The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC COM | Stock | 023135106 | 421 | 3,960 | SH | DFND | 1,2 | 0 | 0 | 3,960 | |
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 299 | 2,356 | SH | DFND | 1,2 | 0 | 0 | 2,356 | |
STARBUCKS CORP COM | Stock | 855244109 | 245 | 3,201 | SH | DFND | 1,2 | 0 | 0 | 3,201 | |
SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 78464A649 | 658 | 24,968 | SH | DFND | 1,2 | 0 | 0 | 24,968 | |
GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | 797 | 2,683 | SH | DFND | 1,2 | 0 | 0 | 2,683 | |
ISHARES MSCI ACWI EX US INDEX FUND | ETF | 464288240 | 689 | 15,317 | SH | DFND | 1,2 | 0 | 0 | 15,317 | |
REATA PHARMACEUTICALS INC CL A | Stock | 75615P103 | 1,436 | 47,250 | SH | DFND | 1,2 | 0 | 0 | 47,250 | |
SPDR MSCI USA STRATEGICFACTORS ETF | ETF | 78468R812 | 114,501 | 1,059,904 | SH | DFND | 1,2 | 0 | 0 | 1,059,904 | |
LAUDER ESTEE COS INC CL A | Stock | 518439104 | 776 | 3,047 | SH | DFND | 1,2 | 0 | 0 | 3,047 | |
SPDR S&P 500 ETF | ETF | 78462F103 | 13,235 | 34,949 | SH | DFND | 1,2 | 0 | 0 | 34,949 | |
MASTERCARD INCORPORATED CL A | Stock | 57636Q104 | 2,383 | 7,553 | SH | DFND | 1,2 | 0 | 0 | 7,553 | |
ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUND | ETF | 464288182 | 3,274 | 47,310 | SH | DFND | 1,2 | 0 | 0 | 47,310 | |
ISHARES COHEN & STEERS REIT ETF | ETF | 464287564 | 976 | 16,057 | SH | DFND | 1,2 | 0 | 0 | 16,057 | |
AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | 465 | 2,205 | SH | DFND | 1,2 | 0 | 0 | 2,205 | |
NUVEEN ESG EMERGING MARKETS EQUITY ETF | ETF | 67092P888 | 833 | 30,514 | SH | DFND | 1,2 | 0 | 0 | 30,514 | |
SPDR GOLD SHARES | ETF | 78463V107 | 1,032 | 6,127 | SH | DFND | 1,2 | 0 | 0 | 6,127 | |
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 4,753 | 21,732 | SH | DFND | 1,2 | 0 | 0 | 21,732 | |
SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 | 1,568 | 35,481 | SH | DFND | 1,2 | 0 | 0 | 35,481 | |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | ETF | 46435U853 | 7,559 | 218,354 | SH | DFND | 1,2 | 0 | 0 | 218,354 | |
ADOBE SYSTEMS INCORPORATED COM | Stock | 00724F101 | 827 | 2,259 | SH | DFND | 1,2 | 0 | 0 | 2,259 | |
INTUIT COM | Stock | 461202103 | 373 | 969 | SH | DFND | 1,2 | 0 | 0 | 969 | |
MICROSOFT CORP COM | Stock | 594918104 | 1,340 | 5,218 | SH | DFND | 1,2 | 0 | 0 | 5,218 | |
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF | ETF | 33740F888 | 17,473 | 713,187 | SH | DFND | 1,2 | 0 | 0 | 713,187 | |
VANGUARD SMALL-CAP INDEX FUND | ETF | 922908751 | 354 | 2,011 | SH | DFND | 1,2 | 0 | 0 | 2,011 | |
VANGUARD MID-CAP INDEX FUND | ETF | 922908629 | 229 | 1,164 | SH | DFND | 1,2 | 0 | 0 | 1,164 | |
VANGUARD SHORT-TERM GOVERNMENT BOND ETF | ETF | 92206C102 | 951 | 16,164 | SH | DFND | 1,2 | 0 | 0 | 16,164 | |
VANGUARD FTSE EUROPE ETF | ETF | 922042874 | 1,443 | 27,321 | SH | DFND | 1,2 | 0 | 0 | 27,321 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 943 | 2,707 | SH | DFND | 1,2 | 0 | 0 | 2,707 | |
ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF | ETF | 46435U192 | 205 | 7,089 | SH | DFND | 1,2 | 0 | 0 | 7,089 | |
VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 921909768 | 1,453 | 28,161 | SH | DFND | 1,2 | 0 | 0 | 28,161 | |
SYSCO CORP COM | Stock | 871829107 | 674 | 7,908 | SH | DFND | 1,2 | 0 | 0 | 7,908 | |
INVESCO S&P SMALLCAP MOMENTUM ETF | ETF | 46137V498 | 1,293 | 29,468 | SH | DFND | 1,2 | 0 | 0 | 29,468 | |
ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 464287481 | 21,100 | 266,343 | SH | DFND | 1,2 | 0 | 0 | 266,343 | |
VANGUARD FTSE PACIFIC ETF | ETF | 922042866 | 21,972 | 346,125 | SH | DFND | 1,2 | 0 | 0 | 346,125 | |
