SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 06/04/2019 | 3. Issuer Name and Ticker or Trading Symbol GOODYEAR TIRE & RUBBER CO /OH/ [ GT ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
2013 Plan Restricted Stock Units(1) | (2) | (2) | Common Stock | 79 | (2) | D | |
2013 Plan Restricted Stock Units(1) | (3) | (3) | Common Stock | 288 | (3) | D | |
2017 Plan Restricted Stock Units(4) | (5) | (5) | Common Stock | 1,635 | (5) | D | |
2017 Plan Restricted Stock Units(4) | (6) | (6) | Common Stock | 5,229 | (6) | D | |
2017 Plan Restricted Stock Units(4) | (7) | (7) | Common Stock | 10,693 | (7) | D | |
2017 Plan Performance Shares(8) | (8) | (8) | Common Stock | 10,570 | (8) | D |
Explanation of Responses: |
1. Restricted Stock Units, each equivalent to a share of common stock, granted under the 2013 Performance Plan. |
2. The Restricted Stock Units vest and convert into shares of common stock on August 2, 2019. |
3. The Restricted Stock Units vest and convert into shares of common stock on February 27, 2020. |
4. Restricted Stock Units, each equivalent to a share of common stock, granted under the 2017 Performance Plan. |
5. The Restricted Stock Units vest and convert into shares of common stock on February 26, 2021. |
6. The Restricted Stock Units vest and convert into shares of common stock in 1/3 increments over three years commencing on February 25, 2020. |
7. The Restricted Stock Units vest and convert into shares of common stock on April 22, 2022. |
8. Performance Share Unit grant under the 2017 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2022. The number of Units paid, which can range from 0% to 200% of the Units reported on this Form 3, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2021, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2021. |
Remarks: |
/s/ Daniel T Young, signing as an attorney-in-fact and agent duly authorized to execute this Form 3 on behalf of David E Phillips pursuant to a Power of Attorney dated 5/17/19, a copy of which is filed herewith. | 06/05/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |