Otis Worldwide Corporation
Conflict Minerals Report
For the Year Ended December 31, 2020
1. Introduction
Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2020, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings ascribed in Form SD, as adopted by the Securities and Exchange Commission (“SEC”) pursuant to the Rule. References in this Report to internet websites and certain of Otis’s internal policies and procedures are provided for convenience only. The referenced documents and information available through these websites are not incorporated by reference into this Report.
2. Company Overview
Otis is the world’s largest elevator and escalator manufacturing, installation, and service company. We serve customers in over 200 countries and territories around the world. Otis has global scale and local focus, with over 1,400 branches and offices, and a direct physical presence in approximately 80 countries. Otis manufactures and contracts to manufacture products that contain tin, tantalum, tungsten, and gold (“3TG” or “Conflict Minerals”) necessary to the functionality or production of such products (“Necessary 3TG”). Specifically, Otis provides high technology products and services to the building industries worldwide.
Additional information about Otis is included in Otis’s Annual Report on Form 10-K for the year ended December 31, 2020.
3. Supply Chain Description
Otis is a large and complex organization with thousands of globally dispersed suppliers. There are multiple tiers of suppliers between Otis’s and the 3TG mines. Therefore, we rely on our first-tier suppliers to work with their upstream suppliers to provide us with accurate information (e.g., through the reasonable country of origin inquiry described below) about the origin of 3TG contained in the materials, components, parts, subassemblies, and products contracted to be manufactured (collectively “Components”) we purchase.
4. Reasonable Country of Origin Inquiry (“RCOI”)
The elements of our RCOI were: (i) identification of suppliers to survey, (ii) data collection, and (iii) assessment of data to determine whether further due diligence is required.
For this reporting period, we identified a list of suppliers to survey for purposes of the RCOI (“Surveyed Suppliers”). The criteria for selecting the suppliers to include in the survey generally considered the likelihood of 3TG content in the supplied Components, the amount paid to suppliers believed likely to incorporate 3TG in the supplied Components, and the information technology infrastructure capabilities. For this reporting period, Otis sent 333 surveys to suppliers, estimated to represent over $1.9 billion in spending during 2020, over 70% of direct product spend.
We collected information from the Surveyed Suppliers using the Conflict Minerals Reporting Template (“CMRT”), or a tool based on the CMRT. The survey included questions regarding whether the supplier’s products contain 3TG, its policy with respect to conflict-free sourcing, the supplier’s due diligence process, and information about the supplier’s supply chain, such as the names of the smelters or refiners that processed 3TG in the supplier’s products, and the origin of 3TG used by those facilities.
Based on the RCOI for this reporting period, Otis has reason to believe that at least a portion of its Necessary 3TG may have originated from the Covered Countries (Democratic Republic of Congo and the 9 adjacent countries), and that this portion of the Necessary 3TG may not be from recycled or scrap sources. Accordingly, we conducted the due diligence described below on the source and chain of custody of the Necessary 3TG in our products.
5. Due Diligence
A. Due Diligence Framework
Our due diligence measures have been designed to conform, in all material respects, with the internationally recognized due diligence framework presented by the Organisation for Economic Co-operation and Development (“OECD”) in the publication OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (2016), OECD Publishing and related supplements for gold, tin, tantalum, and tungsten.
B. Due Diligence Measures Undertaken
We performed the due diligence steps set forth below according to the OECD’s five-step framework:
OECD Step 1: Establish Company Management Systems
Conflict Minerals Policy
Otis has a Supplier Code of Conduct policy that outlines our expectation of our Suppliers regarding the sourcing of Conflict Minerals. A copy of this policy is available through the Suppliers section of our website (https://www.otis.com) under subheading “How to work with us ,” under the heading “Our Company.” The direct link to the Supplier Code of Conduct is: https://www.otis.com/en/us/supplier-code-of-conduct, which is available in multiple languages. Among other things, under our Supplier Code of Conduct, suppliers are expected to comply with the Rule and to support Otis in fulfilling its obligations under the Rule.
Conflict Minerals Team
Otis established a cross-functional team to develop and implement its Conflict Minerals compliance program. The Conflict Minerals team is composed of representatives from functions such as supply chain management, legal, and corporate responsibility. The Conflict Minerals team is supported by a steering committee comprised of supply chain executives, legal counsel, and members of Otis’ Environmental, Social and Governance (ESG) council.
