The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 43 | 1,800 | SH | Call | SOLE | 500 | 0 | 1,300 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 278 | 2,024 | SH | SOLE | 1,144 | 0 | 880 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 769 | 743 | SH | SOLE | 185 | 0 | 558 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 199 | 1,000 | SH | Call | SOLE | 200 | 0 | 800 | |
AMAZON COM INC | COM | 023135106 | 608 | 399 | SH | SOLE | 26 | 0 | 373 | ||
AMAZON COM INC | COM | 023135106 | 95 | 300 | SH | Call | SOLE | 100 | 0 | 200 | |
APPLE INC | COM | 037833100 | 2,216 | 13,996 | SH | SOLE | 7,814 | 0 | 6,182 | ||
APPLE INC | COM | 037833100 | 28 | 700 | SH | Call | SOLE | 200 | 0 | 500 | |
AT&T INC | COM | 00206R102 | 540 | 18,773 | SH | SOLE | 3,161 | 0 | 15,612 | ||
BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 05946K101 | 55 | 10,369 | SH | SOLE | 4,700 | 0 | 5,669 | ||
BANK AMER CORP | COM | 060505104 | 35 | 6,000 | SH | Call | SOLE | 800 | 0 | 5,200 | |
BANK AMER CORP | COM | 060505104 | 1,353 | 55,015 | SH | SOLE | 36,579 | 0 | 18,436 | ||
BB&T CORP | COM | 054937107 | 358 | 8,225 | SH | SOLE | 1,019 | 0 | 7,206 | ||
BB&T CORP | COM | 054937107 | 2 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 773 | 3,790 | SH | SOLE | 3,000 | 0 | 790 | ||
BOEING CO | COM | 097023105 | 458 | 1,418 | SH | SOLE | 708 | 0 | 710 | ||
BP PLC | SPONSORED ADR | 055622104 | 516 | 13,635 | SH | SOLE | 7,912 | 0 | 5,723 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 14 | 5,000 | SH | Put | SOLE | 0 | 0 | 5,000 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 9 | 800 | SH | Call | SOLE | 200 | 0 | 600 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 950 | 18,232 | SH | SOLE | 2,067 | 0 | 16,165 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,541 | 12,149 | SH | SOLE | 2,067 | 0 | 10,082 | ||
CATERPILLAR INC DEL | COM | 149123101 | 25 | 900 | SH | Call | SOLE | 200 | 0 | 700 | |
CENTURYLINK INC | COM | 156700106 | 443 | 28,773 | SH | SOLE | 5,259 | 0 | 23,514 | ||
CENTURYLINK INC | COM | 156700106 | 21 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 22 | 1,000 | SH | Call | SOLE | 100 | 0 | 900 | |
CHEVRON CORP NEW | COM | 166764100 | 1,189 | 10,897 | SH | SOLE | 1,089 | 0 | 9,808 | ||
CISCO SYS INC | COM | 17275R102 | 955 | 22,141 | SH | SOLE | 2,357 | 0 | 19,784 | ||
CISCO SYS INC | COM | 17275R102 | 8 | 400 | SH | Call | SOLE | 200 | 0 | 200 | |
COCA COLA CO | COM | 191216100 | 633 | 13,465 | SH | SOLE | 4,325 | 0 | 9,140 | ||
COCA COLA CO | COM | 191216100 | 6 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 423 | 7,064 | SH | SOLE | 376 | 0 | 6,688 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 4 | 400 | SH | Call | SOLE | 0 | 0 | 400 | |
CSI COMPRESSCO LP | COM UNIT | 12637A103 | 35 | 15,200 | SH | SOLE | 14,000 | 0 | 1,200 | ||
CUMMINS INC | COM | 231021106 | 904 | 6,782 | SH | SOLE | 143 | 0 | 6,639 | ||
CUMMINS INC | COM | 231021106 | 10 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
CVS HEALTH CORP | COM | 126650100 | 257 | 3,854 | SH | SOLE | 2,300 | 0 | 1,554 | ||
DEERE & CO | COM | 244199105 | 976 | 6,554 | SH | SOLE | 1,120 | 0 | 5,434 | ||
DEERE & CO | COM | 244199105 | 4 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
DOWDUPONT INC | COM | 26078J100 | 919 | 17,182 | SH | SOLE | 1,420 | 0 | 15,762 | ||
DOWDUPONT INC | COM | 26078J100 | 23 | 2,300 | SH | Call | SOLE | 1,000 | 0 | 1,300 | |
ENBRIDGE INC | COM | 29250N105 | 400 | 12,952 | SH | SOLE | 1,291 | 0 | 11,661 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,519 | 51,607 | SH | SOLE | 10,692 | 0 | 40,915 | ||
EXXON MOBIL CORP | COM | 30231G102 | 26 | 1,700 | SH | Call | SOLE | 200 | 0 | 1,500 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 7 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 474 | 61,208 | SH | SOLE | 15,938 | 0 | 45,270 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 35 | 4,330 | SH | SOLE | 1,040 | 0 | 3,290 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 54 | 20,800 | SH | Call | SOLE | 13,000 | 0 | 7,800 | |
