The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS COM | Stock | 002824100 | 240 | 2,182 | SH | DFND | 1,2 | 0 | 0 | 2,182 | |
ADOBE INC COM | Stock | 00724F101 | 1,375 | 2,304 | SH | DFND | 1,2 | 0 | 0 | 2,304 | |
AFFILIATED MANAGERS GROUP INC COM | Stock | 008252108 | 200 | 1,319 | SH | DFND | 1,2 | 0 | 0 | 1,319 | |
AMAZON COM INC COM | Stock | 023135106 | 648 | 4,263 | SH | DFND | 1,2 | 0 | 0 | 4,263 | |
APARTMENT INVT & MGMT CO CL A | REIT | 03748R747 | 698 | 89,185 | SH | DFND | 1,2 | 0 | 0 | 89,185 | |
APPLE INC COM | Stock | 037833100 | 2,106 | 10,937 | SH | DFND | 1,2 | 0 | 0 | 10,937 | |
AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | 517 | 2,205 | SH | DFND | 1,2 | 0 | 0 | 2,205 | |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 522 | 1,464 | SH | DFND | 1,2 | 0 | 0 | 1,464 | |
BLACKROCK CORE BD TR SHS BEN INT | CEF | 09249E101 | 359 | 32,940 | SH | DFND | 1,2 | 0 | 0 | 32,940 | |
BLACKROCK INCOME TR INC COM NEW | CEF | 09247F209 | 362 | 29,756 | SH | DFND | 1,2 | 0 | 0 | 29,756 | |
BOEING CO COM | Stock | 097023105 | 306 | 1,175 | SH | DFND | 1,2 | 0 | 0 | 1,175 | |
CATERPILLAR INC COM | Stock | 149123101 | 710 | 2,400 | SH | DFND | 1,2 | 0 | 0 | 2,400 | |
D R HORTON INC COM | Stock | 23331A109 | 745 | 4,901 | SH | DFND | 1,2 | 0 | 0 | 4,901 | |
EMERSON ELEC CO COM | Stock | 291011104 | 200 | 2,052 | SH | DFND | 1,2 | 0 | 0 | 2,052 | |
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF | ETF | 33740F888 | 33,585 | 1,357,527 | SH | DFND | 1,2 | 0 | 0 | 1,357,527 | |
GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | 1,035 | 2,683 | SH | DFND | 1,2 | 0 | 0 | 2,683 | |
Impact Shares Affordable Housing MBS ETF | ETF | 45259R103 | 595 | 34,512 | SH | DFND | 1,2 | 0 | 0 | 34,512 | |
INTEL CORP COM | Stock | 458140100 | 201 | 4,003 | SH | DFND | 1,2 | 0 | 0 | 4,003 | |
INTUIT COM | Stock | 461202103 | 606 | 969 | SH | DFND | 1,2 | 0 | 0 | 969 | |
INVESCO S&P SMALLCAP MOMENTUM ETF | ETF | 46137V498 | 1,670 | 29,468 | SH | DFND | 1,2 | 0 | 0 | 29,468 | |
INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF | ETF | 46137V480 | 1,625 | 30,000 | SH | DFND | 1,2 | 0 | 0 | 30,000 | |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | ETF | 46435U853 | 9,669 | 265,984 | SH | DFND | 1,2 | 0 | 0 | 265,984 | |
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464288620 | 3,184 | 62,113 | SH | DFND | 1,2 | 0 | 0 | 62,113 | |
ISHARES COHEN & STEERS REIT ETF | ETF | 464287564 | 552 | 9,406 | SH | DFND | 1,2 | 0 | 0 | 9,406 | |
ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 | 1,332 | 26,339 | SH | DFND | 1,2 | 0 | 0 | 26,339 | |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 2,224 | 4,656 | SH | DFND | 1,2 | 0 | 0 | 4,656 | |
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 464287150 | 33,601 | 319,314 | SH | DFND | 1,2 | 0 | 0 | 319,314 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 1,410 | 14,212 | SH | DFND | 1,2 | 0 | 0 | 14,212 | |