Supply Chain Controls and Transparency
Otis participates in industry-wide initiatives that raise awareness for responsible sourcing of 3TG and provide resources to improve disclosures regarding the origin of 3TG in supply chains. For example, Otis is a member of the Responsible Minerals Initiative (“RMI”) (member code: 7355). The RMI’s flagship program is the Responsible Minerals Assurance Process (“RMAP”), through which the RMI identifies smelters and refiners that produce responsibly sourced materials in an effort to prevent the extraction and trade of minerals from becoming a source of conflict. The RMI uses specially trained third-party auditors to independently verify that the identified smelters and refiners have systems in place to responsibly source minerals in conformance with the RMAP. Another RMI program is the development and publication of the Conflict Minerals Reporting Template (“CMRT”), a free, standardized reporting template that facilitates the transfer of information through the supply chain regarding 3TG country of origin as well as the smelters and refiners that process such 3TG.
Supplier Engagement and Training
We provided the Surveyed Suppliers with a message about the Rule and our expectations of how our suppliers will help us to comply with this law. Otis provided Surveyed Suppliers with instructions for responding to our survey, and an e-mail address for assistance in interpreting and completing our survey.
We advised Surveyed Suppliers that we do not discourage the sourcing of 3TG from the Covered Countries; rather, we encourage our suppliers to source such 3TG from a smelter or refiner verified as compliant with the Conflict-Free Smelter Program (now known as the Responsible Minerals Assurance Process) or a similar program. We also asked Surveyed Suppliers, to the extent they believed the products delivered to Otis may have contained 3TG originating from one of the Covered Countries, to provide 3TG information specific to such products (i.e., a “product-level” CMRT declaration).
The language in our standard contract terms and conditions requires our suppliers to comply with the RCOI and due diligence requirements of the Rule, except that suppliers who are not SEC registrants are not required to comply with the Rule’s filing requirements.
Internal Training
Otis developed training and reference materials for its employees about Conflict Minerals, summarizing the relevant requirements of the Rule, Otis’ obligations under the Rule, and processes for evaluating and responding to the risk, if any, of Necessary 3TG in its supply chain that directly or indirectly financed or benefited armed groups in the Covered Countries.
Maintain Records
Otis has adopted a policy to retain relevant documentation.
Grievance Mechanism
General questions regarding Otis’ conflict minerals compliance program can be directed to Otis’s Corporate Responsibility Manager. Employees or third parties may report any concerns about or violations of Otis’s corporate policy with respect to the sourcing of Conflict Minerals via the reporting channels. Additional information regarding the reporting channels is available through the “Our Company” section of our website (https://www.otis.com/en/us) under the subheading “Ethics and Compliance,” under the heading “Our Company”.
OECD Step 2: Identify and Assess Risks in the Supply Chain
We conducted a supply chain survey using the CMRT, or a tool based on the CMRT, to investigate the origin of Necessary 3TG in our products.
Suppliers who did not respond to our survey received multiple reminders to submit their survey responses. In addition, Otis Point of Contacts (“POCs”), members of the Otis Conflict Minerals team, and others, such as account executives, asked contacts at non-responsive suppliers for their assistance in resolving overdue survey responses.
Members of the Otis Conflict Minerals team reviewed the Surveyed Suppliers’ responses against an established set of criteria to determine whether further engagement was necessary. For example, if a supplier advised that it supplied Components containing 3TG from any of the Covered Countries, we compared the smelters and refiners identified in a supplier’s survey response to the RMI published list of facilities that conform to the Responsible Minerals Assurance Process (RMAP) assessment protocols.
OECD Step 3: Design and Implement a Strategy to Respond to Risks
Otis designed and implemented a risk management plan to evaluate and respond to risks identified in our supply chain. If we identify non-compliance with our corporate policy on the sourcing of Conflict Minerals, we will attempt to work with the supplier to correct the situation. A supplier’s failure to take corrective actions may lead to additional actions, including the reassessment of the supplier relationship. Risk assessment findings based on the supply chain survey and due diligence are reported to senior management.
OECD Step 4: Carry out Independent Third-Party Audit of Smelter’s and Refiner’s Due Diligence Practices
We support audits of smelters and refiners through our participation in, and financial support of, the RMI. The RMI’s flagship program is the RMAP which uses independent third-party auditors to identify smelters and refiners that have systems in place to produce responsibly sourced materials. We do not perform direct audits of these entities within our supply chain.
