political Shr No vote Not Applicable spending. 8. Shareholder proposal regarding patents and access. Shr No vote Not Applicable 9. Shareholder proposal regarding a congruency report of Shr No vote Not Applicable partnerships with globalist organizations. 10. Shareholder proposal regarding an independent board Shr No vote Not Applicable chairman. -------------------------------------------------------------------------------------------------------------------------- META PLATFORMS, INC. Agenda Number: 935830960 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Ticker: META Meeting Date: 31-May-2023 ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt No vote Not Applicable Marc L. Andreessen Mgmt No vote Not Applicable Andrew W. Houston Mgmt No vote Not Applicable Nancy Killefer Mgmt No vote Not Applicable Robert M. Kimmitt Mgmt No vote Not Applicable Sheryl K. Sandberg Mgmt No vote Not Applicable Tracey T. Travis Mgmt No vote Not Applicable Tony Xu Mgmt No vote Not Applicable Mark Zuckerberg Mgmt No vote Not Applicable 2. To ratify the appointment of Ernst & Young LLP as Meta Mgmt No vote Not Applicable Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. A shareholder proposal regarding government takedown Shr No vote Not Applicable requests. 4. A shareholder proposal regarding dual class capital Shr No vote Not Applicable structure. 5. A shareholder proposal regarding human rights impact Shr No vote Not Applicable assessment of targeted advertising. 6. A shareholder proposal regarding report on lobbying Shr No vote Not Applicable disclosures. 7. A shareholder proposal regarding report on allegations Shr No vote Not Applicable of political entanglement and content management biases in India. 8. A shareholder proposal regarding report on framework Shr No vote Not Applicable to assess company lobbying alignment with climate goals. 9. A shareholder proposal regarding report on Shr No vote Not Applicable reproductive rights and data privacy. 10. A shareholder proposal regarding report on enforcement Shr No vote Not Applicable of Community Standards and user content. 11. A shareholder proposal regarding report on child Shr No vote Not Applicable safety impacts and actual harm reduction to children. 12. A shareholder proposal regarding report on pay Shr No vote Not Applicable calibration to externalized costs. 13. A shareholder proposal regarding performance review of Shr No vote Not Applicable the audit & risk oversight committee. -------------------------------------------------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Agenda Number: 935792211 -------------------------------------------------------------------------------------------------------------------------- Security: 620076307 Meeting Type: Annual Ticker: MSI Meeting Date: 16-May-2023 ISIN: US6200763075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one-year term: Gregory Q. Mgmt No vote Not Applicable Brown 1b. Election of Director for a one-year term: Kenneth D. Mgmt No vote Not Applicable Denman 1c. Election of Director for a one-year term: Egon P. Mgmt No vote Not Applicable Durban 1d. Election of Director for a one-year term: Ayanna M. Mgmt No vote Not Applicable Howard 1e. Election of Director for a one-year term: Clayton M. Mgmt No vote Not Applicable Jones 1f. Election of Director for a one-year term: Judy C. Mgmt No vote Not Applicable Lewent 1g. Election of Director for a one-year term: Gregory K. Mgmt No vote Not Applicable Mondre 1h. Election of Director for a one-year term: Joseph M. Mgmt No vote Not Applicable Tucci 2. Ratification of the Appointment of Mgmt No vote Not Applicable PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. 3. Advisory Approval of the Company's Executive Mgmt No vote Not Applicable Compensation. 