ISHARES EXPONENTIAL TECHNOLOGIES ETF | ETF | 46434V381 | 210 | 3,511 | SH | DFND | 1,2 | 0 | 0 | 3,511 | |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 1,316 | 16,999 | SH | DFND | 1,2 | 0 | 0 | 16,999 | |
ISHARES INTERNATIONAL EQUITY FACTOR ETF | ETF | 46434V274 | 68,301 | 2,436,714 | SH | DFND | 1,2 | 0 | 0 | 2,436,714 | |
ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF | ETF | 464288182 | 3,036 | 45,599 | SH | DFND | 1,2 | 0 | 0 | 45,599 | |
ISHARES MSCI EAFE ETF | ETF | 464287465 | 7,695 | 102,121 | SH | DFND | 1,2 | 0 | 0 | 102,121 | |
ISHARES MSCI EAFE MIN VOL FACTOR ETF | ETF | 46429B689 | 947 | 13,653 | SH | DFND | 1,2 | 0 | 0 | 13,653 | |
ISHARES MSCI EMERGING MARKETS ASIA ETF | ETF | 464286426 | 1,443 | 21,830 | SH | DFND | 1,2 | 0 | 0 | 21,830 | |
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 464286533 | 308 | 5,548 | SH | DFND | 1,2 | 0 | 0 | 5,548 | |
ISHARES MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF | ETF | 46435G532 | 728 | 8,980 | SH | DFND | 1,2 | 0 | 0 | 8,980 | |
ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 46434V456 | 12,663 | 337,142 | SH | DFND | 1,2 | 0 | 0 | 337,142 | |
ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 | 2,130 | 27,299 | SH | DFND | 1,2 | 0 | 0 | 27,299 | |
ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 46432F339 | 243 | 1,648 | SH | DFND | 1,2 | 0 | 0 | 1,648 | |
ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | 1,703 | 15,707 | SH | DFND | 1,2 | 0 | 0 | 15,707 | |
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 443 | 1,690 | SH | DFND | 1,2 | 0 | 0 | 1,690 | |
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 5,613 | 18,516 | SH | DFND | 1,2 | 0 | 0 | 18,516 | |
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 4,190 | 25,359 | SH | DFND | 1,2 | 0 | 0 | 25,359 | |
ISHARES RUSSELL 3000 ETF | ETF | 464287689 | 2,776 | 10,140 | SH | DFND | 1,2 | 0 | 0 | 10,140 | |
ISHARES RUSSELL MIDCAP ETF | ETF | 464287499 | 5,832 | 75,024 | SH | DFND | 1,2 | 0 | 0 | 75,024 | |
ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 464287481 | 4,581 | 43,850 | SH | DFND | 1,2 | 0 | 0 | 43,850 | |
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 2,152 | 28,651 | SH | DFND | 1,2 | 0 | 0 | 28,651 | |
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 2,390 | 13,742 | SH | DFND | 1,2 | 0 | 0 | 13,742 | |
ISHARES U.S. EQUITY FACTOR ETF | ETF | 46434V282 | 90,649 | 1,877,176 | SH | DFND | 1,2 | 0 | 0 | 1,877,176 | |
KRONOS WORLDWIDE INC COM | Stock | 50105F105 | 275 | 27,695 | SH | DFND | 1,2 | 0 | 0 | 27,695 | |
LAUDER ESTEE COS INC CL A | Stock | 518439104 | 446 | 3,047 | SH | DFND | 1,2 | 0 | 0 | 3,047 | |
MASTERCARD INCORPORATED CL A | Stock | 57636Q104 | 2,546 | 5,970 | SH | DFND | 1,2 | 0 | 0 | 5,970 | |
MFS INTER INCOME TR SH BEN INT | CEF | 55273C107 | 351 | 130,836 | SH | DFND | 1,2 | 0 | 0 | 130,836 | |
MICROSOFT CORP COM | Stock | 594918104 | 2,061 | 5,480 | SH | DFND | 1,2 | 0 | 0 | 5,480 | |
