The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS COM | Stock | 002824100 | 254 | 2,231 | SH | DFND | 1,2 | 0 | 0 | 2,231 | |
ADOBE INC COM | Stock | 00724F101 | 1,141 | 2,261 | SH | DFND | 1,2 | 0 | 0 | 2,261 | |
AFFILIATED MANAGERS GROUP INC COM | Stock | 008252108 | 221 | 1,319 | SH | DFND | 1,2 | 0 | 0 | 1,319 | |
APARTMENT INVT & MGMT CO CL A | REIT | 03748R747 | 978 | 119,369 | SH | DFND | 1,2 | 0 | 0 | 119,369 | |
APPLE INC COM | Stock | 037833100 | 1,322 | 7,707 | SH | DFND | 1,2 | 0 | 0 | 7,707 | |
AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | 554 | 2,205 | SH | DFND | 1,2 | 0 | 0 | 2,205 | |
BLACKROCK CORE BD TR SHS BEN INT | CEF | 09249E101 | 356 | 32,940 | SH | DFND | 1,2 | 0 | 0 | 32,940 | |
BLACKROCK INCOME TR INC COM NEW | CEF | 09247F209 | 354 | 29,756 | SH | DFND | 1,2 | 0 | 0 | 29,756 | |
BOEING CO COM | Stock | 097023105 | 210 | 1,088 | SH | DFND | 1,2 | 0 | 0 | 1,088 | |
CATERPILLAR INC COM | Stock | 149123101 | 808 | 2,206 | SH | DFND | 1,2 | 0 | 0 | 2,206 | |
D R HORTON INC COM | Stock | 23331A109 | 807 | 4,907 | SH | DFND | 1,2 | 0 | 0 | 4,907 | |
EMERSON ELEC CO COM | Stock | 291011104 | 229 | 2,021 | SH | DFND | 1,2 | 0 | 0 | 2,021 | |
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF | ETF | 33740F888 | 13,580 | 552,026 | SH | DFND | 1,2 | 0 | 0 | 552,026 | |
GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | 1,121 | 2,683 | SH | DFND | 1,2 | 0 | 0 | 2,683 | |
HOME DEPOT INC COM | Stock | 437076102 | 557 | 1,453 | SH | DFND | 1,2 | 0 | 0 | 1,453 | |
Impact Shares Affordable Housing MBS ETF | ETF | 74741A106 | 879 | 51,512 | SH | DFND | 1,2 | 0 | 0 | 51,512 | |
INTUIT COM | Stock | 461202103 | 630 | 969 | SH | DFND | 1,2 | 0 | 0 | 969 | |
INVESCO S&P SMALLCAP MOMENTUM ETF | ETF | 46137V498 | 1,778 | 29,468 | SH | DFND | 1,2 | 0 | 0 | 29,468 | |
INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF | ETF | 46137V480 | 1,708 | 30,000 | SH | DFND | 1,2 | 0 | 0 | 30,000 | |
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF | ETF | 46435U853 | 7,548 | 206,275 | SH | DFND | 1,2 | 0 | 0 | 206,275 | |
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 464288620 | 1,600 | 31,510 | SH | DFND | 1,2 | 0 | 0 | 31,510 | |
ISHARES COHEN & STEERS REIT ETF | ETF | 464287564 | 532 | 9,216 | SH | DFND | 1,2 | 0 | 0 | 9,216 | |
ISHARES CORE MSCI EMERGING MARKETS ETF | ETF | 46434G103 | 1,355 | 26,257 | SH | DFND | 1,2 | 0 | 0 | 26,257 | |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 2,448 | 4,656 | SH | DFND | 1,2 | 0 | 0 | 4,656 | |
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 464287150 | 40,034 | 347,217 | SH | DFND | 1,2 | 0 | 0 | 347,217 | |
ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 464287226 | 1,509 | 15,410 | SH | DFND | 1,2 | 0 | 0 | 15,410 | |
ISHARES EXPONENTIAL TECHNOLOGIES ETF | ETF | 46434V381 | 209 | 3,511 | SH | DFND | 1,2 | 0 | 0 | 3,511 | |