4. Advisory Approval of the Frequency of the Advisory Mgmt No vote Not Applicable Vote to Approve the Company's Executive Compensation. -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 935831126 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Ticker: NFLX Meeting Date: 01-Jun-2023 ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to hold office until the 2024 Mgmt No vote Not Applicable Annual Meeting of Stockholders: Mathias Döpfner 1b. Election of Director to hold office until the 2024 Mgmt No vote Not Applicable Annual Meeting of Stockholders: Reed Hastings 1c. Election of Director to hold office until the 2024 Mgmt No vote Not Applicable Annual Meeting of Stockholders: Jay Hoag 1d. Election of Director to hold office until the 2024 Mgmt No vote Not Applicable Annual Meeting of Stockholders: Ted Sarandos 2. Ratification of appointment of independent registered Mgmt No vote Not Applicable public accounting firm. 3. Advisory approval of named executive officer Mgmt No vote Not Applicable compensation. 4. Advisory vote on the frequency of future advisory Mgmt No vote Not Applicable votes on executive compensation. 5. Stockholder proposal entitled, "Proposal 5 - Reform Shr No vote Not Applicable the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. 6. Stockholder proposal entitled, "Netflix-Exclusive Shr No vote Not Applicable Board of Directors," if properly presented at the meeting. 7. Stockholder proposal requesting a report on the Shr No vote Not Applicable Company's 401(K) Plan, if properly presented at the meeting. 8. Stockholder proposal entitled, "Policy on Freedom of Shr No vote Not Applicable Association," if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935863224 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Ticker: NVDA Meeting Date: 22-Jun-2023 ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert K. Burgess Mgmt No vote Not Applicable 1b. Election of Director: Tench Coxe Mgmt No vote Not Applicable 1c. Election of Director: John O. Dabiri Mgmt No vote Not Applicable 1d. Election of Director: Persis S. Drell Mgmt No vote Not Applicable 1e. Election of Director: Jen-Hsun Huang Mgmt No vote Not Applicable 1f. Election of Director: Dawn Hudson Mgmt No vote Not Applicable 1g. Election of Director: Harvey C. Jones Mgmt No vote Not Applicable 1h. Election of Director: Michael G. McCaffery Mgmt No vote Not Applicable 1i. Election of Director: Stephen C. Neal Mgmt No vote Not Applicable 1j. Election of Director: Mark L. Perry Mgmt No vote Not Applicable 1k. Election of Director: A. Brooke Seawell Mgmt No vote Not Applicable 1l. Election of Director: Aarti Shah Mgmt No vote Not Applicable 1m. Election of Director: Mark A. Stevens Mgmt No vote Not Applicable 2. Advisory approval of our executive compensation. Mgmt No vote Not Applicable 3. Advisory approval of the frequency of holding an Mgmt No vote Not Applicable advisory vote on our executive compensation. 4. Ratification of the selection of Mgmt No vote Not Applicable PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE, INC. Agenda Number: 935846127 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Ticker: CRM Meeting Date: 08-Jun-2023 ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marc Benioff Mgmt No vote Not Applicable 1b. Election of Director: Laura Alber Mgmt No vote Not Applicable 1c. Election of Director: Craig Conway Mgmt No vote Not Applicable 1d. Election of Director: Arnold Donald Mgmt No vote Not Applicable 1e. Election of Director: Parker Harris Mgmt No vote Not Applicable 1f. Election of Director: Neelie Kroes Mgmt No vote Not Applicable 1g. Election of Director: Sachin Mehra Mgmt No vote Not Applicable 1h. Election of Director: Mason Morfit Mgmt No vote Not Applicable 1i. Election of Director: Oscar Munoz Mgmt No vote Not Applicable 1j. Election of Director: John V. Roos Mgmt No vote Not Applicable 1k. Election of Director: Robin Washington Mgmt No vote Not Applicable 1l. Election of Director: Maynard Webb Mgmt No vote Not Applicable 1m. Election of Director: Susan Wojcicki Mgmt No vote Not Applicable 2. Amendment and restatement of our 2013 Equity Incentive Mgmt No vote Not Applicable Plan to increase the number of shares reserved for issuance. 3. Ratification of the appointment of Ernst & Young LLP Mgmt No vote Not Applicable as our independent registered public accounting firm for the fiscal year ending January 31, 2024. 