The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COMMON STOCK | 037833100 | 23,088 | 90,792 | SH | DFND | 528 | 90,264 | 0 | ||
MERCK & CO. INC. | COMMON STOCK | 58933Y105 | 22,008 | 285,925 | SH | DFND | 1,567 | 284,358 | 0 | ||
BRISTOL-MYERS SQUIBB | COMMON STOCK | 110122108 | 11,256 | 201,946 | SH | DFND | 374 | 201,572 | 0 | ||
BLACKSTONE GROUP INC | COMMON STOCK | 09260D107 | 9,358 | 205,345 | SH | DFND | 158 | 205,187 | 0 | ||
MICROSOFT CORP | COMMON STOCK | 594918104 | 7,514 | 47,476 | SH | DFND | 2,151 | 45,325 | 0 | ||
SPDR S&P 500 GROWTH ETF | UIT EXCHANGE TRADED | 78464A409 | 6,910 | 193,331 | SH | DFND | 0 | 193,331 | 0 | ||
ZOOM VIDEO COMMUNICATION | COMMON STOCK | 98980L101 | 6,345 | 43,425 | SH | DFND | 0 | 43,425 | 0 | ||
TECHNOLOGY SELECT SECTOR | UIT EXCHANGE TRADED | 81369Y803 | 4,994 | 62,138 | SH | DFND | 35,982 | 26,156 | 0 | ||
BERKSHIRE HATHAWAY | COMMON STOCK | 084670702 | 4,977 | 27,325 | SH | DFND | 194 | 27,131 | 0 | ||
J P MORGAN CHASE & CO | COMMON STOCK | 46625H100 | 4,778 | 52,965 | SH | DFND | 2,449 | 50,516 | 0 | ||
INVESCO QQQ TRUST | UIT EXCHANGE TRADED | 46090E103 | 4,728 | 24,831 | SH | DFND | 0 | 24,831 | 0 | ||
ALPHABET INC. | COMMON STOCK | 02079K305 | 4,683 | 4,024 | SH | DFND | 64 | 3,960 | 0 | ||
AMAZON.COM INC | COMMON STOCK | 023135106 | 4,584 | 2,342 | SH | DFND | 122 | 2,220 | 0 | ||
NORFOLK SOUTHERN CO | COMMON STOCK | 655844108 | 4,438 | 30,395 | SH | DFND | 0 | 30,395 | 0 | ||
EXXON MOBIL CORP | COMMON STOCK | 30231G102 | 3,840 | 101,042 | SH | DFND | 1,335 | 99,707 | 0 | ||
JOHNSON & JOHNSON | COMMON STOCK | 478160104 | 3,772 | 28,685 | SH | DFND | 1,427 | 27,258 | 0 | ||
SPDR S&P 500 ETF | UIT EXCHANGE TRADED | 78462F103 | 3,649 | 14,283 | SH | DFND | 0 | 14,283 | 0 | ||
INTERCONTINENTAL EXC | COMMON STOCK | 45866F104 | 3,622 | 44,856 | SH | DFND | 164 | 44,692 | 0 | ||
VANGUARD FTSE ALL WORLD | UIT EXCHANGE TRADED | 922042775 | 3,576 | 87,024 | SH | DFND | 80,687 | 6,337 | 0 | ||
SELECT SECTOR HEALTH | UIT EXCHANGE TRADED | 81369Y209 | 3,548 | 40,050 | SH | DFND | 37,432 | 2,618 | 0 | ||
PROCTER & GAMBLE | COMMON STOCK | 742718109 | 3,468 | 31,420 | SH | DFND | 281 | 31,139 | 0 | ||
SPDR GOLD SHARES ETF | UIT EXCHANGE TRADED | 78463V107 | 3,323 | 22,444 | SH | DFND | 0 | 22,444 | 0 | ||
MONDELEZ INTL | COMMON STOCK | 609207105 | 3,318 | 65,946 | SH | DFND | 867 | 65,079 | 0 | ||
HOME DEPOT INC | COMMON STOCK | 437076102 | 3,195 | 17,028 | SH | DFND | 455 | 16,573 | 0 | ||
VANGUARD HIGH DIVIDEND | UIT EXCHANGE TRADED | 921946406 | 3,123 | 45,137 | SH | DFND | 0 | 45,137 | 0 | ||