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | ETF | 464288513 | 2,652 | 34,113 | SH | DFND | 1,2 | 0 | 0 | 34,113 | |
ISHARES INTERNATIONAL EQUITY FACTOR ETF | ETF | 46434V274 | 74,478 | 2,495,898 | SH | DFND | 1,2 | 0 | 0 | 2,495,898 | |
ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF | ETF | 464288182 | 3,078 | 45,437 | SH | DFND | 1,2 | 0 | 0 | 45,437 | |
ISHARES MSCI EAFE ETF | ETF | 464287465 | 8,064 | 100,975 | SH | DFND | 1,2 | 0 | 0 | 100,975 | |
ISHARES MSCI EAFE MIN VOL FACTOR ETF | ETF | 46429B689 | 810 | 11,434 | SH | DFND | 1,2 | 0 | 0 | 11,434 | |
ISHARES MSCI EMERGING MARKETS ASIA ETF | ETF | 464286426 | 648 | 9,519 | SH | DFND | 1,2 | 0 | 0 | 9,519 | |
ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF | ETF | 464286533 | 250 | 4,410 | SH | DFND | 1,2 | 0 | 0 | 4,410 | |
ISHARES MSCI GLOBAL SUSTAINABLE DEVELOPMENT GOALS ETF | ETF | 46435G532 | 707 | 8,980 | SH | DFND | 1,2 | 0 | 0 | 8,980 | |
ISHARES MSCI INTL QUALITY FACTOR ETF | ETF | 46434V456 | 13,242 | 333,898 | SH | DFND | 1,2 | 0 | 0 | 333,898 | |
ISHARES MSCI USA EQUAL WEIGHTED ETF | ETF | 464286681 | 676 | 7,430 | SH | DFND | 1,2 | 0 | 0 | 7,430 | |
ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 46429B697 | 2,110 | 25,242 | SH | DFND | 1,2 | 0 | 0 | 25,242 | |
ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 46432F339 | 271 | 1,648 | SH | DFND | 1,2 | 0 | 0 | 1,648 | |
ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | 1,690 | 15,707 | SH | DFND | 1,2 | 0 | 0 | 15,707 | |
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 487 | 1,690 | SH | DFND | 1,2 | 0 | 0 | 1,690 | |
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 6,137 | 18,207 | SH | DFND | 1,2 | 0 | 0 | 18,207 | |
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 4,497 | 25,107 | SH | DFND | 1,2 | 0 | 0 | 25,107 | |
ISHARES RUSSELL 3000 ETF | ETF | 464287689 | 3,043 | 10,140 | SH | DFND | 1,2 | 0 | 0 | 10,140 | |
ISHARES RUSSELL MIDCAP ETF | ETF | 464287499 | 6,235 | 74,150 | SH | DFND | 1,2 | 0 | 0 | 74,150 | |
ISHARES RUSSELL MID-CAP GROWTH ETF | ETF | 464287481 | 4,144 | 36,304 | SH | DFND | 1,2 | 0 | 0 | 36,304 | |
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 2,419 | 28,651 | SH | DFND | 1,2 | 0 | 0 | 28,651 | |
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 2,567 | 13,742 | SH | DFND | 1,2 | 0 | 0 | 13,742 | |
ISHARES U.S. EQUITY FACTOR ETF | ETF | 46434V282 | 110,782 | 2,058,764 | SH | DFND | 1,2 | 0 | 0 | 2,058,764 | |
KRONOS WORLDWIDE INC COM | Stock | 50105F105 | 327 | 27,695 | SH | DFND | 1,2 | 0 | 0 | 27,695 | |
LAUDER ESTEE COS INC CL A | Stock | 518439104 | 470 | 3,047 | SH | DFND | 1,2 | 0 | 0 | 3,047 | |
MASTERCARD INCORPORATED CL A | Stock | 57636Q104 | 2,603 | 5,406 | SH | DFND | 1,2 | 0 | 0 | 5,406 | |
MFS INTER INCOME TR SH BEN INT | CEF | 55273C107 | 348 | 130,836 | SH | DFND | 1,2 | 0 | 0 | 130,836 | |
