Konstantin Konstantinov Form 3 Codiak BioSciences / Konstantin Konstantinov ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Konstantinov Konstantin

(Last) (First) (Middle)

C/O CODIAK BIOSCIENCES, INC.

35 CAMBRIDGEPARK DRIVE, SUITE 500

(Street)

CAMBRIDGE MA 02140

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/13/2020

3. Issuer Name and Ticker or Trading Symbol
Codiak BioSciences, Inc. [ CDAK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	(1)	02/18/2026	Common Stock	100,254	3.29	D
Stock Option (Right to Buy)	(2)	01/31/2028	Common Stock	30,076	10.17	D
Stock Option (Right to Buy)	(3)	01/14/2029	Common Stock	35,973	10.25	D
Stock Option (Right to Buy)	(4)	07/30/2029	Common Stock	25,585	10.25	D

Explanation of Responses:

1. This option is fully vested and exercisable as of the date hereof.

2. 25% of this option vested and became exercisable on January 1, 2019, with the remainder vesting in 12 equal quarterly installments thereafter

3. 25% of this option vested and became exercisable on January 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.

4. 25% of this option vested and became exercisable on July 30, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.

Remarks:

Officer title: Executive Vice President, Manufacturing and Process Development Exhibit 24 - Power of Attorney

	/s/ Yalonda Howze by Power of Attorney for Konstantin Konstantinov	10/13/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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