The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC COM | Stock | 023135106 | 1,974 | 15,530 | SH | DFND | 1,2 | 0 | 0 | 15,530 | |
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 386 | 2,356 | SH | DFND | 1,2 | 0 | 0 | 2,356 | |
STARBUCKS CORP COM | Stock | 855244109 | 640 | 7,010 | SH | DFND | 1,2 | 0 | 0 | 7,010 | |
SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 78464A649 | 248 | 10,180 | SH | DFND | 1,2 | 0 | 0 | 10,180 | |
ISHARES U.S. EQUITY FACTOR ETF | ETF | 46434V282 | 73,819 | 1,696,683 | SH | DFND | 1,2 | 0 | 0 | 1,696,683 | |
GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | 868 | 2,683 | SH | DFND | 1,2 | 0 | 0 | 2,683 | |
ISHARES INTERNATIONAL EQUITY FACTOR ETF | ETF | 46434V274 | 59,661 | 2,307,962 | SH | DFND | 1,2 | 0 | 0 | 2,307,962 | |
SPDR MSCI USA STRATEGICFACTORS ETF | ETF | 78468R812 | 99,961 | 828,315 | SH | DFND | 1,2 | 0 | 0 | 828,315 | |
LAUDER ESTEE COS INC CL A | Stock | 518439104 | 440 | 3,047 | SH | DFND | 1,2 | 0 | 0 | 3,047 | |
ISHARES MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF | ETF | 46435G532 | 669 | 8,980 | SH | DFND | 1,2 | 0 | 0 | 8,980 | |
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 14,595 | 34,142 | SH | DFND | 1,2 | 0 | 0 | 34,142 | |
MASTERCARD INCORPORATED CL A | Stock | 57636Q104 | 2,610 | 6,593 | SH | DFND | 1,2 | 0 | 0 | 6,593 | |
ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF | ETF | 464288182 | 2,896 | 45,599 | SH | DFND | 1,2 | 0 | 0 | 45,599 | |
ISHARES COHEN & STEERS REIT ETF | ETF | 464287564 | 477 | 9,406 | SH | DFND | 1,2 | 0 | 0 | 9,406 | |
NUVEEN ESG INTERNATIONAL DEVELOPED MARKETS EQUITY ETF | ETF | 67092P805 | 368 | 13,479 | SH | DFND | 1,2 | 0 | 0 | 13,479 | |
AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | 533 | 2,205 | SH | DFND | 1,2 | 0 | 0 | 2,205 | |
NUVEEN ESG EMERGING MARKETS EQUITY ETF | ETF | 67092P888 | 967 | 36,867 | SH | DFND | 1,2 | 0 | 0 | 36,867 | |
SPDR GOLD SHARES | ETF | 78463V107 | 1,050 | 6,127 | SH | DFND | 1,2 | 0 | 0 | 6,127 | |
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 5,305 | 19,906 | SH | DFND | 1,2 | 0 | 0 | 19,906 | |
SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 | 1,746 | 35,035 | SH | DFND | 1,2 | 0 | 0 | 35,035 | |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | ETF | 46435U853 | 8,492 | 244,669 | SH | DFND | 1,2 | 0 | 0 | 244,669 | |
ADOBE INC COM | Stock | 00724F101 | 1,183 | 2,320 | SH | DFND | 1,2 | 0 | 0 | 2,320 | |
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 541 | 4,133 | SH | DFND | 1,2 | 0 | 0 | 4,133 | |
INTUIT COM | Stock | 461202103 | 495 | 969 | SH | DFND | 1,2 | 0 | 0 | 969 | |
MICROSOFT CORP COM | Stock | 594918104 | 1,744 | 5,523 | SH | DFND | 1,2 | 0 | 0 | 5,523 | |
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF | ETF | 33740F888 | 6,524 | 272,950 | SH | DFND | 1,2 | 0 | 0 | 272,950 | |
BOEING CO COM | Stock | 097023105 | 206 | 1,075 | SH | DFND | 1,2 | 0 | 0 | 1,075 | |
VANGUARD SMALL-CAP ETF | ETF | 922908751 | 333 | 1,761 | SH | DFND | 1,2 | 0 | 0 | 1,761 | |
VANGUARD MID-CAP ETF | ETF | 922908629 | 209 | 1,004 | SH | DFND | 1,2 | 0 | 0 | 1,004 | |
NEXTERA ENERGY INC COM | Stock | 65339F101 | 253 | 4,410 | SH | �� | DFND | 1,2 | 0 | 0 | 4,410 |
VANGUARD SHORT-TERM TREASURY ETF | ETF | 92206C102 | 931 | 16,164 | SH | DFND | 1,2 | 0 | 0 | 16,164 | |
APARTMENT INVT & MGMT CO CL A | REIT | 03748R747 | 606 | 89,185 | SH | DFND | 1,2 | 0 | 0 | 89,185 | |
VANGUARD FTSE EUROPE ETF | ETF | 922042874 | 1,499 | 25,873 | SH | DFND | 1,2 | 0 | 0 | 25,873 | |
SPDR S&P GLOBAL NATURAL RESOURCES ETF | ETF | 78463X541 | 700 | 12,566 | SH | DFND | 1,2 | 0 | 0 | 12,566 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 1,067 | 2,707 | SH | DFND | 1,2 | 0 | 0 | 2,707 | |
VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 921909768 | 1,120 | 20,934 | SH | DFND | 1,2 | 0 | 0 | 20,934 | |
SYSCO CORP COM | Stock | 871829107 | 522 | 7,908 | SH | DFND | 1,2 | 0 | 0 | 7,908 | |
INVESCO S&P SMALLCAP MOMENTUM ETF | ETF | 46137V498 | 1,429 | 29,468 | SH | DFND | 1,2 | 0 | 0 | 29,468 | |
ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 464287481 | 5,378 | 58,757 | SH | DFND | 1,2 | 0 | 0 | 58,757 | |
VANGUARD FTSE PACIFIC ETF | ETF | 922042866 | 2,448 | 36,605 | SH | DFND | 1,2 | 0 | 0 | 36,605 | |
KRONOS WORLDWIDE INC COM | Stock | 50105F105 | 215 | 27,695 | SH | DFND | 1,2 | 0 | 0 | 27,695 | |
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 464286533 | 309 | 5,801 | SH | DFND | 1,2 | 0 | 0 | 5,801 | |
NUVEEN ESG LARGE-CAP ETF | ETF | 67092P862 | 1,227 | 34,838 | SH | DFND | 1,2 | 0 | 0 | 34,838 | |
VISA INC COM CL A | Stock | 92826C839 | 2,311 | 10,049 | SH | DFND | 1,2 | 0 | 0 | 10,049 | |
ISHARES MSCI EAFE MIN VOL FACTOR ETF | ETF | 46429B689 | 1,086 | 16,658 | SH | DFND | 1,2 | 0 | 0 | 16,658 | |
Impact Shares Affordable Housing MBS ETF | ETF | 45259R103 | 551 | 33,912 | SH | DFND | 1,2 | 0 | 0 | 33,912 | |
ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 | 2,016 | 27,701 | SH | DFND | 1,2 | 0 | 0 | 27,701 | |
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 464287150 | 27,316 | 288,652 | SH | DFND | 1,2 | 0 | 0 | 288,652 | |
VANGUARD RUSSELL 3000 ETF | ETF | 92206C599 | 3,185 | 16,701 | SH | DFND | 1,2 | 0 | 0 | 16,701 | |
D R HORTON INC COM | Stock | 23331A109 | 527 | 4,901 | SH | DFND | 1,2 | 0 | 0 | 4,901 | |
ACCENTURE PLC IRELAND SHS CLASS A | Stock | G1151C101 | 335 | 1,090 | SH | DFND | 1,2 | 0 | 0 | 1,090 | |
INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF | ETF | 46137V480 | 1,445 | 30,000 | SH | DFND | 1,2 | 0 | 0 | 30,000 | |
ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 | 312 | 6,563 | SH | DFND | 1,2 | 0 | 0 | 6,563 | |
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | Stock | 90290N109 | 736 | 30,837 | SH | DFND | 1,2 | 0 | 0 | 30,837 | |
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 922042775 | 14,926 | 287,763 | SH | DFND | 1,2 | 0 | 0 | 287,763 | |
ISHARES RUSSELL MIDCAP ETF | ETF | 464287499 | 5,354 | 76,959 | SH | DFND | 1,2 | 0 | 0 | 76,959 | |
ISHARES MSCI EMERGING MARKETS ASIA ETF | ETF | 464286426 | 2,220 | 35,254 | SH | DFND | 1,2 | 0 | 0 | 35,254 | |
ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 46432F339 | 223 | 1,685 | SH | DFND | 1,2 | 0 | 0 | 1,685 | |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 1,281 | 17,372 | SH | DFND | 1,2 | 0 | 0 | 17,372 | |
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 2,126 | 13,742 | SH | DFND | 1,2 | 0 | 0 | 13,742 | |
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 1,967 | 28,651 | SH | DFND | 1,2 | 0 | 0 | 28,651 | |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 2,009 | 4,656 | SH | DFND | 1,2 | 0 | 0 | 4,656 | |
ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | 1,664 | 16,223 | SH | DFND | 1,2 | 0 | 0 | 16,223 | |
CATERPILLAR INC COM | Stock | 149123101 | 601 | 2,200 | SH | DFND | 1,2 | 0 | 0 | 2,200 | |
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 224 | 1,700 | SH | DFND | 1,2 | 0 | 0 | 1,700 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 3,672 | 39,050 | SH | DFND | 1,2 | 0 | 0 | 39,050 | |
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464288620 | 2,341 | 48,699 | SH | DFND | 1,2 | 0 | 0 | 48,699 | |
ISHARES RUSSELL 3000 ETF | ETF | 464287689 | 2,495 | 10,140 | SH | DFND | 1,2 | 0 | 0 | 10,140 | |
UNITEDHEALTH GROUP INC COM | Stock | 91324P102 | 1,527 | 3,029 | SH | DFND | 1,2 | 0 | 0 | 3,029 | |
ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 46434V456 | 11,762 | 349,957 | SH | DFND | 1,2 | 0 | 0 | 349,957 | |
NOVO-NORDISK A S ADR | ADR | 670100205 | 321 | 3,534 | SH | DFND | 1,2 | 0 | 0 | 3,534 | |
ISHARES MSCI EAFE ETF | ETF | 464287465 | 7,353 | 106,689 | SH | DFND | 1,2 | 0 | 0 | 106,689 | |
APPLE INC COM | Stock | 037833100 | 1,858 | 10,850 | SH | DFND | 1,2 | 0 | 0 | 10,850 | |
ABBOTT LABS COM | Stock | 002824100 | 209 | 2,159 | SH | DFND | 1,2 | 0 | 0 | 2,159 | |
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 399 | 1,690 | SH | DFND | 1,2 | 0 | 0 | 1,690 | |
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 4,256 | 27,853 | SH | DFND | 1,2 | 0 | 0 | 27,853 | |
NETAPP INC COM | Stock | 64110D104 | 325 | 4,282 | SH | DFND | 1,2 | 0 | 0 | 4,282 |