KRONOS WORLDWIDE INC COM | Stock | 50105F105 | 465 | 25,245 | SH | DFND | 1,2 | 0 | 0 | 25,245 | |
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 464286533 | 2,444 | 44,087 | SH | DFND | 1,2 | 0 | 0 | 44,087 | |
VISA INC COM CL A | Stock | 92826C839 | 1,937 | 9,839 | SH | DFND | 1,2 | 0 | 0 | 9,839 | |
ISHARES MSCI EAFE MIN VOL FACTOR ETF | ETF | 46429B689 | 15,026 | 237,342 | SH | DFND | 1,2 | 0 | 0 | 237,342 | |
ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 | 6,987 | 99,510 | SH | DFND | 1,2 | 0 | 0 | 99,510 | |
PHILLIPS 66 COM | Stock | 718546104 | 281 | 3,425 | SH | DFND | 1,2 | 0 | 0 | 3,425 | |
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 464287150 | 13,342 | 159,245 | SH | DFND | 1,2 | 0 | 0 | 159,245 | |
VANGUARD RUSSELL 3000 ETF | ETF | 92206C599 | 2,833 | 16,701 | SH | DFND | 1,2 | 0 | 0 | 16,701 | |
D R HORTON INC COM | Stock | 23331A109 | 324 | 4,901 | SH | DFND | 1,2 | 0 | 0 | 4,901 | |
INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF | ETF | 46137V480 | 1,332 | 30,000 | SH | DFND | 1,2 | 0 | 0 | 30,000 | |
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | Stock | 90290N109 | 516 | 30,837 | SH | DFND | 1,2 | 0 | 0 | 30,837 | |
VANGUARD FTSE ALL-WORLD EX US INDEX FUND | ETF | 922042775 | 9,674 | 193,634 | SH | DFND | 1,2 | 0 | 0 | 193,634 | |
ISHARES RUSSELL MID-CAP ETF | ETF | 464287499 | 5,301 | 81,989 | SH | DFND | 1,2 | 0 | 0 | 81,989 | |
ISHARES MSCI EMERGING MARKETS ASIA INDEX FUND | ETF | 464286426 | 22,692 | 333,210 | SH | DFND | 1,2 | 0 | 0 | 333,210 | |
ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 46432F339 | 700 | 6,265 | SH | DFND | 1,2 | 0 | 0 | 6,265 | |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 900 | 12,226 | SH | DFND | 1,2 | 0 | 0 | 12,226 | |
NETAPP INC COM | Stock | 64110D104 | 279 | 4,282 | SH | DFND | 1,2 | 0 | 0 | 4,282 | |
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 1,889 | 13,742 | SH | DFND | 1,2 | 0 | 0 | 13,742 | |
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 1,729 | 28,651 | SH | DFND | 1,2 | 0 | 0 | 28,651 | |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 1,765 | 4,656 | SH | DFND | 1,2 | 0 | 0 | 4,656 | |
SALESFORCE INC COM | Stock | 79466L302 | 434 | 2,629 | SH | DFND | 1,2 | 0 | 0 | 2,629 | |
ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | 1,003 | 9,428 | SH | DFND | 1,2 | 0 | 0 | 9,428 | |
CONOCOPHILLIPS COM | Stock | 20825C104 | 490 | 5,415 | SH | DFND | 1,2 | 0 | 0 | 5,415 | |
CATERPILLAR INC COM | Stock | 149123101 | 393 | 2,200 | SH | DFND | 1,2 | 0 | 0 | 2,200 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 1,247 | 12,261 | SH | DFND | 1,2 | 0 | 0 | 12,261 | |
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464288620 | 7,533 | 147,798 | SH | DFND | 1,2 | 0 | 0 | 147,798 | |
ISHARES RUSSELL 3000 ETF | ETF | 464287689 | 2,432 | 11,188 | SH | DFND | 1,2 | 0 | 0 | 11,188 | |
UNITEDHEALTH GROUP INC COM | Stock | 91324P102 | 1,511 | 2,942 | SH | DFND | 1,2 | 0 | 0 | 2,942 | |
ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 46434V456 | 8,499 | 274,781 | SH | DFND | 1,2 | 0 | 0 | 274,781 | |
ISHARES MSCI EAFE ETF | ETF | 464287465 | 7,170 | 114,741 | SH | DFND | 1,2 | 0 | 0 | 114,741 | |
APPLE INC COM | Stock | 037833100 | 1,049 | 7,670 | SH | DFND | 1,2 | 0 | 0 | 7,670 | |
ABBOTT LABS COM | Stock | 002824100 | 235 | 2,159 | SH | DFND | 1,2 | 0 | 0 | 2,159 | |
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 351 | 1,690 | SH | DFND | 1,2 | 0 | 0 | 1,690 | |
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 4,363 | 30,097 | SH | DFND | 1,2 | 0 | 0 | 30,097 |