OECD Step 5: Report Annually on Supply Chain Due Diligence
A copy of this Report and Otis’ associated Form SD are available free of charge on the Investors section of our website (https://www.otis.com/en/us/) under the subheading “SEC Filings” under the heading “Financial Information.”
6. Efforts to Determine Mine or Country of Origin
Our supply chain survey included questions that asked the Surveyed Suppliers for the name of the smelter(s) in their supply chain, the name of the mine(s), and the location of the mine(s) from where 3TG in their supply chain originated. The survey’s cover letter instructed suppliers, to the extent they had determined the products delivered to Otis contained 3TG originating from one of the Covered Countries, to provide a “product-level” declaration with information specific to such products (e.g., the name of the mine, country of origin, and/or the name of the smelter or refiner who processed 3TG in such products).
7. RCOI and Due Diligence Results
A. Survey Responses
We rely on our suppliers to provide information on the origin of 3TG contained in the Components purchased by Otis. These suppliers are similarly reliant upon information provided by their suppliers.
In total, Otis sent 333 suppliers a survey, estimated to represent over $1.9 billion in spending during 2020, over 70% of direct product spend. Of the 333 surveys sent, we received 325 completed surveys, representing a response rate of 98%.
The Surveyed Suppliers responses identified 307 unique facilities identified by the RMI, of which 232 or approximately 76% are validated as conformant with the RMAP.
In 2 of the survey responses, the supplier declared it sourced 3TG from one of the Covered Countries. Based on our review of these survey responses and the due diligence measures described above, we have reason to believe some of our suppliers sourced 3TG used in the Components supplied to our business from the smelters listed on Schedule A. We determined these smelters may have sourced their 3TG from the countries of origin listed on Schedule B. Each smelter identified on Schedule A was included on the RMI Conformant Smelter & Refiner List, and thus was obtaining 3TG from sources demonstrated not to support armed conflict.
With respect to the other survey responses, despite our due diligence for this reporting period, we were unable to link 3TG from the Covered Countries to the Components supplied to Otis. We were unable to do so because the information provided was generally at a supplier-company level that described the supplier’s overall potential 3TG
sourcing. Of the remaining survey responses providing smelter information, the suppliers were unable to verify whether 3TG from those smelters was used in the Components supplied to Otis. For this reason, with the exception of the smelters described above, we have been unable to identify with confidence the specific facilities used to process Necessary 3TG in our products, the country of origin, or the mine or location of origin of the Necessary 3TG in our products.
B. Continuous Improvement Efforts to Mitigate Risk
Since December 31, 2020, Otis has taken, or intends to take the following steps to improve the due diligence conducted to further mitigate risks that the Necessary 3TG used in our products could benefit armed groups in the Covered Countries. As part of our regularly scheduled compliance program activities, we intend to:
•Direct suppliers to our Supplier Code of Conduct with respect to the sourcing of Conflict Minerals
•Encourage suppliers who source 3TG from one of the Covered Countries to do so from smelter(s) or refiner(s) validated as conformant with the Responsible Minerals Assurance Process (RMAP, formerly known as the Conflict-Free Smelter Program) or a similar conflict-free program
•Identify and follow-up with suppliers who do not respond to our supply chain survey to increase our survey response rate and obtain additional information about the sourcing of 3TG in our supply chain
•Participate in trade association and/or industry-wide initiatives to define and improve best practices for conducting due diligence on supply chains containing 3TG and/or that support the development of conflict-free supply chains.
Cautionary Note Concerning Forward-Looking Statements
This Report contains statements which, to the extent they are not statements of historical or present fact, constitute “forward-looking statements” under the securities laws. From time to time, oral or written forward-looking statements may also be included in other information released to the public. These forward-looking statements are intended to provide management’s current expectations or plans for Otis’ future business practices and performance, based on assumptions currently believed to be valid. Forward-looking statements can be identified by the use of words such as “believe,” “expect,” “expectations,” “plans,” “strategy,” “prospects,” “estimate,” “project,” “target,” “anticipate,” “will,” “should,” “see,” “guidance,” “confident” and other words of similar meaning in connection with a discussion of future financial performance. Forward-looking statements may include, among other things, statements relating to future supply management practices, policies and plans for procurement of materials, risk management practices, supply chain infrastructure and efforts to improve supply chain transparency. All forward-looking statements involve risks, uncertainties and other factors that may cause actual results to differ materially from those expressed or implied in the forward-looking statements. For those statements, Otis claims the protection of the safe harbor for forward-looking statements contained in the U.S. Private Securities Litigation Reform Act of 1995. Such risks, uncertainties and other factors include, without limitation, the ability of Otis, its suppliers, industry groups and supplier organizations to obtain reliable information as to the source of purchased production materials; the timing for the development of infrastructure allowing such information to be compiled and shared with others in a cost effective and efficient manner; the impact of changes in laws and regulations, and the interpretation thereof, and in political conditions; the impact of restructuring activities and the reorganizations of our operations; the impact of acquisitions, divestitures, joint ventures and other transactions; and other factors beyond our control. The forward-looking statements speak only as of the date of this Report and we undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by applicable law. Additional information as to factors that may cause actual results to differ materially from those expressed or implied in the forward-looking statements is disclosed from time to time in our other filings with the SEC.
