Rivernorth Managed Duration Municipal Income Fund (RMM)
Filed: 28 Aug 20, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-23434
____________________________________________________
RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND, INC.
____________________________________________________
(Exact name of registrant as specified in charter)
325 North LaSalle Street, Suite 645, Chicago, Illinois 60654
____________________________________________________
(Address of principal executive offices) (Zip code)
Marc L. Collins
325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
____________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (312) 832-1440
Date of fiscal year end: June 30
Date of reporting period: July 1, 2019 - June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.
| Item 1 | Proxy Voting Record |
| See below |
Investment Company Report
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | ||||||||||||||||||||||||||
| Security | 670980101 | Meeting Type | Contested-Annual | |||||||||||||||||||||||
| Ticker Symbol | NUO | Meeting Date | 05-Dec-2019 | |||||||||||||||||||||||
| ISIN | US6709801012 | Agenda | 935086303 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||
| 1 | Judith M. Stockdale | |||||||||||||||||||||||||
| 2 | Carole E. Stone | |||||||||||||||||||||||||
| 3 | Margaret L. Wolff | |||||||||||||||||||||||||
| 2. | If properly presented at the meeting, a shareholder proposal to declassify the Board of Trustees, so that all Trustees are elected on an annual basis. | Shareholder | ||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 37,215 | 0 | |||||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 37,215 | 0 | |||||||||||||||||||||
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | ||||||||||||||||||||||||||
| Security | 670980101 | Meeting Type | Contested-Annual | |||||||||||||||||||||||
| Ticker Symbol | NUO | Meeting Date | 05-Dec-2019 | |||||||||||||||||||||||
| ISIN | US6709801012 | Agenda | 935087216 - Opposition | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1 | DIRECTOR | Management | Split | |||||||||||||||||||||||
| 1 | David Basile | Split | ||||||||||||||||||||||||
| 2 | Peter Borish | Split | ||||||||||||||||||||||||
| 3 | Charles Clarvit | Split | ||||||||||||||||||||||||
| 2 | For the Board to consider declassifying the Board so that all trustees are elected on an annual basis starting at the next annual meeting of shareholders. | Management | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 37,215 | 0 | 30-Oct-2019 | 30-Oct-2019 | |||||||||||||||||||
| NUVEEN TX QUALITY INCOME MUNICIPAL FD | ||||||||||||||||||||||||||
| Security | 670983105 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | NTX | Meeting Date | 05-Dec-2019 | |||||||||||||||||||||||
| ISIN | US6709831050 | Agenda | 935097736 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1A. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | Judith M. Stockdale | Split | Split | |||||||||||||||||||||||
| 2 | Carole E. Stone | Split | Split | |||||||||||||||||||||||
| 3 | Margaret L. Wolff | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 202,958 | 0 | 04-Dec-2019 | 04-Dec-2019 | |||||||||||||||||||
| NUVEEN ARIZONA QUALITY MUNICIPAL INC FD | ||||||||||||||||||||||||||
| Security | 67061W104 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | NAZ | Meeting Date | 05-Dec-2019 | |||||||||||||||||||||||
| ISIN | US67061W1045 | Agenda | 935097736 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1A. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | Judith M. Stockdale | Split | Split | |||||||||||||||||||||||
| 2 | Carole E. Stone | Split | Split | |||||||||||||||||||||||
| 3 | Margaret L. Wolff | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 20,944 | 0 | 04-Dec-2019 | 04-Dec-2019 | |||||||||||||||||||
| NUVEEN PENNSYLVANIA QLTY MUNI INC FD INC | ||||||||||||||||||||||||||
| Security | 670972108 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | NQP | Meeting Date | 05-Dec-2019 | |||||||||||||||||||||||
| ISIN | US6709721087 | Agenda | 935097736 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1A. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | Judith M. Stockdale | Split | Split | |||||||||||||||||||||||
| 2 | Carole E. Stone | Split | Split | |||||||||||||||||||||||
| 3 | Margaret L. Wolff | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 644,890 | 0 | 04-Dec-2019 | 04-Dec-2019 | |||||||||||||||||||