GENERAL MLS INC | COM | 370334104 | 887 | 22,703 | SH | SOLE | 4,612 | 0 | 18,091 | ||
GENERAL MLS INC | COM | 370334104 | 2 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
GENERAL MLS INC | COM | 370334104 | 5 | 5,000 | SH | Put | SOLE | 0 | 0 | 5,000 | |
GILEAD SCIENCES INC | COM | 375558103 | 644 | 10,235 | SH | SOLE | 1,180 | 0 | 9,055 | ||
GILEAD SCIENCES INC | COM | 375558103 | 15 | 1,200 | SH | Call | SOLE | 0 | 0 | 1,200 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 12 | 2,300 | SH | Call | SOLE | 0 | 0 | 2,300 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 545 | 3,259 | SH | SOLE | 2,057 | 0 | 1,202 | ||
GREAT AJAX CORP | COM | 38983D300 | 1,161 | 96,525 | SH | SOLE | 30,020 | 0 | 66,505 | ||
HOME DEPOT INC | COM | 437076102 | 401 | 2,335 | SH | SOLE | 156 | 0 | 2,179 | ||
HOME DEPOT INC | COM | 437076102 | 17 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
HONEYWELL INTL INC | COM | 438516106 | 13 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
HONEYWELL INTL INC | COM | 438516106 | 364 | 2,751 | SH | SOLE | 64 | 0 | 2,687 | ||
INTEL CORP | COM | 458140100 | 52 | 3,400 | SH | Call | SOLE | 700 | 0 | 2,700 | |
INTEL CORP | COM | 458140100 | 960 | 20,546 | SH | SOLE | 2,890 | 0 | 17,656 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 362 | 3,184 | SH | SOLE | 66 | 0 | 3,118 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 37 | 2,800 | SH | Call | SOLE | 1,100 | 0 | 1,700 | |
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 928 | 69,137 | SH | SOLE | 3,206 | 0 | 65,931 | ||
INVESCO EXCHNG TRADED FD TR | TAXABLE MUN BD | 46138G805 | 301 | 10,142 | SH | SOLE | 0 | 0 | 10,142 | ||
INVESTAR HLDG CORP | COM | 46134L105 | 248 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 784 | 4,694 | SH | SOLE | 23 | 0 | 4,671 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 565 | 8,073 | SH | SOLE | 1,455 | 0 | 6,618 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 923 | 3,649 | SH | SOLE | 1,019 | 0 | 2,630 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 3,862 | 36,312 | SH | SOLE | 1,394 | 0 | 34,918 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,232 | 10,949 | SH | SOLE | 2,214 | 0 | 8,735 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 916 | 15,671 | SH | SOLE | 95 | 0 | 15,576 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 479 | 4,949 | SH | SOLE | 446 | 0 | 4,503 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 38 | 4,100 | SH | Call | SOLE | 300 | 0 | 3,800 | |
JOHNSON & JOHNSON | COM | 478160104 | 8 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
JOHNSON & JOHNSON | COM | 478160104 | 2,434 | 18,815 | SH | SOLE | 10,239 | 0 | 8,576 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3 | 3,900 | SH | Put | SOLE | 0 | 0 | 3,900 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,551 | 26,033 | SH | SOLE | 2,426 | 0 | 23,607 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 22 | 1,100 | SH | Call | SOLE | 200 | 0 | 900 | |
KEYCORP NEW | COM | 493267108 | 1,206 | 81,613 | SH | SOLE | 73,438 | 0 | 8,175 | ||
KEYCORP NEW | COM | 493267108 | 13 | 7,800 | SH | Call | SOLE | 0 | 0 | 7,800 | |
KRAFT HEINZ CO | COM | 500754106 | 386 | 8,985 | SH | SOLE | 3,350 | 0 | 5,635 | ||
KRAFT HEINZ CO | COM | 500754106 | 1 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
KRONOS WORLDWIDE INC | COM | 50105F105 | 394 | 34,300 | SH | SOLE | 34,200 | 0 | 100 | ||
LILLY ELI & CO | COM | 532457108 | 20 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 722 | 6,237 | SH | SOLE | 525 | 0 | 5,712 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 557 | 4,575 | SH | SOLE | 4,575 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 635 | 7,677 | SH | SOLE | 1,057 | 0 | 6,620 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 5 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