Schedule A to
Conflict Minerals Report
| | | | | | | | | | | |
| Smelter Name | Metal | RMI ID | Smelter Country |
| 8853 S.p.A. | Gold | CID002763 | ITALY |
| Abington Reldan Metals, LLC | Gold | CID002708 | UNITED STATES OF AMERICA |
| Advanced Chemical Company | Gold | CID000015 | UNITED STATES OF AMERICA |
| African Gold Refinery | Gold | CID003185 | UGANDA |
| Aida Chemical Industries Co., Ltd. | Gold | CID000019 | JAPAN |
| Al Etihad Gold Refinery DMCC | Gold | CID002560 | UNITED ARAB EMIRATES |
| Al Ghaith Gold | Gold | CID002899 | UNITED ARAB EMIRATES |
| Allgemeine Gold-und Silberscheideanstalt A.G. | Gold | CID000035 | GERMANY |
| Almalyk Mining and Metallurgical Complex (AMMC) | Gold | CID000041 | UZBEKISTAN |
| AngloGold Ashanti Corrego do Sitio Mineracao | Gold | CID000058 | BRAZIL |
| Argor-Heraeus S.A. | Gold | CID000077 | SWITZERLAND |
| ARY Aurum Plus | Gold | CID002596 | UNITED ARAB EMIRATES |
| Asahi Pretec Corp. | Gold | CID000082 | JAPAN |
| Asahi Refining Canada Ltd. | Gold | CID000924 | CANADA |
| Asahi Refining USA Inc. | Gold | CID000920 | UNITED STATES OF AMERICA |
| Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Gold | CID000103 | TURKEY |
| AU Traders and Refiners | Gold | CID002850 | SOUTH AFRICA |
| Augmont Enterprises Private Limited | Gold | CID003461 | INDIA |
| Aurubis AG | Gold | CID000113 | GERMANY |
| Bangalore Refinery | Gold | CID002863 | INDIA |
| Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Gold | CID000128 | PHILIPPINES |
| Bauer Walser AG | Gold | CID000141 | GERMANY |
| Boliden AB | Gold | CID000157 | SWEDEN |
| C. Hafner GmbH + Co. KG | Gold | CID000176 | GERMANY |
| C.I Metales Procesados Industriales SAS | Gold | CID003421 | COLOMBIA |
| Caridad | Gold | CID000180 | MEXICO |
| CCR Refinery - Glencore Canada Corporation | Gold | CID000185 | CANADA |
| Cendres + Metaux S.A. | Gold | CID000189 | SWITZERLAND |
| CGR Metalloys Pvt Ltd. | Gold | CID003382 | INDIA |
| Chimet S.p.A. | Gold | CID000233 | ITALY |
| Chugai Mining | Gold | CID000264 | JAPAN |
| Daejin Indus Co., Ltd. | Gold | CID000328 | KOREA, REPUBLIC OF |
| Daye Non-Ferrous Metals Mining Ltd. | Gold | CID000343 | CHINA |
| Degussa Sonne / Mond Goldhandel GmbH | Gold | CID002867 | GERMANY |
| Dijllah Gold Refinery FZC | Gold | CID003348 | UNITED ARAB EMIRATES |
| DODUCO Contacts and Refining GmbH | Gold | CID000362 | GERMANY |
| DSC (Do Sung Corporation) | Gold | CID000359 | KOREA, REPUBLIC OF |
| Eco-System Recycling Co., Ltd. East Plant | Gold | CID000425 | JAPAN |
| | | | | | | | | | | |
| Eco-System Recycling Co., Ltd. North Plant | Gold | CID003424 | JAPAN |
| Eco-System Recycling Co., Ltd. West Plant | Gold | CID003425 | JAPAN |
| Elemetal Refining, LLC | Gold | CID001322 | UNITED STATES OF AMERICA |
| Emirates Gold DMCC | Gold | CID002561 | UNITED ARAB EMIRATES |
| Fidelity Printers and Refiners Ltd. | Gold | CID002515 | ZIMBABWE |
| Fujairah Gold FZC | Gold | CID002584 | UNITED ARAB EMIRATES |
| GCC Gujrat Gold Centre Pvt. Ltd. | Gold | CID002852 | INDIA |
| Geib Refining Corporation | Gold | CID002459 | UNITED STATES OF AMERICA |
