Luc Theriault Form 3 Resolute Forest Products / Luc Theriault ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Theriault Luc

(Last) (First) (Middle)

111 ROBERT-BOURASSA

SUITE 5000

(Street)

MONTREAL A8 H3C 2M1

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2019

3. Issuer Name and Ticker or Trading Symbol
Resolute Forest Products Inc. [ RFP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, Wood Products

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	5,774	D
Common Stock	1,353(1)	D
Common Stock	10,463(2)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (right to buy)	11/03/2012(3)	11/03/2021	Common Stock	1,076	16.45	D
Stock Options (right to buy)	11/06/2014(4)	11/06/2023(4)	Common Stock	4,071	15.66	D
Restricted Share Units	(5)	(5)	Common Stock	8,653	(5)	D
Restricted Share Units	(6)	(6)	Common Stock	9,964	(6)	D

Explanation of Responses:

1. This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award can not be settled in cash. The restricted stock units vest in four equal annual installments beginning on November 9, 2016. The number of securities represent the remaining installments.

2. This reporting person was awarded restricted stock units, each representing a contingent right to receive one share of Resolute Forest Products Inc. common stock. The award can not be settled in cash. The restricted stock units vest in four equal annual installments beginning on November 14, 2017. The number of securities represent the remaining installments.

3. The options vested in four equal installments beginning on November 3, 2012.

4. The options vested in four equal installments beginning on November 6, 2014.

5. This reporting person was awarded restricted stock units, each representing a contingent right to receive the economic equivalent of one share of Resolute Forest Products Inc. common stock in cash upon settlement. The restricted stock units vest in four equal annual installments beginning on December 1, 2018. The number of securities represent the remaining installments.

6. This reporting person was awarded restricted stock units, each representing a contingent right to receive the economic equivalent of one share of Resolute Forest Products Inc. common stock in cash upon settlement. The restricted stock units vest in four equal annual installments beginning on December 1, 2019. The number of securities represent the remaining installments.

Remarks:

	/s/Stephanie Leclaire, as attorney-in-fact	06/11/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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