PHILIP MORRIS INTL | COMMON STOCK | 718172109 | 2,972 | 40,733 | SH | DFND | 1,163 | 39,570 | 0 | ||
PFIZER INC | COMMON STOCK | 717081103 | 2,930 | 89,582 | SH | DFND | 4,750 | 84,832 | 0 | ||
ILLUMINA INC | COMMON STOCK | 452327109 | 2,924 | 10,727 | SH | DFND | 21 | 10,706 | 0 | ||
VISA INC | COMMON STOCK | 92826C839 | 2,888 | 17,819 | SH | DFND | 930 | 16,889 | 0 | ||
CISCO SYSTEMS INC | COMMON STOCK | 17275R102 | 2,859 | 72,309 | SH | DFND | 4,514 | 67,795 | 0 | ||
AMERN TOWER CORP | REAL ESTATE INVESTME | 03027X100 | 2,859 | 13,128 | SH | DFND | 129 | 12,999 | 0 | ||
FACEBOOK INC | COMMON STOCK | 30303M102 | 2,795 | 16,676 | SH | DFND | 845 | 15,831 | 0 | ||
CIGNA CORP | COMMON STOCK | 125523100 | 2,778 | 15,678 | SH | DFND | 0 | 15,678 | 0 | ||
OWL ROCK CAPITAL CORP | COMMON STOCK | 69121K104 | 2,717 | 236,368 | SH | DFND | 0 | 236,368 | 0 | ||
ALTRIA GROUP INC | COMMON STOCK | 02209S103 | 2,652 | 68,554 | SH | DFND | 1,973 | 66,581 | 0 | ||
BANK OF AMERICA CORP | COMMON STOCK | 060505104 | 2,651 | 122,967 | SH | DFND | 2,552 | 120,415 | 0 | ||
VANGUARD INTERMEDIATE | UIT EXCHANGE TRADED | 92206C870 | 2,639 | 30,299 | SH | DFND | 26,553 | 3,746 | 0 | ||
ALIBABA GROUP HOLDING F | AMERICAN DEPOSITORY | 01609W102 | 2,501 | 12,781 | SH | DFND | 495 | 12,286 | 0 | ||
SPDR SHORT TERM | UIT EXCHANGE TRADED | 78464A474 | 2,474 | 81,780 | SH | DFND | 75,300 | 6,480 | 0 | ||
COMMUNICAT SVS SLCT SEC | UIT EXCHANGE TRADED | 81369Y852 | 2,404 | 54,336 | SH | DFND | 49,389 | 4,947 | 0 | ||
ALPHABET INC. | COMMON STOCK | 02079K107 | 2,285 | 1,959 | SH | DFND | 81 | 1,878 | 0 | ||
INTEL CORP | COMMON STOCK | 458140100 | 2,247 | 41,539 | SH | DFND | 1,978 | 39,561 | 0 | ||
ISHARES RUSSELL 1000 | UIT EXCHANGE TRADED | 464287614 | 2,244 | 14,896 | SH | DFND | 0 | 14,896 | 0 | ||
PEPSICO INC | COMMON STOCK | 713448108 | 2,199 | 18,208 | SH | DFND | 465 | 17,743 | 0 | ||
SPDR S&P REGIONAL | UIT EXCHANGE TRADED | 78464A698 | 2,146 | 65,861 | SH | DFND | 0 | 65,861 | 0 | ||
NEXTERA ENERGY INC | COMMON STOCK | 65339F101 | 2,109 | 8,700 | SH | DFND | 847 | 7,853 | 0 | ||
ELECTRONIC ARTS INC | COMMON STOCK | 285512109 | 2,062 | 20,589 | SH | DFND | 0 | 20,589 | 0 | ||
HONEYWELL INTL INC | COMMON STOCK | 438516106 | 2,046 | 15,207 | SH | DFND | 474 | 14,733 | 0 | ||
SPDR FUND CONSUMER | UIT EXCHANGE TRADED | 81369Y308 | 2,030 | 37,265 | SH | DFND | 30,535 | 6,730 | 0 | ||
AUTO DATA PROCESSING | COMMON STOCK | 053015103 | 2,018 | 14,695 | SH | DFND | 352 | 14,343 | 0 | ||
VANGUARD GROWTH ETF | UIT EXCHANGE TRADED | 922908736 | 1,943 | 12,399 | SH | DFND | 0 | 12,399 | 0 | ||