| Gold Coast Refinery | Gold | CID003186 | GHANA |
| Gold Refinery of Zijin Mining Group Co., Ltd. | Gold | CID002243 | CHINA |
| Great Wall Precious Metals Co., Ltd. of CBPM | Gold | CID001909 | CHINA |
| Guangdong Hua Jian Trade Co., Ltd. | Gold | CID000605 | CHINA |
| Guangdong Jinding Gold Limited | Gold | CID002312 | CHINA |
| GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI | Gold | CID000611 | CHINA |
| Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Gold | CID000651 | CHINA |
| Hang Seng Technology | Gold | CID000670 | CHINA |
| Hangzhou Fuchunjiang Smelting Co., Ltd. | Gold | CID000671 | CHINA |
| Heimerle + Meule GmbH | Gold | CID000694 | GERMANY |
| Henan Yuguang Gold & Lead Co., Ltd. | Gold | CID002519 | CHINA |
| Heraeus Germany GmbH Co. KG | Gold | CID000711 | GERMANY |
| Heraeus Metals Hong Kong Ltd. | Gold | CID000707 | CHINA |
| HeTai Gold Mineral GuangDong Co., Ltd. | Gold | CID000718 | CHINA |
| Hop Hing electroplating factory Zhejiang | Gold | CID002739 | CHINA |
| Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Gold | CID000773 | CHINA |
| Hung Cheong Metal Manufacturing Limited | Gold | CID002904 | CHINA |
| HwaSeong CJ CO., LTD. | Gold | CID000778 | KOREA, REPUBLIC OF |
| Industrial Refining Company | Gold | CID002587 | BELGIUM |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Gold | CID000801 | CHINA |
| International Precious Metal Refiners | Gold | CID002562 | UNITED ARAB EMIRATES |
| Ishifuku Metal Industry Co., Ltd. | Gold | CID000807 | JAPAN |
| Istanbul Gold Refinery | Gold | CID000814 | TURKEY |
| Italpreziosi | Gold | CID002765 | ITALY |
| JALAN & Company | Gold | CID002893 | INDIA |
| Japan Mint | Gold | CID000823 | JAPAN |
| Jiangxi Copper Co., Ltd. | Gold | CID000855 | CHINA |
| Jin Jinyin refining company limited | Gold | CID000884 | CHINA |
| Jinlong Copper Co., Ltd. | Gold | CID000909 | CHINA |
| JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Gold | CID000927 | RUSSIAN FEDERATION |
| JSC Novosibirsk Refinery | Gold | CID000493 | RUSSIAN FEDERATION |
| JSC Uralelectromed | Gold | CID000929 | RUSSIAN FEDERATION |
| JX Nippon Mining & Metals Co., Ltd. | Gold | CID000937 | JAPAN |
| | | | | | | | | | | |
| Kaloti Precious Metals | Gold | CID002563 | UNITED ARAB EMIRATES |
| Kazakhmys Smelting LLC | Gold | CID000956 | KAZAKHSTAN |
| Kazzinc | Gold | CID000957 | KAZAKHSTAN |
| Kennecott Utah Copper LLC | Gold | CID000969 | UNITED STATES OF AMERICA |
| KGHM Polska Miedz Spolka Akcyjna | Gold | CID002511 | POLAND |
| Kojima Chemicals Co., Ltd. | Gold | CID000981 | JAPAN |
| Korea Zinc Co., Ltd. | Gold | CID002605 | KOREA, REPUBLIC OF |
| Kundan Care Products Ltd. | Gold | CID003463 | INDIA |
| Kyrgyzaltyn JSC | Gold | CID001029 | KYRGYZSTAN |
| Kyshtym Copper-Electrolytic Plant ZAO | Gold | CID002865 | RUSSIAN FEDERATION |
| L'azurde Company For Jewelry | Gold | CID001032 | SAUDI ARABIA |
| Lingbao Gold Co., Ltd. | Gold | CID001056 | CHINA |
| Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Gold | CID001058 | CHINA |
| L'Orfebre S.A. | Gold | CID002762 | ANDORRA |