| NUVEEN CALIFORNIA QUALITY MUNI INC FD | ||||||||||||||||||||||||||
| Security | 67066Y105 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | NAC | Meeting Date | 05-Dec-2019 | |||||||||||||||||||||||
| ISIN | US67066Y1055 | Agenda | 935097736 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1A. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | Judith M. Stockdale | Split | Split | |||||||||||||||||||||||
| 2 | Carole E. Stone | Split | Split | |||||||||||||||||||||||
| 3 | Margaret L. Wolff | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 241,920 | 0 | 04-Dec-2019 | 04-Dec-2019 | |||||||||||||||||||
| NUVEEN MICHIGAN QLTY MUNI INC FD INC | ||||||||||||||||||||||||||
| Security | 670979103 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | NUM | Meeting Date | 05-Dec-2019 | |||||||||||||||||||||||
| ISIN | US6709791031 | Agenda | 935097736 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1A. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | Judith M. Stockdale | Split | Split | |||||||||||||||||||||||
| 2 | Carole E. Stone | Split | Split | |||||||||||||||||||||||
| 3 | Margaret L. Wolff | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 340,825 | 0 | 04-Dec-2019 | 04-Dec-2019 | |||||||||||||||||||
| EATON VANCE NY MUNICIPAL INCOME TRUST | ||||||||||||||||||||||||||
| Security | 27826W104 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | EVY | Meeting Date | 19-Mar-2020 | |||||||||||||||||||||||
| ISIN | US27826W1045 | Agenda | 935125799 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | William H. Park | Split | Split | |||||||||||||||||||||||
| 2 | Helen Frame Peters | Split | Split | |||||||||||||||||||||||
| 3 | Keith Quinton | Split | Split | |||||||||||||||||||||||
| 4 | Marcus L. Smith | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 72,921 | 0 | 18-Mar-2020 | 18-Mar-2020 | |||||||||||||||||||
| ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC | ||||||||||||||||||||||||||
| Security | 01864U106 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | AFB | Meeting Date | 30-Mar-2020 | |||||||||||||||||||||||
| ISIN | US01864U1060 | Agenda | 935135079 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | Robert M. Keith | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 389,707 | 0 | 27-Mar-2020 | 27-Mar-2020 | |||||||||||||||||||
| NUVEEN MARYLAND QUALITY MUNICIPAL INC FD | ||||||||||||||||||||||||||
| Security | 67061Q107 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | NMY | Meeting Date | 22-Apr-2020 | |||||||||||||||||||||||
| ISIN | US67061Q1076 | Agenda | 935139394 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1A. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | John K. Nelson | Split | Split | |||||||||||||||||||||||
| 2 | Terence J. Toth | Split | Split | |||||||||||||||||||||||
| 3 | Robert L. Young | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 376,142 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||
| PUTNAM MANAGED MUNICIPAL INCOME TRUST | ||||||||||||||||||||||||||
| Security | 746823103 | Meeting Type | Annual | |||||||||||||||||||||||
| Ticker Symbol | PMM | Meeting Date | 24-Apr-2020 | |||||||||||||||||||||||
| ISIN | US7468231037 | Agenda | 935168890 - Management | |||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||
| 1A. | Fixing the number of Trustees at 11. | Management | Split | Split | ||||||||||||||||||||||
| 1B. | DIRECTOR | Management | Split | Split | ||||||||||||||||||||||
| 1 | Liaquat Ahamed | Split | Split | |||||||||||||||||||||||
| 2 | Ravi Akhoury | Split | Split | |||||||||||||||||||||||
| 3 | Barbara M. Baumann | Split | Split | |||||||||||||||||||||||
| 4 | Catharine Bond Hill | Split | Split | |||||||||||||||||||||||
| 5 | Paul L. Joskow | Split | Split | |||||||||||||||||||||||
| 6 | Kenneth R. Leibler | Split | Split | |||||||||||||||||||||||
| 7 | Robert L. Reynolds | Split | Split | |||||||||||||||||||||||
| 8 | Manoj P. Singh | Split | Split | |||||||||||||||||||||||
| 9 | Mona K. Sutphen | Split | Split | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||
| 997RV1J | RN MANAGED DUR MUNI INC FUND | 997RV1J | STATE STREET BANK & TRUST CO | 41,306 | 0 | 23-Apr-2020 | 23-Apr-2020 | |||||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RiverNorth Managed Duration Municipal Income Fund, Inc. | ||
| /s/ Patrick W. Galley | ||
| By: Patrick W. Galley | ||
| Title: President and Chairman of the Board | ||
| Date: August 27, 2020 | ||