FIRST REPUBLIC BANK | COMMON STOCK | 33616C100 | 1,930 | 23,454 | SH | DFND | 16 | 23,438 | 0 | ||
ISHARES 3-7 YEAR | UIT EXCHANGE TRADED | 464288661 | 1,873 | 14,044 | SH | DFND | 12,288 | 1,756 | 0 | ||
BRISTOL-MYERS SQUIBB RTS | WARRANTS | 110122157 | 1,828 | 481,049 | SH | DFND | 0 | 481,049 | 0 | ||
WALT DISNEY CO | COMMON STOCK | 254687106 | 1,797 | 18,605 | SH | DFND | 282 | 18,323 | 0 | ||
SPDR FUND CONSUMER | UIT EXCHANGE TRADED | 81369Y407 | 1,761 | 17,952 | SH | DFND | 15,786 | 2,166 | 0 | ||
MEDTRONIC PLC F | FOREIGN ORDINARIES | G5960L103 | 1,689 | 18,632 | SH | DFND | 1,157 | 17,475 | 0 | ||
VERIZON COMMUNICATN | COMMON STOCK | 92343V104 | 1,684 | 31,228 | SH | DFND | 2,016 | 29,212 | 0 | ||
TEXAS INSTRUMENTS | COMMON STOCK | 882508104 | 1,655 | 16,453 | SH | DFND | 533 | 15,920 | 0 | ||
VANGUARD VALUE ETF | UIT EXCHANGE TRADED | 922908744 | 1,632 | 18,323 | SH | DFND | 0 | 18,323 | 0 | ||
ORACLE CORP SR NT | COMMON STOCK | 68389X105 | 1,612 | 33,109 | SH | DFND | 1,223 | 31,886 | 0 | ||
RIVERNORTH OPPORTUNITIES | CLOSED END MUTL FUND | 76881Y109 | 1,595 | 128,442 | SH | DFND | 0 | 128,442 | 0 | ||
ISHARES IBOXX INVT GRADE | UIT EXCHANGE TRADED | 464287242 | 1,585 | 12,837 | SH | DFND | 9,978 | 2,859 | 0 | ||
CAPITAL ONE FC | COMMON STOCK | 14040H105 | 1,570 | 31,129 | SH | DFND | 0 | 31,129 | 0 | ||
ROYAL DUTCH SHELL F | AMERICAN DEPOSITORY | 780259206 | 1,501 | 42,860 | SH | DFND | 23 | 42,837 | 0 | ||
VANGUARD SHORT TERM COR | UIT EXCHANGE TRADED | 92206C409 | 1,488 | 18,813 | SH | DFND | 705 | 18,108 | 0 | ||
AMGEN INC. | COMMON STOCK | 031162100 | 1,470 | 7,210 | SH | DFND | 362 | 6,848 | 0 | ||
GILEAD SCIENCES INC | COMMON STOCK | 375558103 | 1,466 | 19,592 | SH | DFND | 107 | 19,485 | 0 | ||
VANGUARD TOTAL STOCK | UIT EXCHANGE TRADED | 922908769 | 1,430 | 11,093 | SH | DFND | 0 | 11,093 | 0 | ||
THERMO FISHER SCNTFC | COMMON STOCK | 883556102 | 1,419 | 5,004 | SH | DFND | 153 | 4,851 | 0 | ||
WELLS FARGO BK N A | COMMON STOCK | 949746101 | 1,391 | 48,477 | SH | DFND | 2,158 | 46,319 | 0 | ||
GENERAL ELECTRIC CO | COMMON STOCK | 369604103 | 1,388 | 174,839 | SH | DFND | 270 | 174,569 | 0 | ||
ISHARES US MEDICAL | UIT EXCHANGE TRADED | 464288810 | 1,383 | 6,136 | SH | DFND | 0 | 6,136 | 0 | ||
MC DONALDS CORP | COMMON STOCK | 580135101 | 1,365 | 8,200 | SH | DFND | 270 | 7,930 | 0 | ||
ABBVIE INC | COMMON STOCK | 00287Y109 | 1,363 | 17,847 | SH | DFND | 168 | 17,679 | 0 | ||
KRAFT HEINZ CO | COMMON STOCK | 500754106 | 1,351 | 54,595 | SH | DFND | 0 | 54,595 | 0 | ||
ISHARES CORE HIGH | UIT EXCHANGE TRADED | 46429B663 | 1,268 | 17,719 | SH | DFND | 0 | 17,719 | 0 | ||