| LS-NIKKO Copper Inc. | Gold | CID001078 | KOREA, REPUBLIC OF |
| LT Metal Ltd. | Gold | CID000689 | KOREA, REPUBLIC OF |
| Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Gold | CID001093 | CHINA |
| Marsam Metals | Gold | CID002606 | BRAZIL |
| Materion | Gold | CID001113 | UNITED STATES OF AMERICA |
| Matsuda Sangyo Co., Ltd. | Gold | CID001119 | JAPAN |
| Metalor Technologies (Hong Kong) Ltd. | Gold | CID001149 | CHINA |
| Metalor Technologies (Singapore) Pte., Ltd. | Gold | CID001152 | SINGAPORE |
| Metalor Technologies (Suzhou) Ltd. | Gold | CID001147 | CHINA |
| Metalor Technologies S.A. | Gold | CID001153 | SWITZERLAND |
| Metalor USA Refining Corporation | Gold | CID001157 | UNITED STATES OF AMERICA |
| Metalurgica Met-Mex Penoles S.A. De C.V. | Gold | CID001161 | MEXICO |
| MMTC-PAMP India Pvt., Ltd. | Gold | CID002509 | INDIA |
| Morris and Watson | Gold | CID002282 | NEW ZEALAND |
| Moscow Special Alloys Processing Plant | Gold | CID001204 | RUSSIAN FEDERATION |
| Nadir Metal Rafineri San. Ve Tic. A.S. | Gold | CID001220 | TURKEY |
| Navoi Mining and Metallurgical Combinat | Gold | CID001236 | UZBEKISTAN |
| NH Recytech Company | Gold | CID003189 | KOREA, REPUBLIC OF |
| Nihon Material Co., Ltd. | Gold | CID001259 | JAPAN |
| Nihon Superior Co., Ltd. | Gold | CID001252 | JAPAN |
| Nyrstar Metals | Gold | CID001313 | UNITED STATES OF AMERICA |
| Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Gold | CID002779 | AUSTRIA |
| Ohura Precious Metal Industry Co., Ltd. | Gold | CID001325 | JAPAN |
| OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Gold | CID001326 | RUSSIAN FEDERATION |
| | | | | | | | | | | |
| PAMP S.A. | Gold | CID001352 | SWITZERLAND |
| Pease & Curren | Gold | CID002872 | UNITED STATES OF AMERICA |
| Penglai Penggang Gold Industry Co., Ltd. | Gold | CID001362 | CHINA |
| Planta Recuperadora de Metales SpA | Gold | CID002919 | CHILE |
| Precious Metals Sales Corp. | Gold | CID002581 | UNITED STATES OF AMERICA |
| Prioksky Plant of Non-Ferrous Metals | Gold | CID001386 | RUSSIAN FEDERATION |
| PT Aneka Tambang (Persero) Tbk | Gold | CID001397 | INDONESIA |
| PX Precinox S.A. | Gold | CID001498 | SWITZERLAND |
| QG Refining, LLC | Gold | CID003324 | UNITED STATES OF AMERICA |
| Rand Refinery (Pty) Ltd. | Gold | CID001512 | SOUTH AFRICA |
| Realized the enterprise co., ltd. | Gold | CID001515 | CHINA |
| Refinery of Seemine Gold Co., Ltd. | Gold | CID000522 | CHINA |
| REMONDIS PMR B.V. | Gold | CID002582 | NETHERLANDS |
| Republic Metals Corporation | Gold | CID002510 | UNITED STATES OF AMERICA |
| Rio Tinto Group | Gold | CID002914 | AUSTRALIA |
| Royal Canadian Mint | Gold | CID001534 | CANADA |
| SAAMP | Gold | CID002761 | FRANCE |
| Sabin Metal Corp. | Gold | CID001546 | UNITED STATES OF AMERICA |
| Safimet S.p.A | Gold | CID002973 | ITALY |
| SAFINA A.S. | Gold | CID002290 | CZECHIA |
| Sai Refinery | Gold | CID002853 | INDIA |
| Samduck Precious Metals | Gold | CID001555 | KOREA, REPUBLIC OF |
| Samwon Metals Corp. | Gold | CID001562 | KOREA, REPUBLIC OF |
| SAXONIA Edelmetalle GmbH | Gold | CID002777 | GERMANY |