4. An advisory vote to approve the fiscal 2023 Mgmt No vote Not Applicable compensation of our named executive officers. 5. An advisory vote on the frequency of holding future Mgmt No vote Not Applicable advisory votes to approve executive compensation. 6. A stockholder proposal requesting a policy to require Shr No vote Not Applicable the Chair of the Board be an independent member of the Board and not a former CEO of the Company, if properly presented at the meeting. 7. A stockholder proposal requesting a policy to forbid Shr No vote Not Applicable all Company directors from sitting on any other boards, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935762193 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Ticker: SBUX Meeting Date: 23-Mar-2023 ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard E. Allison, Jr. Mgmt No vote Not Applicable 1b. Election of Director: Andrew Campion Mgmt No vote Not Applicable 1c. Election of Director: Beth Ford Mgmt No vote Not Applicable 1d. Election of Director: Mellody Hobson Mgmt No vote Not Applicable 1e. Election of Director: Jørgen Vig Knudstorp Mgmt No vote Not Applicable 1f. Election of Director: Satya Nadella Mgmt No vote Not Applicable 1g. Election of Director: Laxman Narasimhan Mgmt No vote Not Applicable 1h. Election of Director: Howard Schultz Mgmt No vote Not Applicable 2. Approval, on a nonbinding basis, of the compensation Mgmt No vote Not Applicable paid to our named executive officers 3. Approval, on a nonbinding basis, of the frequency of Mgmt No vote Not Applicable future advisory votes on executive compensation 4. Ratify the selection of Deloitte & Touche LLP as our Mgmt No vote Not Applicable independent registered public accounting firm for fiscal 2023 5. Report on Plant-Based Milk Pricing Shr No vote Not Applicable 6. CEO Succession Planning Policy Amendment Shr No vote Not Applicable 7. Annual Reports on Company Operations in China Shr No vote Not Applicable 8. Assessment of Worker Rights Commitments Shr No vote Not Applicable 9. Creation of Board Committee on Corporate Shr No vote Not Applicable Sustainability -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935679540 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Ticker: TSLA Meeting Date: 04-Aug-2022 ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ira Ehrenpreis Mgmt No vote Not Applicable 1.2 Election of Director: Kathleen Wilson-Thompson Mgmt No vote Not Applicable 2. Tesla proposal for adoption of amendments to Mgmt No vote Not Applicable certificate of incorporation to reduce director terms to two years. 3. Tesla proposal for adoption of amendments to Mgmt No vote Not Applicable certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. 4. Tesla proposal for adoption of amendments to Mgmt No vote Not Applicable certificate of incorporation to increase the number of authorized shares of common stock by 4,000,000,000 shares. 5. Tesla proposal to ratify the appointment of Mgmt No vote Not Applicable independent registered public accounting firm. 6. Stockholder proposal regarding proxy access. Shr No vote Not Applicable 7. Stockholder proposal regarding annual reporting on Shr No vote Not Applicable anti-discrimination and harassment efforts. 8. Stockholder proposal regarding annual reporting on Shr No vote Not Applicable Board diversity. 9. Stockholder proposal regarding reporting on employee Shr No vote Not Applicable arbitration. 10. Stockholder proposal regarding reporting on lobbying. Shr No vote Not Applicable 11. Stockholder proposal regarding adoption of a freedom Shr No vote Not Applicable of association and collective bargaining policy. 12. Stockholder proposal regarding additional reporting on Shr No vote Not Applicable child labor. 13. Stockholder proposal regarding additional reporting on Shr No vote Not Applicable water risk. -------------------------------------------------------------------------------------------------------------------------- TESLA, INC. Agenda Number: 935804636 -------------------------------------------------------------------------------------------------------------------------- Security: 88160R101 Meeting Type: Annual Ticker: TSLA Meeting Date: 16-May-2023 ISIN: US88160R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Elon Musk Mgmt No vote Not Applicable 1.2 Election of Director: Robyn Denholm Mgmt No vote Not Applicable 1.3 Election of Director: JB Straubel Mgmt No vote Not Applicable 2. Tesla proposal to approve executive compensation on a Mgmt No vote Not Applicable non- binding advisory basis. 