MICROSOFT CORP | COM | 594918104 | 930 | 9,150 | SH | SOLE | 877 | 0 | 8,273 | ||
MICROSOFT CORP | COM | 594918104 | 31 | 800 | SH | Call | SOLE | 200 | 0 | 600 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 270 | 10,360 | SH | SOLE | 3,742 | 0 | 6,618 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 1 | 600 | SH | Call | SOLE | 0 | 0 | 600 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 2 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 629 | 10,311 | SH | SOLE | 740 | 0 | 9,571 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 420 | 5,005 | SH | SOLE | 3,150 | 0 | 1,855 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 43 | 1,600 | SH | Call | SOLE | 1,200 | 0 | 400 | |
PFIZER INC | COM | 717081103 | 1,210 | 27,684 | SH | SOLE | 4,775 | 0 | 22,909 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,259 | 42,100 | SH | Call | SOLE | 35,000 | 0 | 7,100 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 19,095 | 207,739 | SH | SOLE | 168,367 | 0 | 39,372 | ||
QUALCOMM INC | COM | 747525103 | 13 | 600 | SH | Call | SOLE | 0 | 0 | 600 | |
QUALCOMM INC | COM | 747525103 | 1,085 | 19,124 | SH | SOLE | 2,550 | 0 | 16,574 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 594 | 44,368 | SH | SOLE | 30,100 | 0 | 14,268 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 7 | 1,800 | SH | Call | SOLE | 0 | 0 | 1,800 | |
ROKU INC | COM CL A | 77543R102 | 363 | 11,862 | SH | SOLE | 11,530 | 0 | 332 | ||
ROKU INC | COM CL A | 77543R102 | 30 | 3,200 | SH | Call | SOLE | 3,000 | 0 | 200 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 261 | 4,577 | SH | SOLE | 100 | 0 | 4,477 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 422 | 8,274 | SH | SOLE | 83 | 0 | 8,191 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 510 | 5,851 | SH | SOLE | 42 | 0 | 5,809 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 558 | 23,455 | SH | SOLE | 960 | 0 | 22,495 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 289 | 4,617 | SH | SOLE | 123 | 0 | 4,494 | ||
SMUCKER J M CO | COM NEW | 832696405 | 571 | 6,118 | SH | SOLE | 6,018 | 0 | 100 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,388 | 13,580 | SH | SOLE | 123 | 0 | 13,457 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 339 | 7,209 | SH | SOLE | 922 | 0 | 6,287 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 0 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 0 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 0 | 10,500 | SH | Call | SOLE | 0 | 0 | 10,500 | |
TARGET CORP | COM | 87612E106 | 1,013 | 15,312 | SH | SOLE | 6,747 | 0 | 8,565 | ||
TARGET CORP | COM | 87612E106 | 17 | 1,500 | SH | Call | SOLE | 900 | 0 | 600 | |
UNDER ARMOUR INC | CL A | 904311107 | 1,942 | 109,889 | SH | SOLE | 107,500 | 0 | 2,389 | ||
UNDER ARMOUR INC | CL A | 904311107 | 63 | 12,200 | SH | Call | SOLE | 10,400 | 0 | 1,800 | |
UNION PAC CORP | COM | 907818108 | 962 | 6,908 | SH | SOLE | 124 | 0 | 6,784 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 224 | 2,096 | SH | SOLE | 298 | 0 | 1,798 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 311 | 4,180 | SH | SOLE | 15 | 0 | 4,165 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 365 | 4,656 | SH | SOLE | 0 | 0 | 4,656 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 524 | 3,965 | SH | SOLE | 17 | 0 | 3,948 | ||
WALMART INC | COM | 931142103 | 1,462 | 15,664 | SH | SOLE | 2,321 | 0 | 13,343 | ||
WALMART INC | COM | 931142103 | 29 | 900 | SH | Call | SOLE | 0 | 0 | 900 | |
WASHINGTON PRIME GROUP NEW | COM | 93964W108 | 732 | 150,690 | SH | SOLE | 109,850 | 0 | 40,840 | ||
WELLS FARGO CO NEW | COM | 949746101 | 1,574 | 34,112 | SH | SOLE | 7,439 | 0 | 26,673 | ||
WELLS FARGO CO NEW | COM | 949746101 | 50 | 4,400 | SH | Call | SOLE | 1,300 | 0 | 3,100 | |
WENDYS CO | COM | 95058W100 | 936 | 60,000 | SH | SOLE | 60,000 | 0 | 0 |