| Schone Edelmetaal B.V. | Gold | CID001573 | NETHERLANDS |
| SEMPSA Joyeria Plateria S.A. | Gold | CID001585 | SPAIN |
| Shandon Jin Jinyin Refining Limited | Gold | CID001607 | CHINA |
| Shandong Gold Smelting Co., Ltd. | Gold | CID001604 | CHINA |
| Shandong Hengbang Smelter Co., Ltd. | Gold | CID001612 | CHINA |
| Shandong Humon Smelting Co., Ltd. | Gold | CID002525 | CHINA |
| Shandong penglai gold smelter | Gold | CID001616 | CHINA |
| Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Gold | CID001619 | CHINA |
| Shandong Yanggu Xiangguang Co., Ltd. | Gold | CID002614 | CHINA |
| Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Gold | CID001622 | CHINA |
| Shenzhen Heng Zhong Industry Co., Ltd. | Gold | CID001692 | CHINA |
| Shenzhen Zhonghenglong Real Industry Co., Ltd. | Gold | CID002527 | CHINA |
| Shirpur Gold Refinery Ltd. | Gold | CID002588 | INDIA |
| Sichuan Tianze Precious Metals Co., Ltd. | Gold | CID001736 | CHINA |
| Singway Technology Co., Ltd. | Gold | CID002516 | TAIWAN, PROVINCE OF CHINA |
| SINO-PLATINUM METALS Co., Ltd. | Gold | CID001745 | CHINA |
| | | | | | | | | | | |
| So Accurate Group, Inc. | Gold | CID001754 | UNITED STATES OF AMERICA |
| SOE Shyolkovsky Factory of Secondary Precious Metals | Gold | CID001756 | RUSSIAN FEDERATION |
| Solar Applied Materials Technology Corp. | Gold | CID001761 | TAIWAN, PROVINCE OF CHINA |
| Sovereign Metals | Gold | CID003383 | INDIA |
| State Research Institute Center for Physical Sciences and Technology | Gold | CID003153 | LITHUANIA |
| Sudan Gold Refinery | Gold | CID002567 | SUDAN |
| Sumitomo Metal Mining Co., Ltd. | Gold | CID001798 | JAPAN |
| SungEel HiMetal Co., Ltd. | Gold | CID002918 | KOREA, REPUBLIC OF |
| Suntain Co., Ltd. | Gold | CID001808 | TAIWAN, PROVINCE OF CHINA |
| Super Dragon Technology Co., Ltd | Gold | CID001810 | CHINA |
| SuZhou ShenChuang recycling Ltd. | Gold | CID002743 | CHINA |
| T.C.A S.p.A | Gold | CID002580 | ITALY |
| TAIWAN TOTAI CO., LTD. | Gold | CID001857 | TAIWAN, PROVINCE OF CHINA |
| Tanaka Kikinzoku Kogyo K.K. | Gold | CID001875 | JAPAN |
| Tokuriki Honten Co., Ltd. | Gold | CID001938 | JAPAN |
| Tongling Nonferrous Metals Group Co., Ltd. | Gold | CID001947 | CHINA |
| TOO Tau-Ken-Altyn | Gold | CID002615 | KAZAKHSTAN |
| Torecom | Gold | CID001955 | KOREA, REPUBLIC OF |
| Tsai Brother industries | Gold | CID002745 | TAIWAN, PROVINCE OF CHINA |
| TSK Pretech | Gold | CID003195 | KOREA, REPUBLIC OF |
| Umicore Brasil Ltda. | Gold | CID001977 | BRAZIL |
| Umicore Precious Metals Thailand | Gold | CID002314 | THAILAND |
| Umicore S.A. Business Unit Precious Metals Refining | Gold | CID001980 | BELGIUM |
| United Precious Metal Refining, Inc. | Gold | CID001993 | UNITED STATES OF AMERICA |
| Universal Precious Metals Refining Zambia | Gold | CID002854 | ZAMBIA |
| Valcambi S.A. | Gold | CID002003 | SWITZERLAND |
| Viagra Di precious metals (Zhaoyuan) Co., Ltd. | Gold | CID002009 | CHINA |
| WANG TING | Gold | CID002023 | CHINA |
| Western Australian Mint (T/a The Perth Mint) | Gold | CID002030 | AUSTRALIA |
