The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC COM | Stock | 023135106 | 338 | 4,020 | SH | DFND | 1,2 | 0 | 0 | 4,020 | |
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 293 | 2,356 | SH | DFND | 1,2 | 0 | 0 | 2,356 | |
STARBUCKS CORP COM | Stock | 855244109 | 318 | 3,201 | SH | DFND | 1,2 | 0 | 0 | 3,201 | |
SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 78464A649 | 367 | 14,616 | SH | DFND | 1,2 | 0 | 0 | 14,616 | |
ISHARES U.S. EQUITY FACTOR ETF | ETF | 46434V282 | 12,721 | 326,097 | SH | DFND | 1,2 | 0 | 0 | 326,097 | |
GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | 921 | 2,683 | SH | DFND | 1,2 | 0 | 0 | 2,683 | |
REATA PHARMACEUTICALS INC CL A | Stock | 75615P103 | 1,795 | 47,250 | SH | DFND | 1,2 | 0 | 0 | 47,250 | |
AFFILIATED MANAGERS GROUP INC COM | Stock | 008252108 | 209 | 1,319 | SH | DFND | 1,2 | 0 | 0 | 1,319 | |
ISHARES INTERNATIONAL EQUITY FACTOR ETF | ETF | 46434V274 | 27,323 | 1,110,642 | SH | DFND | 1,2 | 0 | 0 | 1,110,642 | |
SPDR MSCI USA STRATEGICFACTORS ETF | ETF | 78468R812 | 113,669 | 1,030,453 | SH | DFND | 1,2 | 0 | 0 | 1,030,453 | |
LAUDER ESTEE COS INC CL A | Stock | 518439104 | 756 | 3,047 | SH | DFND | 1,2 | 0 | 0 | 3,047 | |
ISHARES MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF | ETF | 46435G532 | 1,449 | 18,367 | SH | DFND | 1,2 | 0 | 0 | 18,367 | |
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 13,299 | 34,774 | SH | DFND | 1,2 | 0 | 0 | 34,774 | |
MASTERCARD INCORPORATED CL A | Stock | 57636Q104 | 2,274 | 6,539 | SH | DFND | 1,2 | 0 | 0 | 6,539 | |
ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF | ETF | 464288182 | 3,065 | 47,310 | SH | DFND | 1,2 | 0 | 0 | 47,310 | |
ISHARES COHEN & STEERS REIT ETF | ETF | 464287564 | 516 | 9,406 | SH | DFND | 1,2 | 0 | 0 | 9,406 | |
URBAN ONE INC CL A | Stock | 91705J105 | 134 | 29,466 | SH | DFND | 1,2 | 0 | 0 | 29,466 | |
NUVEEN ESG INTERNATIONAL DEVELOPED MARKETS EQUITY ETF | ETF | 67092P805 | 624 | 24,179 | SH | DFND | 1,2 | 0 | 0 | 24,179 | |
AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | 529 | 2,205 | SH | DFND | 1,2 | 0 | 0 | 2,205 | |
NUVEEN ESG EMERGING MARKETS EQUITY ETF | ETF | 67092P888 | 486 | 19,090 | SH | DFND | 1,2 | 0 | 0 | 19,090 | |
SPDR GOLD SHARES | ETF | 78463V107 | 1,039 | 6,127 | SH | DFND | 1,2 | 0 | 0 | 6,127 | |
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 4,550 | 21,236 | SH | DFND | 1,2 | 0 | 0 | 21,236 | |
SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 | 1,590 | 35,481 | SH | DFND | 1,2 | 0 | 0 | 35,481 | |
CONSUMER STAPLES SELECT SECTOR SPDR FUND | ETF | 81369Y308 | 902 | 12,098 | SH | DFND | 1,2 | 0 | 0 | 12,098 | |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | ETF | 46435U853 | 6,952 | 201,337 | SH | DFND | 1,2 | 0 | 0 | 201,337 | |
ADOBE SYSTEMS INCORPORATED COM | Stock | 00724F101 | 767 | 2,279 | SH | DFND | 1,2 | 0 | 0 | 2,279 | |
INTUIT COM | Stock | 461202103 | 377 | 969 | SH | DFND | 1,2 | 0 | 0 | 969 | |
MICROSOFT CORP COM | Stock | 594918104 | 1,281 | 5,341 | SH | DFND | 1,2 | 0 | 0 | 5,341 | |
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF | ETF | 33740F888 | 13,665 | 566,789 | SH | DFND | 1,2 | 0 | 0 | 566,789 | |
BOEING CO COM | Stock | 097023105 | 205 | 1,075 | SH | DFND | 1,2 | 0 | 0 | 1,075 | |
VANGUARD SMALL-CAP ETF | ETF | 922908751 | 323 | 1,761 | SH | DFND | 1,2 | 0 | 0 | 1,761 | |
VANGUARD MID-CAP ETF | ETF | 922908629 | 237 | 1,164 | SH | DFND | 1,2 | 0 | 0 | 1,164 | |
VANGUARD SHORT-TERM TREASURY ETF | ETF | 92206C102 | 935 | 16,164 | SH | DFND | 1,2 | 0 | 0 | 16,164 | |
VANGUARD FTSE EUROPE ETF | ETF | 922042874 | 1,515 | 27,321 | SH | DFND | 1,2 | 0 | 0 | 27,321 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 951 | 2,707 | SH | DFND | 1,2 | 0 | 0 | 2,707 | |
VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 921909768 | 1,306 | 25,256 | SH | DFND | 1,2 | 0 | 0 | 25,256 | |
SYSCO CORP COM | Stock | 871829107 | 605 | 7,908 | SH | DFND | 1,2 | 0 | 0 | 7,908 | |
INVESCO S&P SMALLCAP MOMENTUM ETF | ETF | 46137V498 | 1,389 | 29,468 | SH | DFND | 1,2 | 0 | 0 | 29,468 | |
ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 464287481 | 16,976 | 203,065 | SH | DFND | 1,2 | 0 | 0 | 203,065 | |
VANGUARD FTSE PACIFIC ETF | ETF | 922042866 | 13,879 | 215,678 | SH | DFND | 1,2 | 0 | 0 | 215,678 | |
KRONOS WORLDWIDE INC COM | Stock | 50105F105 | 237 | 25,245 | SH | DFND | 1,2 | 0 | 0 | 25,245 | |
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 464286533 | 1,515 | 28,551 | SH | DFND | 1,2 | 0 | 0 | 28,551 | |
NUVEEN ESG LARGE-CAP ETF | ETF | 67092P862 | 1,361 | 42,238 | SH | DFND | 1,2 | 0 | 0 | 42,238 | |
VISA INC COM CL A | Stock | 92826C839 | 1,625 | 7,821 | SH | DFND | 1,2 | 0 | 0 | 7,821 | |
ISHARES MSCI EAFE MIN VOL FACTOR ETF | ETF | 46429B689 | 8,769 | 137,913 | SH | DFND | 1,2 | 0 | 0 | 137,913 | |
Impact Shares Affordable Housing MBS ETF | ETF | 45259R103 | 402 | 23,562 | SH | DFND | 1,2 | 0 | 0 | 23,562 | |
ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 | 5,572 | 77,275 | SH | DFND | 1,2 | 0 | 0 | 77,275 | |
PHILLIPS 66 COM | Stock | 718546104 | 356 | 3,425 | SH | DFND | 1,2 | 0 | 0 | 3,425 | |
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 464287150 | 15,557 | 183,454 | SH | DFND | 1,2 | 0 | 0 | 183,454 | |
VANGUARD RUSSELL 3000 ETF | ETF | 92206C599 | 2,868 | 16,701 | SH | DFND | 1,2 | 0 | 0 | 16,701 | |
D R HORTON INC COM | Stock | 23331A109 | 437 | 4,901 | SH | DFND | 1,2 | 0 | 0 | 4,901 | |
INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF | ETF | 46137V480 | 1,372 | 30,000 | SH | DFND | 1,2 | 0 | 0 | 30,000 | |
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | Stock | 90290N109 | 602 | 30,837 | SH | DFND | 1,2 | 0 | 0 | 30,837 | |
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 922042775 | 11,171 | 222,790 | SH | DFND | 1,2 | 0 | 0 | 222,790 | |
ISHARES RUSSELL MIDCAP ETF | ETF | 464287499 | 5,462 | 80,984 | SH | DFND | 1,2 | 0 | 0 | 80,984 | |
ISHARES MSCI EMERGING MARKETS ASIA ETF | ETF | 464286426 | 12,889 | 203,561 | SH | DFND | 1,2 | 0 | 0 | 203,561 | |
ENERGY SELECT SECTOR SPDR FUND | ETF | 81369Y506 | 1,367 | 15,630 | SH | DFND | 1,2 | 0 | 0 | 15,630 | |
ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 46432F339 | 714 | 6,265 | SH | DFND | 1,2 | 0 | 0 | 6,265 | |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 731 | 9,927 | SH | DFND | 1,2 | 0 | 0 | 9,927 | |
NETAPP INC COM | Stock | 64110D104 | 257 | 4,282 | SH | DFND | 1,2 | 0 | 0 | 4,282 | |
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 1,994 | 13,742 | SH | DFND | 1,2 | 0 | 0 | 13,742 | |
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 1,676 | 28,651 | SH | DFND | 1,2 | 0 | 0 | 28,651 | |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 1,789 | 4,656 | SH | DFND | 1,2 | 0 | 0 | 4,656 | |
SALESFORCE INC COM | Stock | 79466L302 | 349 | 2,629 | SH | DFND | 1,2 | 0 | 0 | 2,629 | |
ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | 1,236 | 11,718 | SH | DFND | 1,2 | 0 | 0 | 11,718 | |
CONOCOPHILLIPS COM | Stock | 20825C104 | 643 | 5,415 | SH | DFND | 1,2 | 0 | 0 | 5,415 | |
CATERPILLAR INC COM | Stock | 149123101 | 527 | 2,200 | SH | DFND | 1,2 | 0 | 0 | 2,200 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 1,291 | 13,307 | SH | DFND | 1,2 | 0 | 0 | 13,307 | |
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464288620 | 4,795 | 97,633 | SH | DFND | 1,2 | 0 | 0 | 97,633 | |
ISHARES RUSSELL 3000 ETF | ETF | 464287689 | 2,405 | 10,900 | SH | DFND | 1,2 | 0 | 0 | 10,900 | |
UNITEDHEALTH GROUP INC COM | Stock | 91324P102 | 1,570 | 2,962 | SH | DFND | 1,2 | 0 | 0 | 2,962 | |
ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 46434V456 | 13,692 | 422,734 | SH | DFND | 1,2 | 0 | 0 | 422,734 | |
ISHARES MSCI EAFE ETF | ETF | 464287465 | 7,413 | 112,935 | SH | DFND | 1,2 | 0 | 0 | 112,935 | |
APPLE INC COM | Stock | 037833100 | 1,008 | 7,761 | SH | DFND | 1,2 | 0 | 0 | 7,761 | |
ABBOTT LABS COM | Stock | 002824100 | 237 | 2,159 | SH | DFND | 1,2 | 0 | 0 | 2,159 | |
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 356 | 1,690 | SH | DFND | 1,2 | 0 | 0 | 1,690 | |
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 4,459 | 29,402 | SH | DFND | 1,2 | 0 | 0 | 29,402 |