NETAPP INC COM | Stock | 64110D104 | 378 | 4,282 | SH | DFND | 1,2 | 0 | 0 | 4,282 | |
NUVEEN ESG EMERGING MARKETS EQUITY ETF | ETF | 67092P888 | 967 | 35,892 | SH | DFND | 1,2 | 0 | 0 | 35,892 | |
NUVEEN ESG INTERNATIONAL DEVELOPED MARKETS EQUITY ETF | ETF | 67092P805 | 397 | 13,479 | SH | DFND | 1,2 | 0 | 0 | 13,479 | |
NUVEEN ESG LARGE-CAP ETF | ETF | 67092P862 | 1,663 | 42,688 | SH | DFND | 1,2 | 0 | 0 | 42,688 | |
QUANTUM COMPUTING INC COM | Stock | 74766W108 | 15 | 16,000 | SH | DFND | 1,2 | 0 | 0 | 16,000 | |
SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 | 1,537 | 27,615 | SH | DFND | 1,2 | 0 | 0 | 27,615 | |
SPDR GOLD SHARES | ETF | 78463V107 | 1,171 | 6,127 | SH | DFND | 1,2 | 0 | 0 | 6,127 | |
SPDR MSCI USA STRATEGICFACTORS ETF | ETF | 78468R812 | 103,707 | 784,951 | SH | DFND | 1,2 | 0 | 0 | 784,951 | |
SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 78464A649 | 418 | 16,321 | SH | DFND | 1,2 | 0 | 0 | 16,321 | |
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 14,755 | 30,918 | SH | DFND | 1,2 | 0 | 0 | 30,918 | |
SPDR S&P GLOBAL NATURAL RESOURCES ETF | ETF | 78463X541 | 712 | 12,566 | SH | DFND | 1,2 | 0 | 0 | 12,566 | |
STARBUCKS CORP COM | Stock | 855244109 | 313 | 3,257 | SH | DFND | 1,2 | 0 | 0 | 3,257 | |
SYSCO CORP COM | Stock | 871829107 | 578 | 7,908 | SH | DFND | 1,2 | 0 | 0 | 7,908 | |
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 453 | 2,356 | SH | DFND | 1,2 | 0 | 0 | 2,356 | |
UNITEDHEALTH GROUP INC COM | Stock | 91324P102 | 1,600 | 3,040 | SH | DFND | 1,2 | 0 | 0 | 3,040 | |
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | Stock | 90290N109 | 704 | 30,837 | SH | DFND | 1,2 | 0 | 0 | 30,837 | |
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 922042775 | 18,050 | 321,516 | SH | DFND | 1,2 | 0 | 0 | 321,516 | |
VANGUARD FTSE EUROPE ETF | ETF | 922042874 | 1,616 | 25,057 | SH | DFND | 1,2 | 0 | 0 | 25,057 | |
VANGUARD FTSE PACIFIC ETF | ETF | 922042866 | 1,488 | 20,665 | SH | DFND | 1,2 | 0 | 0 | 20,665 | |
VANGUARD GROWTH ETF | ETF | 922908736 | 219 | 705 | SH | DFND | 1,2 | 0 | 0 | 705 | |
VANGUARD MID-CAP ETF | ETF | 922908629 | 254 | 1,091 | SH | DFND | 1,2 | 0 | 0 | 1,091 | |
VANGUARD RUSSELL 3000 ETF | ETF | 92206C599 | 3,554 | 16,701 | SH | DFND | 1,2 | 0 | 0 | 16,701 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 1,212 | 2,775 | SH | DFND | 1,2 | 0 | 0 | 2,775 | |
VANGUARD SHORT-TERM TREASURY ETF | ETF | 92206C102 | 943 | 16,164 | SH | DFND | 1,2 | 0 | 0 | 16,164 | |
VANGUARD SMALL-CAP ETF | ETF | 922908751 | 376 | 1,761 | SH | DFND | 1,2 | 0 | 0 | 1,761 | |
VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 921909768 | 1,132 | 19,534 | SH | DFND | 1,2 | 0 | 0 | 19,534 | |
VISA INC COM CL A | Stock | 92826C839 | 1,811 | 6,956 | SH | DFND | 1,2 | 0 | 0 | 6,956 | |
VISTA GOLD CORP COM NEW | Stock | 927926303 | 5 | 10,000 | SH | DFND | 1,2 | 0 | 0 | 10,000 |