3. Tesla proposal to approve the frequency of future Mgmt No vote Not Applicable votes on executive compensation on a non-binding advisory basis. 4. Tesla proposal to ratify the appointment of Mgmt No vote Not Applicable independent registered public accounting firm. 5. Stockholder proposal regarding reporting on key-person Shr No vote Not Applicable risk. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 935770063 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Ticker: BA Meeting Date: 18-Apr-2023 ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert A. Bradway Mgmt No vote Not Applicable 1b. Election of Director: David L. Calhoun Mgmt No vote Not Applicable 1c. Election of Director: Lynne M. Doughtie Mgmt No vote Not Applicable 1d. Election of Director: David L. Gitlin Mgmt No vote Not Applicable 1e. Election of Director: Lynn J. Good Mgmt No vote Not Applicable 1f. Election of Director: Stayce D. Harris Mgmt No vote Not Applicable 1g. Election of Director: Akhil Johri Mgmt No vote Not Applicable 1h. Election of Director: David L. Joyce Mgmt No vote Not Applicable 1i. Election of Director: Lawrence W. Kellner Mgmt No vote Not Applicable 1j. Election of Director: Steven M. Mollenkopf Mgmt No vote Not Applicable 1k. Election of Director: John M. Richardson Mgmt No vote Not Applicable 1l. Election of Director: Sabrina Soussan Mgmt No vote Not Applicable 1m. Election of Director: Ronald A. Williams Mgmt No vote Not Applicable 2. Approve, on an Advisory Basis, Named Executive Officer Mgmt No vote Not Applicable Compensation. 3. Approve, on an Advisory Basis, the Frequency of Future Mgmt No vote Not Applicable Advisory Votes on Named Executive Officer Compensation. 4. Approve The Boeing Company 2023 Incentive Stock Plan. Mgmt No vote Not Applicable 5. Ratify the Appointment of Deloitte & Touche LLP as Mgmt No vote Not Applicable Independent Auditor for 2023. 6. China Report. Shr No vote Not Applicable 7. Report on Lobbying Activities. Shr No vote Not Applicable 8. Report on Climate Lobbying. Shr No vote Not Applicable 9. Pay Equity Disclosure. Shr No vote Not Applicable -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935777702 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Ticker: GS Meeting Date: 26-Apr-2023 ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michele Burns Mgmt No vote Not Applicable 1b. Election of Director: Mark Flaherty Mgmt No vote Not Applicable 1c. Election of Director: Kimberley Harris Mgmt No vote Not Applicable 1d. Election of Director: Kevin Johnson Mgmt No vote Not Applicable 1e. Election of Director: Ellen Kullman Mgmt No vote Not Applicable 1f. Election of Director: Lakshmi Mittal Mgmt No vote Not Applicable 1g. Election of Director: Adebayo Ogunlesi Mgmt No vote Not Applicable 1h. Election of Director: Peter Oppenheimer Mgmt No vote Not Applicable 1i. Election of Director: David Solomon Mgmt No vote Not Applicable 1j. Election of Director: Jan Tighe Mgmt No vote Not Applicable 1k. Election of Director: Jessica Uhl Mgmt No vote Not Applicable 1l. Election of Director: David Viniar Mgmt No vote Not Applicable 2. Advisory Vote to Approve Executive Compensation (Say Mgmt No vote Not Applicable on Pay) 3. Advisory Vote on the Frequency of Say on Pay Mgmt No vote Not Applicable 4. Ratification of PricewaterhouseCoopers LLP as our Mgmt No vote Not Applicable Independent Registered Public Accounting Firm for 2023 5. Shareholder Proposal Regarding a Report on Lobbying Shr No vote Not Applicable 6. Shareholder Proposal Regarding a Policy for an Shr No vote Not Applicable Independent Chair 7. Shareholder Proposal Regarding Chinese Congruency of Shr No vote Not Applicable Certain ETFs 8. Shareholder Proposal Regarding a Racial Equity Audit Shr No vote Not Applicable 9. Shareholder Proposal Regarding a Policy to Phase Out Shr No vote Not Applicable Fossil Fuel-Related Lending & Underwriting Activities 10. Shareholder Proposal Regarding Disclosure of 2030 Shr No vote Not Applicable Absolute Greenhouse Gas Reduction Goals 11. Shareholder Proposal Regarding Climate Transition Shr No vote Not Applicable Report 12. Shareholder Proposal Regarding Reporting on Pay Equity Shr No vote Not Applicable -------------------------------------------------------------------------------------------------------------------------- THE TORO COMPANY Agenda Number: 935762143 -------------------------------------------------------------------------------------------------------------------------- Security: 891092108 Meeting Type: Annual Ticker: TTC Meeting Date: 21-Mar-2023 ISIN: US8910921084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey M. Ettinger Mgmt No vote Not Applicable Eric P. Hansotia Mgmt No vote Not Applicable D. Christian Koch Mgmt No vote Not Applicable 2. Ratification of the selection of KPMG LLP as our Mgmt No vote Not Applicable independent registered public accounting firm for our fiscal year ending October 31, 2023. 3. Approval of, on an advisory basis, our executive Mgmt No vote Not Applicable compensation. 4. Approval of, on an advisory basis, the frequency of Mgmt No vote Not Applicable the advisory approval of our executive compensation. -------------------------------------------------------------------------------------------------------------------------- UBER TECHNOLOGIES, INC. Agenda Number: 935791726 -------------------------------------------------------------------------------------------------------------------------- Security: 90353T100 Meeting Type: Annual Ticker: UBER Meeting Date: 08-May-2023 ISIN: US90353T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ronald Sugar Mgmt No vote Not Applicable 1b. Election of Director: Revathi Advaithi Mgmt No vote Not Applicable 1c. Election of Director: Ursula Burns Mgmt No vote Not Applicable 1d. Election of Director: Robert Eckert Mgmt No vote Not Applicable 1e. Election of Director: Amanda Ginsberg Mgmt No vote Not Applicable 1f. Election of Director: Dara Khosrowshahi Mgmt No vote Not Applicable 1g. Election of Director: Wan Ling Martello Mgmt No vote Not Applicable 1h. Election of Director: John Thain Mgmt No vote Not Applicable 1i. Election of Director: David Trujillo Mgmt No vote Not Applicable 1j. Election of Director: Alexander Wynaendts Mgmt No vote Not Applicable 2. Advisory vote to approve 2022 named executive officer Mgmt No vote Not Applicable compensation. 3. Ratification of the appointment of Mgmt No vote Not Applicable PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. 4. Stockholder proposal to prepare an independent Shr No vote Not Applicable third-party audit on Driver health and safety. -------------------------------------------------------------------------------------------------------------------------- ULTA BEAUTY, INC. Agenda Number: 935831241 -------------------------------------------------------------------------------------------------------------------------- Security: 90384S303 Meeting Type: Annual Ticker: ULTA Meeting Date: 01-Jun-2023 ISIN: US90384S3031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michelle L. Collins Mgmt No vote Not Applicable 1b. Election of Director: Patricia A. Little Mgmt No vote Not Applicable 1c. Election of Director: Heidi G. Petz Mgmt No vote Not Applicable 1d. Election of Director: Michael C. Smith Mgmt No vote Not Applicable 2. To approve an amendment to our Certificate of Mgmt No vote Not Applicable Incorporation to declassify our Board of Directors and provide for the annual election of directors. 3. To approve amendments to our Bylaws to provide that Mgmt No vote Not Applicable directors may be removed by the holders of a majority of the shares then entitled to vote at an election of directors and, if Proposal 2 is approved, with or without cause. 4. To approve an amendment to our Certificate of Mgmt No vote Not Applicable Incorporation to replace all supermajority voting standards for amendments to the Certificate of Incorporation with a majority standard. 