| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/31/2019 | 3. Issuer Name and Ticker or Trading Symbol TRACTOR SUPPLY CO /DE/ [ TSCO ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common stock | 9,461(1)(2)(3)(4)(5) | D | |
| Common stock | 1,377 | I | Stock Purchase Plan |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Employee stock option | 02/05/2017(6) | 02/05/2024 | Common stock | 5,237 | 63.55(7) | D | |
| Employee stock option | 02/04/2018(8) | 02/04/2025 | Common stock | 3,858 | 83.11(7) | D | |
| Employee stock option | 02/03/2019(9) | 02/03/2026 | Common stock | 7,857 | 86.08(7) | D | |
| Employee stock option | (10) | 02/08/2027 | Common stock | 10,342 | 73.18(7) | D | |
| Employee stock option | (11) | 05/08/2027 | Common stock | 7,120 | 61.95(7) | D | |
| Employee stock option | (12) | 02/07/2028 | Common stock | 16,819 | 67.28(7) | D | |
| Employee stock option | (13) | 02/06/2029 | Common stock | 7,165 | 89.59(7) | D | |
| Explanation of Responses: |
| 1. Includes 2,019 shares that were acquired pursuant to grants of restricted stock units (RSUs) under the Tractor Supply Company 2018 Omnibus Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest as follows: 33 1/3% on February 6, 2020, 33 1/3% on February 6, 2021, and 33 1/3% on February 6, 2022. |
| 2. Includes 2,369 shares that were acquired pursuant to grants of RSUs under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest 100% on February 7, 2021. |
| 3. Includes 673 shares that were acquired pursuant to grants of RSUs under the 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest 100% on May 8, 2020. |
| 4. Includes 952 shares that were acquired pursuant to grants of RSUs under the 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest 100% on February 8, 2020. |
| 5. Includes 1,794 shares that were acquired pursuant to grants of performance-based restricted share units (PSUs) under the 2009 Stock Incentive Plan. The PSUs vest as follows: 50% on February 7, 2020 and 50% on February 7, 2021. |
| 6. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on February 5, 2015, 33 1/3% on February 5, 2016, and 33 1/3% on February 5, 2017. 100% of the option is vested. |
| 7. Exercise price in United States dollars. |
| 8. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on February 4, 2016, 33 1/3% on February 4, 2017, and 33 1/3% on February 4, 2018. 100% of the option is vested. |
| 9. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on February 3, 2017, 33 1/3% on February 3, 2018, and 33 1/3% on February 3, 2019. 100% of the option is vested. |
| 10. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 8, 2018, 33 1/3% on February 8, 2019, and 33 1/3% on February 8, 2020. 66.6% of the option is vested. |
| 11. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on May 8, 2018, 33 1/3% on May 8, 2019, and 33 1/3% on May 8, 2020. 66.6% of the option is vested. |
| 12. Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 7, 2019, 33 1/3% on February 7, 2020, and 33 1/3% on February 7, 2021. 33.3% of the option is vested. |
| 13. Granted pursuant to the 2018 Omnibus Incentive Plan. The shares subject to this option will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 6, 2020, 33 1/3% on February 6, 2021, and 33 1/3% on February 6, 2022. 0% of the option is vested. |
| Remarks: |
| Jonathan S. Estep: /s/ Kristopher S. Bybee, as Attorney-in-fact | 06/10/2019 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
