UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23447
Alpha Alternative Assets Fund
(Exact name of registrant as specified in charter)
1615 South Congress Avenue
Suite 103
Delray Beach, Florida 33445
(Address of principal executive offices) (Zip code)
Corporation Trust Center
1209 Orange Street
Wilmington, Delaware 19801
(Name and address of agent for service)
Registrant’s telephone number, including area code: (949) 326-9796
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 - June 30, 2023
Item 1 – Proxy Voting Record.
| July 1, 2022 - | |||||||||
| The name of the issuer | ticker symbol | CUSIP | shareholder meeting date | A brief identification of the matter voted on | Whether the matter was proposed by the issuer or by a security holder | Whether the registrant cast its vote on the matter | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and | Whether the registrant cast its vote for or against management | |
| 1 | Ares Capital Corporation | ARCC | 4-Aug-22 | To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders (including, without limitation, that the number of shares issued does not exceed 25% of the Company’s then outstanding common stock) | Issuer | No | NA | NA | |
| 2 | OFS CREDIT COMPANY INC | OCCI | 15-Aug-22 | Election of Class I Director to serve until 2025: Bilal Rashid | Issuer | Yes | For | For | |
| The ratification of the selection of KPMG LLP as our independent registered public accounting firm for the year ending October 31, 2022 | Issuer | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: Alpha Alternative Assets Fund
| By: | /s/ Jason Sutherland | |
| Jason Sutherland | ||
Treasurer | ||
| Date: | August 22, 2023 |
