SEC Form 4
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol BOSTON BEER CO INC [ SAM ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 10/26/2021 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common | 10/26/2021 | S(1) | 647 | D | $491.76(2) | 19,856 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 934 | D | $492.53(3) | 18,922 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 1,802 | D | $493.32(4) | 17,120 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 1,058 | D | $494.47(5) | 16,062 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 430 | D | $495.82(6) | 15,632 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 2,705 | D | $496.39(7) | 12,927 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 1,284 | D | $496.5(8) | 11,643 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 932 | D | $496.47(9) | 10,711 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 2,068 | D | $497.35(10) | 8,643 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 500 | D | $497.77(11) | 8,143 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 1,399 | D | $498.32(12) | 6,744 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 968 | D | $500.06(13) | 5,776 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 299 | D | $501.01(14) | 5,477 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 326 | D | $501.79(15) | 5,151 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 600 | D | $502.5 | 4,551 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 1,295 | D | $504.74(16) | 3,256 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 185 | D | $505.74(17) | 3,071 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 120 | D | $506.33(18) | 2,951 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 100 | D | $507.36(19) | 2,851 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 392 | D | $509.32(20) | 2,459 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 544 | D | $510.31(21) | 1,915 | I | By Spouse | ||
| Class A Common | 10/26/2021 | S(1) | 1,915 | D | $511.13(22) | 0.00 | I | By Spouse | ||
| Class A Common | 14,040 | D | ||||||||
| Class A Common | 27,165 | I | By Trust for the Reporting Person's daughter | |||||||
| Class A Common | 27,165 | I | By Trust for the Reporting Person's son | |||||||
| Class A Common | 99,430 | I | By Dynasty Trust | |||||||
| Class A Common | 102,284 | I | By Family Trust | |||||||
| Class A Common | 94,951 | I | By Dogfish East of the Mississippi, LP | |||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. This transaction represents the sale of shares directly owned by the Reporting Person's spouse. |
| 2. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 647 shares is from $491.01 to $492.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 3. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 934 shares is from $492.01 to $493.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 4. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,802 shares is from $493.01 to $494.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 5. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,058 shares is from $494.47 to $494.02. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 6. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 430 shares is from $495.05 to $496.04. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 7. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,705 shares is from $496.10 to $496.98. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 8. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,284 shares is from $496.08 to $496.75. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 9. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 932 shares is from $496.05 to $497.04. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 10. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 2,068 shares is from $497.05 to $498.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 11. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 500 shares is from $497.58 to $498.49. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 12. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,399 shares is from $498.05 to $499.03. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 13. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 968 shares is from $499.36 to $500.33. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 14. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 299 shares is from $500.50 to $501.47. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 15. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 326 shares is from $501.50 to $502.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 16. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,295 shares is from $504.04 to $505.02. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 17. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 185 shares is from $505.17 to $506.15. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 18. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 120 shares is from $506.30 to $506.36. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 19. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 100 shares is from $507.31 o $508,00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 20. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 392 shares is from $508.78 to $509.72. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 21. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 544 shares is from $509.88 to $510.82. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| 22. The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,915 shares is from $510.90 to $511.48. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
| Remarks: |
| Michael G. Andrews under POA for the benefit of Samuel A. Calagione, III | 10/27/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||