ATAI Life Sciences Form 3 COMPASS Pathways / Life Sciences AG ATAI ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

ATAI Life Sciences N.V.

(Last) (First) (Middle)

KRAUSENSTRASSE 9-10

(Street)

BERLIN 2M 10117

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2022

3. Issuer Name and Ticker or Trading Symbol
COMPASS Pathways plc [ CMPS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	9,565,774	I	By ATAI Life Sciences AG(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

ATAI Life Sciences N.V.

(Last) (First) (Middle)

KRAUSENSTRASSE 9-10

(Street)

BERLIN 2M 10117

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

ATAI Life Sciences AG

(Last) (First) (Middle)

KRAUSENSTRASSE 9-10

(Street)

BERLIN 2M 10117

(City) (State) (Zip)

Explanation of Responses:

1. Securities held of record by ATAI Life Sciences AG, which is a wholly owned subsidiary of ATAI Life Sciences N.V., and as a result, ATAI Life Sciences N.V. may be deemed to share beneficial ownership over the Ordinary Shares held of record by ATAI Life Sciences AG.

Remarks:

	ATAI Life Sciences N.V., By: /s/ Florian Brand, Chief Executive Officer	02/28/2022
	ATAI Life Sciences AG, By: /s/ Florian Brand, Chief Executive Officer	02/28/2022
	** Signature of Reporting Person	Date
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