Christine Lamond Form 3 Cortexyme / Christine Lamond ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

LAMOND PIERRE

(Last) (First) (Middle)

C/O CORTEXYME

269 EAST GRAND AVE.

(Street)

SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/08/2019

3. Issuer Name and Ticker or Trading Symbol
Cortexyme, Inc. [ CRTX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series A Redeemable Convertible Preferred Stock	(1)	(1)	Common Stock	500,483	(1)	I	By Christine E. Lamond 2019 Annuity Trust A dated March 4, 2019(2)
Series A Redeemable Convertible Preferred Stock	(1)	(1)	Common Stock	500,482	(1)	I	By Pierre R. Lamond 2019 Annuity Trust A dated March 4, 2019(3)
Series A Redeemable Convertible Preferred Stock	(1)	(1)	Common Stock	961,510	(1)	I	By Pierre R. and Christine E. Lamond Trust 11-22-85(4)
Series B Redeemable Convertible Preferred Stock	(5)	(5)	Common Stock	462,027	(5)	I	By Christine E. Lamond 2019 Annuity Trust A dated March 4, 2019(2)
Series B Redeemable Convertible Preferred Stock	(5)	(5)	Common Stock	462,028	(5)	I	By Pierre R. Lamond 2019 Annuity Trust A dated March 4, 2019(3)

1. Name and Address of Reporting Person^*

LAMOND PIERRE

(Last) (First) (Middle)

C/O CORTEXYME

269 EAST GRAND AVE.

(Street)

SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Lamond Christine

(Last) (First) (Middle)

C/O CORTEXYME

269 EAST GRAND AVE.

(Street)

SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)

Explanation of Responses:

1. The Series A Redeemable Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.

2. Christine E. Lamond is the trustee of the Christine E. Lamond 2019 Annuity Trust A dated March 4, 2019, and has sole voting and dispositive power with respect to the shares held of record by the Christine E. Lamond 2019 Annuity Trust A dated March 4, 2019.

3. Pierre R. Lamond is the trustee of the Pierre R. Lamond 2019 Annuity Trust A dated March 4, 2019, and has sole voting and dispositive power with respect to the shares held of record by the Pierre R. Lamond 2019 Annuity Trust A dated March 4, 2019.

4. Pierre R. Lamond is the trustee of the Pierre R. and Christine E. Lamond Trust 11-22-85, and has sole voting and dispositive power with respect to the shares held of record by the Pierre R. and Christine E. Lamond Trust 11-22-85.

5. The Series B Redeemable Convertible Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.

Remarks:

Exhibit 24.1: Power of Attorney of Pierre Lamond Exhibit 24.2: Power of Attorney of Christine Lamond

	/s/ Christopher Lowe, as Attorney-in-Fact for Pierre Lamond	05/08/2019
	/s/ Christopher Lowe, as Attorney-in-Fact for Christine Lamond	05/08/2019
	** Signature of Reporting Person	Date
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