DANAHER CORP | COMMON STOCK | 235851102 | 1,262 | 9,121 | SH | DFND | 28 | 9,093 | 0 | ||
A T & T INC | COMMON STOCK | 00206R102 | 1,239 | 42,490 | SH | DFND | 4,157 | 38,333 | 0 | ||
SELECT SECTOR INDUSTRIAL | UIT EXCHANGE TRADED | 81369Y704 | 1,199 | 20,324 | SH | DFND | 18,548 | 1,776 | 0 | ||
NOVARTIS AG F | AMERICAN DEPOSITORY | 66987V109 | 1,173 | 14,155 | SH | DFND | 1,996 | 12,159 | 0 | ||
BIOSPECIFICS TECH CO | COMMON STOCK | 090931106 | 1,171 | 20,700 | SH | DFND | 0 | 20,700 | 0 | ||
ISHARES 0-5 YEAR TIPS | UIT EXCHANGE TRADED | 46429B747 | 1,128 | 11,295 | SH | DFND | 10,885 | 410 | 0 | ||
SPOTIFY TECHNOLOGY F | FOREIGN ORDINARIES | L8681T102 | 1,123 | 9,250 | SH | DFND | 21 | 9,229 | 0 | ||
3M CO | COMMON STOCK | 88579Y101 | 1,087 | 5,184 | SH | DFND | 361 | 4,823 | 0 | ||
ALLEGHANY CORP DEL | COMMON STOCK | 017175100 | 1,063 | 1,924 | SH | DFND | 0 | 1,924 | 0 | ||
ISHARES RUSSELL 2000 | UIT EXCHANGE TRADED | 464287655 | 1,063 | 9,284 | SH | DFND | 8,275 | 1,009 | 0 | ||
SELECT STR FINANCIAL | UIT EXCHANGE TRADED | 81369Y605 | 1,056 | 50,698 | SH | DFND | 49,291 | 1,407 | 0 | ||
BOEING CO | COMMON STOCK | 097023105 | 1,045 | 7,108 | SH | DFND | 43 | 7,065 | 0 | ||
VANGUARD FTSE PACIFIC | UIT EXCHANGE TRADED | 922042866 | 1,041 | 18,873 | SH | DFND | 17,365 | 1,508 | 0 | ||
VANGUARD INFORMATION | UIT EXCHANGE TRADED | 92204A702 | 1,041 | 4,912 | SH | DFND | 950 | 3,962 | 0 | ||
DIAGEO PLC F | AMERICAN DEPOSITORY | 25243Q205 | 1,037 | 8,156 | SH | DFND | 632 | 7,524 | 0 | ||
MARSH & MC LENNAN CO | COMMON STOCK | 571748102 | 1,025 | 11,758 | SH | DFND | 261 | 11,497 | 0 | ||
CHEVRON CORP | COMMON STOCK | 166764100 | 1,012 | 14,187 | SH | DFND | 1,604 | 12,583 | 0 | ||
ISHARES CORE S&P MID CAP | UIT EXCHANGE TRADED | 464287507 | 989 | 6,875 | SH | DFND | 0 | 6,875 | 0 | ||
EQUINIX INC | REAL ESTATE INVESTME | 29444U700 | 987 | 1,580 | SH | DFND | 69 | 1,511 | 0 | ||
WISDOMTREE EMRG MRKT HG | UIT EXCHANGE TRADED | 97717W315 | 968 | 5,345 | SH | DFND | 0 | 5,345 | 0 | ||
ISHARES EDGE MSCI USA | UIT EXCHANGE TRADED | 46432F396 | 960 | 9,015 | SH | DFND | 0 | 9,015 | 0 | ||
CROWN CASTLE INTL CO | REAL ESTATE INVESTME | 22822V101 | 918 | 6,263 | SH | DFND | 310 | 5,953 | 0 | ||
ISHARES MSCI UNITED | UIT EXCHANGE TRADED | 46435G334 | 916 | 36,213 | SH | DFND | 0 | 36,213 | 0 | ||
TARGET CORP | COMMON STOCK | 87612E106 | 881 | 9,475 | SH | DFND | 738 | 8,737 | 0 | ||
EXELON CORP | COMMON STOCK | 30161N101 | 880 | 23,900 | SH | DFND | 0 | 23,900 | 0 | ||
ISHARES GLOBAL TIMBER | UIT EXCHANGE TRADED | 464288174 | 859 | 17,850 | SH | DFND | 0 | 17,850 | 0 | ||
ISHARES MSCI GERMANY | UIT EXCHANGE TRADED | 464286806 | 847 | 36,978 | SH | DFND | 0 | 36,978 | 0 | ||
ACTIVISION BLIZZARD | COMMON STOCK | 00507V109 | 837 | 14,072 | SH | DFND | 35 | 14,037 | 0 | ||
SELECT SECTOR UTI SELECT | UIT EXCHANGE TRADED | 81369Y886 | 824 | 14,865 | SH | DFND | 13,574 | 1,291 | 0 | ||
VANGUARD TOTAL BOND | UIT EXCHANGE TRADED | 921937835 | 798 | 9,352 | SH | DFND | 0 | 9,352 | 0 | ||
ISHARES MBS ETF | UIT EXCHANGE TRADED | 464288588 | 752 | 6,810 | SH | DFND | 819 | 5,991 | 0 | ||
VANGUARD REAL ESTATE | UIT EXCHANGE TRADED | 922908553 | 752 | 10,762 | SH | DFND | 0 | 10,762 | 0 | ||
BLACKROCK INC | COMMON STOCK | 09247X101 | 751 | 1,688 | SH | DFND | 54 | 1,634 | 0 | ||
SPDR PORTFOLIO DVLPD | UIT EXCHANGE TRADED | 78463X889 | 750 | 31,348 | SH | DFND | 0 | 31,348 | 0 | ||
YUM BRANDS INC | COMMON STOCK | 988498101 | 745 | 10,822 | SH | DFND | 137 | 10,685 | 0 | ||
CME GROUP INC | COMMON STOCK | 12572Q105 | 737 | 4,265 | SH | DFND | 40 | 4,225 | 0 | ||
HCA HEALTHCARE INC | COMMON STOCK | 40412C101 | 720 | 8,009 | SH | DFND | 0 | 8,009 | 0 | ||
CARNIVAL CORP F | FOREIGN ORDINARIES | 143658300 | 709 | 53,847 | SH | DFND | 0 | 53,847 | 0 | ||
ADOBE INC | COMMON STOCK | 00724F101 | 686 | 2,157 | SH | DFND | 244 | 1,913 | 0 | ||
BP PLC F | AMERICAN DEPOSITORY | 055622104 | 667 | 27,355 | SH | DFND | 1,134 | 26,221 | 0 | ||
THE COCA-COLA CO | COMMON STOCK | 191216100 | 656 | 14,742 | SH | DFND | 443 | 14,299 | 0 | ||
CVS HEALTH CORP | COMMON STOCK | 126650100 | 650 | 10,962 | SH | DFND | 126 | 10,836 | 0 | ||
UNITEDHEALTH GRP INC | COMMON STOCK | 91324P102 | 638 | 2,558 | SH | DFND | 397 | 2,161 | 0 | ||
VANGUARD DIVIDEND | UIT EXCHANGE TRADED | 921908844 | 638 | 6,168 | SH | DFND | 0 | 6,168 | 0 | ||
CONSTELLATION BRAND | COMMON STOCK | 21036P108 | 629 | 4,286 | SH | DFND | 41 | 4,245 | 0 | ||
ISHARES ASIA/PACIFIC | UIT EXCHANGE TRADED | 464286293 | 613 | 21,566 | SH | DFND | 0 | 21,566 | 0 | ||
VANGUARD MID CAP ETF | UIT EXCHANGE TRADED | 922908629 | 612 | 4,606 | SH | DFND | 0 | 4,606 | 0 | ||
U S BANCORP | COMMON STOCK | 902973304 | 610 | 7,048 | SH | DFND | 762 | 6,286 | 0 | ||
ISHARES TIPS BOND ETF | UIT EXCHANGE TRADED | 464287176 | 608 | 5,154 | SH | DFND | 148 | 5,006 | 0 | ||
ENERGY SELECT SECTOR | UIT EXCHANGE TRADED | 81369Y506 | 606 | 20,846 | SH | DFND | 12,521 | 8,325 | 0 | ||
VANGUARD SMALL CAP ETF | UIT EXCHANGE TRADED | 922908751 | 599 | 5,192 | SH | DFND | 0 | 5,192 | 0 | ||
ISHARES CORE S&P 500 | UIT EXCHANGE TRADED | 464287200 | 591 | 2,286 | SH | DFND | 622 | 1,664 | 0 | ||
ISHARES MSCI EAFE ETF | UIT EXCHANGE TRADED | 464287465 | 577 | 10,796 | SH | DFND | 439 | 10,357 | 0 | ||
LYFT INC | COMMON STOCK | 55087P104 | 570 | 21,224 | SH | DFND | 0 | 21,224 | 0 | ||
SALESFORCE COM | COMMON STOCK | 79466L302 | 548 | 3,770 | SH | DFND | 559 | 3,211 | 0 | ||
BROADCOM INC | COMMON STOCK | 11135F101 | 541 | 2,257 | SH | DFND | 200 | 2,057 | 0 | ||
ISHARES S&P 500 GROWTH | UIT EXCHANGE TRADED | 464287309 | 538 | 3,259 | SH | DFND | 0 | 3,259 | 0 | ||
TWITTER INC | COMMON STOCK | 90184L102 | 528 | 21,899 | SH | DFND | 499 | 21,400 | 0 | ||
STARBUCKS CORP | COMMON STOCK | 855244109 | 523 | 8,072 | SH | DFND | 603 | 7,469 | 0 | ||
TESLA INC | COMMON STOCK | 88160R101 | 512 | 1,013 | SH | DFND | 0 | 1,013 | 0 | ||
MASTERCARD INC | COMMON STOCK | 57636Q104 | 500 | 2,070 | SH | DFND | 204 | 1,866 | 0 | ||
BCE INC F | FOREIGN CANADIAN | 05534B760 | 499 | 12,204 | SH | DFND | 2,269 | 9,935 | 0 | ||
ISHARES MSCI ALL COUNT | UIT EXCHANGE TRADED | 464288182 | 490 | 8,213 | SH | DFND | 8,213 | 0 | 0 | ||
SPDR S&P DIVIDEND ETF | UIT EXCHANGE TRADED | 78464A763 | 487 | 6,094 | SH | DFND | 0 | 6,094 | 0 | ||
SPDR AGGREGATE BOND ETF | UIT EXCHANGE TRADED | 78464A649 | 486 | 16,080 | SH | DFND | 0 | 16,080 | 0 | ||
ISHARES MSCI EUROPE | UIT EXCHANGE TRADED | 464289180 | 483 | 3,094 | SH | DFND | 0 | 3,094 | 0 | ||
QUALCOMM INC | COMMON STOCK | 747525103 | 477 | 6,986 | SH | DFND | 495 | 6,491 | 0 | ||
PUB SVC ENTERPISE GP | COMMON STOCK | 744573106 | 472 | 10,501 | SH | DFND | 615 | 9,886 | 0 | ||
ISHARES CORE MSCI EAFE | UIT EXCHANGE TRADED | 46432F842 | 464 | 9,293 | SH | DFND | 1,942 | 7,351 | 0 | ||
ACCENTURE PLC F | FOREIGN ORDINARIES | G1151C101 | 461 | 2,821 | SH | DFND | 106 | 2,715 | 0 | ||
WORKDAY INC | COMMON STOCK | 98138H101 | 458 | 3,499 | SH | DFND | 126 | 3,373 | 0 | ||
NVIDIA CORP | COMMON STOCK | 67066G104 | 454 | 1,726 | SH | DFND | 288 | 1,438 | 0 | ||
ISHARES CORE MSCI | UIT EXCHANGE TRADED | 46434G103 | 441 | 9,910 | SH | DFND | 1,753 | 8,157 | 0 | ||
LOCKHEED MARTIN CORP | COMMON STOCK | 539830109 | 439 | 1,254 | SH | DFND | 163 | 1,091 | 0 | ||
TJX COMPANIES INC | COMMON STOCK | 872540109 | 438 | 9,154 | SH | DFND | 119 | 9,035 | 0 | ||
SPDR MSCI USA | UIT EXCHANGE TRADED | 78468R812 | 432 | 5,650 | SH | DFND | 0 | 5,650 | 0 | ||
ISHARES US REGIONAL | UIT EXCHANGE TRADED | 464288778 | 419 | 14,500 | SH | DFND | 0 | 14,500 | 0 | ||
VANGUARD HEALTH CARE | UIT EXCHANGE TRADED | 92204A504 | 415 | 2,500 | SH | DFND | 0 | 2,500 | 0 | ||
NETFLIX INC | COMMON STOCK | 64110L106 | 409 | 1,090 | SH | DFND | 50 | 1,040 | 0 | ||
UBER TECHNOLOGIES INC | COMMON STOCK | 90353T100 | 398 | 14,240 | SH | DFND | 673 | 13,567 | 0 | ||
BAXTER INTERNTNL | COMMON STOCK | 071813109 | 390 | 4,805 | SH | DFND | 15 | 4,790 | 0 | ||
COLGATE-PALMOLIVE CO | COMMON STOCK | 194162103 | 381 | 5,678 | SH | DFND | 202 | 5,476 | 0 | ||
COMCAST CORP | COMMON STOCK | 20030N101 | 367 | 10,432 | SH | DFND | 3,017 | 7,415 | 0 | ||
SPDR DOUBLELINE TTL RTRN | UIT EXCHANGE TRADED | 78467V848 | 355 | 7,410 | SH | DFND | 0 | 7,410 | 0 | ||
GLAXOSMITHKLINE PLC F | AMERICAN DEPOSITORY | 37733W105 | 352 | 9,297 | SH | DFND | 325 | 8,972 | 0 | ||
DOUBLELINE INCOME SOLUTI | CLOSED END MUTL FUND | 258622109 | 351 | 26,335 | SH | DFND | 0 | 26,335 | 0 | ||
ISHARES NASDAQ | UIT EXCHANGE TRADED | 464287556 | 351 | 3,258 | SH | DFND | 607 | 2,651 | 0 | ||
ALPS ALERIAN MLP ETF | UIT EXCHANGE TRADED | 00162Q866 | 349 | 101,486 | SH | DFND | 0 | 101,486 | 0 | ||
PEAPACK GLADSTONE FI | COMMON STOCK | 704699107 | 348 | 19,391 | SH | DFND | 0 | 19,391 | 0 | ||
VANGUARD FINANCIALS ETF | UIT EXCHANGE TRADED | 92204A405 | 347 | 6,842 | SH | DFND | 738 | 6,104 | 0 | ||
SPDR S&P 500 VALUE ETF | UIT EXCHANGE TRADED | 78464A508 | 342 | 13,253 | SH | DFND | 0 | 13,253 | 0 | ||
STRYKER CORP | COMMON STOCK | 863667101 | 341 | 2,050 | SH | DFND | 67 | 1,983 | 0 | ||
MEDICAL PROPERTIES | REAL ESTATE INVESTME | 58463J304 | 329 | 19,049 | SH | DFND | 187 | 18,862 | 0 | ||
WALMART INC | COMMON STOCK | 931142103 | 327 | 2,879 | SH | DFND | 403 | 2,476 | 0 | ||
ISHARES CORE US | UIT EXCHANGE TRADED | 464287226 | 290 | 2,510 | SH | DFND | 0 | 2,510 | 0 | ||
ALLSTATE CORP | COMMON STOCK | 020002101 | 286 | 3,131 | SH | DFND | 24 | 3,107 | 0 | ||
IBM CORP | COMMON STOCK | 459200101 | 275 | 2,482 | SH | DFND | 0 | 2,482 | 0 | ||
SPDR PORTFOLIO S&P 500 | UIT EXCHANGE TRADED | 78464A854 | 271 | 8,963 | SH | DFND | 2,206 | 6,757 | 0 | ||
PNC FINL SERVICES | COMMON STOCK | 693475105 | 266 | 2,729 | SH | DFND | 297 | 2,432 | 0 | ||
ISHARES US TREASURY BOND | UIT EXCHANGE TRADED | 46429B267 | 254 | 9,067 | SH | DFND | 3,805 | 5,262 | 0 | ||
CATERPILLAR INC | COMMON STOCK | 149123101 | 252 | 2,175 | SH | DFND | 0 | 2,175 | 0 | ||
SEMPRA ENERGY | COMMON STOCK | 816851109 | 240 | 2,055 | SH | DFND | 212 | 1,843 | 0 | ||
REGENERON PHARMS INC | COMMON STOCK | 75886F107 | 239 | 467 | SH | DFND | 61 | 406 | 0 | ||
CITIGROUP INC | COMMON STOCK | 172967424 | 236 | 5,604 | SH | DFND | 2,482 | 3,122 | 0 | ||
FEDEX CORP | COMMON STOCK | 31428X106 | 229 | 1,887 | SH | DFND | 46 | 1,841 | 0 | ||
AIR PROD & CHEMICALS | COMMON STOCK | 009158106 | 227 | 1,090 | SH | DFND | 157 | 933 | 0 | ||
WESTERN ASSET MORTGAGE O | CLOSED END MUTL FUND | 95790B109 | 224 | 17,517 | SH | DFND | 0 | 17,517 | 0 | ||
VANGUARD CONSUMER | UIT EXCHANGE TRADED | 92204A108 | 223 | 1,537 | SH | DFND | 0 | 1,537 | 0 | ||
LAZARD GLOBAL TOTAL RETU | CLOSED END MUTL FUND | 52106W103 | 220 | 18,349 | SH | DFND | 0 | 18,349 | 0 | ||
CITRIX SYSTEMS INC | COMMON STOCK | 177376100 | 214 | 1,514 | SH | DFND | 114 | 1,400 | 0 | ||
NEW RESIDENTIAL INVE | REAL ESTATE INVESTME | 64828T201 | 213 | 42,454 | SH | DFND | 0 | 42,454 | 0 | ||
ALLIANZGI NFJ DIV INTERE | CLOSED END MUTL FUND | 01883A107 | 212 | 22,038 | SH | DFND | 0 | 22,038 | 0 | ||
ISHARES SHORT TERM | UIT EXCHANGE TRADED | 464288646 | 209 | 3,994 | SH | DFND | 0 | 3,994 | 0 | ||
NEW JERSEY RESOURCE | COMMON STOCK | 646025106 | 209 | 6,146 | SH | DFND | 0 | 6,146 | 0 | ||
PAYPAL HOLDINGS INCORPOR | COMMON STOCK | 70450Y103 | 209 | 2,179 | SH | DFND | 271 | 1,908 | 0 | ||
ISHARES INTERMEDT TERM | UIT EXCHANGE TRADED | 464288638 | 204 | 3,719 | SH | DFND | 242 | 3,477 | 0 | ||
VANGUARD INDUSTRIALS | UIT EXCHANGE TRADED | 92204A603 | 204 | 1,845 | SH | DFND | 0 | 1,845 | 0 | ||
TRUIST FINL CORP | COMMON STOCK | 89832Q109 | 203 | 6,411 | SH | DFND | 3,148 | 3,263 | 0 | ||
UNILEVER PLC F | AMERICAN DEPOSITORY | 904767704 | 202 | 3,993 | SH | DFND | 160 | 3,833 | 0 | ||
VECTOIQ ACQUISITION CORP | COMMON STOCK | 92243N103 | 171 | 16,050 | SH | DFND | 0 | 16,050 | 0 | ||
NEW YORK CMNTY BANCO | COMMON STOCK | 649445103 | 149 | 15,844 | SH | DFND | 0 | 15,844 | 0 | ||
BLACKROCK MUNIYIELD NEWJ | CLOSED END MUTL FUND | 09254Y109 | 135 | 10,000 | SH | DFND | 0 | 10,000 | 0 | ||
CONNECTONE BANCORP | COMMON STOCK | 20786W107 | 134 | 10,000 | SH | DFND | 0 | 10,000 | 0 | ||
REALOGY HOLDINGS CO | COMMON STOCK | 75605Y106 | 123 | 40,947 | SH | DFND | 0 | 40,947 | 0 | ||
VALLEY NTNL BANK | COMMON STOCK | 919794107 | 109 | 14,955 | SH | DFND | 0 | 14,955 | 0 | ||
LAKELAND BANCORP | COMMON STOCK | 511637100 | 109 | 10,055 | SH | DFND | 0 | 10,055 | 0 | ||
TEVA PHARMACEUTICAL IN F | AMERICAN DEPOSITORY | 881624209 | 98 | 10,950 | SH | DFND | 0 | 10,950 | 0 | ||
BRISTOL-MYERS SQU 30 RTS | WARRANTS | 110122140 | 56 | 117,775 | SH | DFND | 0 | 117,775 | 0 | ||
OPKO HEALTH INC | COMMON STOCK | 68375N103 | 40 | 30,000 | SH | DFND | 0 | 30,000 | 0 | ||
MFA FINL, INC. | REAL ESTATE INVESTME | 55272X102 | 39 | 25,110 | SH | DFND | 0 | 25,110 | 0 | ||
SOUTHWESTERN ENERGY | COMMON STOCK | 845467109 | 25 | 14,681 | SH | DFND | 0 | 14,681 | 0 | ||
GOLDMAN SACHS MLP INCOME | CLOSED END MUTL FUND | 38147W103 | 16 | 19,350 | SH | DFND | 0 | 19,350 | 0 | ||
ELEVATE CREDIT INC | COMMON STOCK | 28621V101 | 10 | 10,000 | SH | DFND | 0 | 10,000 | 0 |