CUSIP No. 92673K108
Page 12 of 16
Item 3. | Filing pursuant to Rules 13d-1(b) or 13d-2(b) or (c) |
Not Applicable
(a) The Reporting Persons, with the exception of Mr. Thorp who beneficially owns an aggregate of 1,565,578 shares of the Issuer’s Common Stock due to shares he holds personally, are the beneficial owners of an aggregate of 1,562,578 shares of Common Stock, which represents 4.4% of the Issuer’s outstanding Common Stock based upon 35,581,091 shares outstanding on October 31, 2022 as reported by the Issuer in its Form 10-Q for the quarterly period ended September 30, 2022 as filed with the Securities and Exchange Commission on November 10, 2022.
HVA VI is the general partner of HVP VI. The shares are held directly by HVP VI. The shares held by HVP VI are indirectly held by the individual managing members of the general partners, HVA VI (the “GP Managing Members”). The GP Managing Members are John C. Crumpler, Clay B. Thorp, Douglas Reed, Robert Ingram, Christy Shaffer, John M. Dial and Jeffrey Terrell. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP VI.
(b) Percent of class:
HVP VI — 4.4%
HVA VI — 4.4%
John C. Crumpler — 4.4%
Clay B. Thorp — 4.4%
Douglas Reed — 4.4%
Robert Ingram — 4.4%
Christy Shaffer — 4.4%
John M. Dial — 4.4%
Jeffrey Terrell — 4.4%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote:
HVP VI — 1,562,578
HVA VI — 1,562,578
John C. Crumpler — 1,562,578
Clay B. Thorp — 1,565,578
Douglas Reed — 1,562,578
Robert Ingram — 1,562,578
Christy Shaffer — 1,562,578
John M. Dial — 1,562,578
Jeffrey Terrell — 1,562,578
(iii) Sole power to dispose or to direct the disposition of: 0