CUSIP No. 45170X205 | Page 2 of 8 Pages | ||||
1 | NAME OF REPORTING PERSON Bleichroeder LP | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ | |||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS AF | ||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ◻ | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 2,884,495 | |||
8 | SHARED VOTING POWER 0 | ||||
9 | SOLE DISPOSITIVE POWER 2,884,495 | ||||
10 | SHARED DISPOSITIVE POWER 0 | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,884,495 | ||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ◻ | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.5% | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA |
CUSIP No. 45170X205 | Page 3 of 8 Pages | ||||
1 | NAME OF REPORTING PERSON Bleichroeder Holdings LLC | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ | |||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS AF | ||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ◻ | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 2,884,495 | |||
8 | SHARED VOTING POWER 0 | ||||
9 | SOLE DISPOSITIVE POWER 2,884,495 | ||||
10 | SHARED DISPOSITIVE POWER 0 | ||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,884,495 | ||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ◻ | ||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.5% | ||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC |
Dated: May 8, 2023 | BLEICHROEDER LP | ||||
By: | /s/ Michael M. Kellen | ||||
Name: Michael M. Kellen | |||||
Title: Chairman and CO-CEO | |||||
BLEICHROEDER HOLDINGS LLC | |||||
By: | /s/ Michael M. Kellen | ||||
Name: Michael M. Kellen | |||||
Title: Chairman and CO-CEO |
EXHIBIT 3
JOINT FILING AGREEMENT
THIS JOINT FILING AGREEMENT is entered into as of May 8, 2023, by and among the parties hereto. The undersigned hereby agree that the Statement on Schedule 13D with respect to the Common Stock, $0.001 par value, of Identiv, Inc., a Delaware corporation, and any amendment thereafter signed by each of the undersigned shall be (unless otherwise determined by the undersigned) filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
Dated: | May 8, 2023 |
BLEICHROEDER LP
Signature: | /s/ Michael M. Kellen |
Name/Title: | Michael M. Kellen, Chairman and CO-CEO |
BLEICHROEDER HOLDINGS LLC
Signature: | /s/ Michael M. Kellen |
Name/Title: | Michael M. Kellen, Chairman and CO-CEO |