5. To approve an amendment to our Bylaws to replace all Mgmt No vote Not Applicable supermajority voting standards for amendments to the Bylaws with a majority standard. 6. To ratify the appointment of Ernst & Young LLP as our Mgmt No vote Not Applicable independent registered public accounting firm for our fiscal year 2023, ending February 3, 2024. 7. Advisory resolution to approve the Company's executive Mgmt No vote Not Applicable compensation. 8. Advisory vote on the frequency of future advisory Mgmt No vote Not Applicable votes on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- UNITED RENTALS, INC. Agenda Number: 935784884 -------------------------------------------------------------------------------------------------------------------------- Security: 911363109 Meeting Type: Annual Ticker: URI Meeting Date: 04-May-2023 ISIN: US9113631090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: José B. Alvarez Mgmt No vote Not Applicable 1b. Election of Director: Marc A. Bruno Mgmt No vote Not Applicable 1c. Election of Director: Larry D. De Shon Mgmt No vote Not Applicable 1d. Election of Director: Matthew J. Flannery Mgmt No vote Not Applicable 1e. Election of Director: Bobby J. Griffin Mgmt No vote Not Applicable 1f. Election of Director: Kim Harris Jones Mgmt No vote Not Applicable 1g. Election of Director: Terri L. Kelly Mgmt No vote Not Applicable 1h. Election of Director: Michael J. Kneeland Mgmt No vote Not Applicable 1i. Election of Director: Francisco J. Lopez-Balboa Mgmt No vote Not Applicable 1j. Election of Director: Gracia C. Martore Mgmt No vote Not Applicable 1k. Election of Director: Shiv Singh Mgmt No vote Not Applicable 2. Ratification of Appointment of Public Accounting Firm. Mgmt No vote Not Applicable 3. Advisory Approval of Executive Compensation. Mgmt No vote Not Applicable 4. Advisory Vote on Frequency of Executive Compensation Mgmt No vote Not Applicable Vote. 5. Company Proposal to Improve Shareholder Written Mgmt No vote Not Applicable Consent (Amend Certificate of Incorporation to Reduce Threshold to 15%). 6. Stockholder Proposal to Improve Shareholder Written Shr No vote Not Applicable Consent. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935835237 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Ticker: UNH Meeting Date: 05-Jun-2023 ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Timothy Flynn Mgmt No vote Not Applicable 1b. Election of Director: Paul Garcia Mgmt No vote Not Applicable 1c. Election of Director: Kristen Gil Mgmt No vote Not Applicable 1d. Election of Director: Stephen Hemsley Mgmt No vote Not Applicable 1e. Election of Director: Michele Hooper Mgmt No vote Not Applicable 1f. Election of Director: F. William McNabb III Mgmt No vote Not Applicable 1g. Election of Director: Valerie Montgomery Rice, M.D. Mgmt No vote Not Applicable 1h. Election of Director: John Noseworthy, M.D. Mgmt No vote Not Applicable 1i. Election of Director: Andrew Witty Mgmt No vote Not Applicable 2. Advisory approval of the Company's executive Mgmt No vote Not Applicable compensation. 3. Advisory approval of the frequency of holding future Mgmt No vote Not Applicable say-on-pay votes. 4. Ratification of the appointment of Deloitte & Touche Mgmt No vote Not Applicable LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. 5. If properly presented at the 2023 Annual Meeting of Shr No vote Not Applicable Shareholders, the shareholder proposal seeking a third-party racial equity audit. 6. If properly presented at the 2023 Annual Meeting of Shr No vote Not Applicable Shareholders, the shareholder proposal requiring a political contributions congruency report. 7. If properly presented at the 2023 Annual Meeting of Shr No vote Not Applicable Shareholders, the shareholder proposal seeking shareholder ratification of termination pay.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ETF Opportunities Trust
(Registrant)
By | /s/ Karen Shupe | |
Name: | Karen Shupe | |
Title: | Principal Executive Officer |
Date: August 30, 2023