MICROSOFT CORP COM | Stock | 594918104 | 2,225 | 5,288 | SH | DFND | 1,2 | 0 | 0 | 5,288 | |
NETAPP INC COM | Stock | 64110D104 | 449 | 4,282 | SH | DFND | 1,2 | 0 | 0 | 4,282 | |
NUVEEN ESG EMERGING MARKETS EQUITY ETF | ETF | 67092P888 | 987 | 35,892 | SH | DFND | 1,2 | 0 | 0 | 35,892 | |
NUVEEN ESG INTERNATIONAL DEVELOPED MARKETS EQUITY ETF | ETF | 67092P805 | 683 | 21,979 | SH | DFND | 1,2 | 0 | 0 | 21,979 | |
NUVEEN ESG LARGE-CAP ETF | ETF | 67092P862 | 2,663 | 61,688 | SH | DFND | 1,2 | 0 | 0 | 61,688 | |
SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 | 1,686 | 27,615 | SH | DFND | 1,2 | 0 | 0 | 27,615 | |
SPDR GOLD SHARES | ETF | 78463V107 | 1,260 | 6,127 | SH | DFND | 1,2 | 0 | 0 | 6,127 | |
SPDR MSCI USA STRATEGICFACTORS ETF | ETF | 78468R812 | 110,857 | 761,222 | SH | DFND | 1,2 | 0 | 0 | 761,222 | |
SPDR PORTFOLIO AGGREGATE BOND ETF | ETF | 78464A649 | 257 | 10,180 | SH | DFND | 1,2 | 0 | 0 | 10,180 | |
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 15,986 | 30,561 | SH | DFND | 1,2 | 0 | 0 | 30,561 | |
SPDR S&P GLOBAL NATURAL RESOURCES ETF | ETF | 78463X541 | 728 | 12,566 | SH | DFND | 1,2 | 0 | 0 | 12,566 | |
STARBUCKS CORP COM | Stock | 855244109 | 295 | 3,228 | SH | DFND | 1,2 | 0 | 0 | 3,228 | |
SYSCO CORP COM | Stock | 871829107 | 642 | 7,908 | SH | DFND | 1,2 | 0 | 0 | 7,908 | |
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 491 | 2,356 | SH | DFND | 1,2 | 0 | 0 | 2,356 | |
UNITEDHEALTH GROUP INC COM | Stock | 91324P102 | 1,468 | 2,967 | SH | DFND | 1,2 | 0 | 0 | 2,967 | |
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | Stock | 90290N109 | 822 | 30,837 | SH | DFND | 1,2 | 0 | 0 | 30,837 | |
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | ETF | 922042775 | 21,011 | 358,242 | SH | DFND | 1,2 | 0 | 0 | 358,242 | |
VANGUARD FTSE EUROPE ETF | ETF | 922042874 | 1,675 | 24,871 | SH | DFND | 1,2 | 0 | 0 | 24,871 | |
VANGUARD FTSE PACIFIC ETF | ETF | 922042866 | 851 | 11,198 | SH | DFND | 1,2 | 0 | 0 | 11,198 | |
VANGUARD GROWTH ETF | ETF | 922908736 | 243 | 705 | SH | DFND | 1,2 | 0 | 0 | 705 | |
VANGUARD MID-CAP ETF | ETF | 922908629 | 251 | 1,004 | SH | DFND | 1,2 | 0 | 0 | 1,004 | |
VANGUARD MORTGAGE-BACKED SECURITIES ETF | ETF | 92206C771 | 726 | 15,915 | SH | DFND | 1,2 | 0 | 0 | 15,915 | |
VANGUARD RUSSELL 3000 ETF | ETF | 92206C599 | 3,891 | 16,701 | SH | DFND | 1,2 | 0 | 0 | 16,701 | |
VANGUARD S&P 500 ETF | ETF | 922908363 | 1,301 | 2,707 | SH | DFND | 1,2 | 0 | 0 | 2,707 | |
VANGUARD SHORT-TERM TREASURY ETF | ETF | 92206C102 | 939 | 16,164 | SH | DFND | 1,2 | 0 | 0 | 16,164 | |
VANGUARD SMALL-CAP ETF | ETF | 922908751 | 403 | 1,761 | SH | DFND | 1,2 | 0 | 0 | 1,761 | |
VANGUARD TOTAL INTERNATIONAL STOCK ETF | ETF | 921909768 | 1,143 | 18,963 | SH | DFND | 1,2 | 0 | 0 | 18,963 | |
VISA INC COM CL A | Stock | 92826C839 | 1,641 | 5,879 | SH | DFND | 1,2 | 0 | 0 | 5,879 |