Item 1(a). | Name of Issuer: |
Vertex Energy, Inc. (the “Company”)
Item 1(b). | Address of Issuer’s Principal Executive Officer: |
1331 Gemini Street
Suite 250
Houston, Texas 77058
Item 2(a). | Name of Person(s) Filing: |
This statement is jointly filed by each of the following persons (collectively, the “Reporting Persons”) pursuant to a joint filing agreement attached hereto as Exhibit 1:
Warren Distribution, Inc. (“Warren”)
Warren Ohio Holdings Co., LLC (“Warren Ohio”)
Robert N. Schlott Revocable Trust (the “Trust”)
Robert N. Schlott (“Schlott”)
Warren Ohio is the record owner of the securities. Warren Ohio is a wholly-owned subsidiary of Warren and is controlled by Warren. The Trust controls Warren. The Trust is controlled by Schlott.
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
The principal business address of each of the Reporting Persons is 950 South 10th Street, Suite 300, Omaha, NE 68108.
Please see Row Four on each cover sheet for each of the Reporting Persons.
Item 2(d). | Title of Class of Securities: |
Common Stock, $0.001 par value per shareof the Company
92534K107
Item 3. | If This Statement is Filed Pursuant to Rule13d-1(b), or13d-2(b) or (c),Check Whether the Person Filing is a: |
| | | | | | |
| | (a) | | ☐ | | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |