Bramwell James Form 3 Avantor / James Bramwell ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Bramwell James

(Last) (First) (Middle)

RADNOR CORPORATE CENTER, BUILDING ONE,

SUITE 200, 100 MATSONFORD ROAD

(Street)

RADNOR PA 19087

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/14/2023

3. Issuer Name and Ticker or Trading Symbol
Avantor, Inc. [ AVTR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, Americas

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	86,148(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)	(2)	12/13/2027	Common Stock	270,415	23.21	D
Stock Options (Right to Buy)	(3)	02/21/2030	Common Stock	36,496	17.67	D
Stock Options (Right to Buy)	(4)	02/25/2031	Common Stock	17,564	27.64	D
Stock Options (Right to Buy)	(5)	02/23/2032	Common Stock	17,483	33.09	D

Explanation of Responses:

1. Includes i) 32,142 Restricted Stock Units that vest on May 17, 2023; ii) 5,659 Restricted Stock Units that vest annually on February 21 through the year 2024; 4,070 Restricted Stock Units that vest annually on February 25 through the year 2025; and 6,044 Restricted Stock Units that vest annually on February 23 through the year 2026

2. These options are fully vested.

3. Reflects options that vest in four equal annual installments beginning on February 21, 2021.

4. Reflects options that vest in four equal annual installments beginning on February 25, 2022.

5. Reflects options that vest in four equal annual installments beginning on February 23, 2023.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Scott Baker, as Attorney-in-Fact	02/15/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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