| WIELAND Edelmetalle GmbH | Gold | CID002778 | GERMANY |
| Wuzhong Group | Gold | CID002063 | CHINA |
| Xiamen JInbo Metal Co., Ltd. | Gold | CID002076 | CHINA |
| Yamakin Co., Ltd. | Gold | CID002100 | JAPAN |
| Yamato Denki Ind. Co., Ltd. | Gold | CID002102 | JAPAN |
| Yokohama Metal Co., Ltd. | Gold | CID002129 | JAPAN |
| Yunnan Copper Industry Co., Ltd. | Gold | CID000197 | CHINA |
| Yunnan Gold Mining Group Co., Ltd. (YGMG) | Gold | CID002491 | CHINA |
| Zhaojun Maifu | Gold | CID002201 | CHINA |
| | | | | | | | | | | |
| Zhe Jiang Guang Yuan Noble Metal Smelting Factory | Gold | CID002205 | CHINA |
| Zhongkuang Gold Industry Co.,LTD | Gold | CID002214 | CHINA |
| Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd. | Gold | CID002219 | CHINA |
| Zhongshan Poison Material Proprietary Co., Ltd. | Gold | CID002221 | CHINA |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Gold | CID002224 | CHINA |
| Zhuhai toxic materials Monopoly Ltd. | Gold | CID002231 | CHINA |
| Zhuzhou Smelting Group Co., Ltd | Gold | CID002529 | CHINA |
| Asaka Riken Co., Ltd. | Gold, Tantalum | CID000090 | JAPAN |
| Mitsui Mining and Smelting Co., Ltd. | Gold, Tantalum | CID001192 | JAPAN |
| Dowa | Gold, Tin | CID000401 | JAPAN |
| Mitsubishi Materials Corporation | Gold, Tin | CID001188 | JAPAN |
| Modeltech Sdn Bhd | Gold, Tin | CID002857 | MALAYSIA |
| Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | Gold, Tin | CID001605 | CHINA |
| Hunan Chenzhou Mining Co., Ltd. | Gold, Tungsten | CID000766 | CHINA |
| ANHUI HERRMAN IMPEX CO. | Tantalum | CID000059 | CHINA |
| Changsha South Tantalum Niobium Co., Ltd. | Tantalum | CID000211 | CHINA |
| D Block Metals, LLC | Tantalum | CID002504 | UNITED STATES OF AMERICA |
| Duoluoshan | Tantalum | CID000410 | CHINA |
| Exotech Inc. | Tantalum | CID000456 | UNITED STATES OF AMERICA |
| F&X Electro-Materials Ltd. | Tantalum | CID000460 | CHINA |
| FIR Metals & Resource Ltd. | Tantalum | CID002505 | CHINA |
| Global Advanced Metals Aizu | Tantalum | CID002558 | JAPAN |
| Global Advanced Metals Boyertown | Tantalum | CID000564 | UNITED STATES OF AMERICA |
| Guangdong Rising Rare Metals-EO Materials Ltd. | Tantalum | CID000291 | CHINA |
| Guizhou Zhenhua Xinyun Technology | Tantalum | CID002501 | CHINA |
| H.C. Starck Hermsdorf GmbH | Tantalum | CID002547 | GERMANY |
| H.C. Starck Inc. | Tantalum | CID002548 | UNITED STATES OF AMERICA |
| Hengyang King Xing Lifeng New Materials Co., Ltd. | Tantalum | CID002492 | CHINA |
| Hi-Temp Specialty Metals, Inc. | Tantalum | CID000731 | UNITED STATES OF AMERICA |
| Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Tantalum | CID002512 | CHINA |
| Jiangxi Tuohong New Raw Material | Tantalum | CID002842 | CHINA |
| Jiujiang Janny New Material Co., Ltd. | Tantalum | CID003191 | CHINA |
| JiuJiang JinXin Nonferrous Metals Co., Ltd. | Tantalum | CID000914 | CHINA |
| Jiujiang Tanbre Co., Ltd. | Tantalum | CID000917 | CHINA |
| Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Tantalum | CID002506 | CHINA |
| KEMET de Mexico | Tantalum | CID002539 | MEXICO |
| King-Tan Tantalum Industry Ltd. | Tantalum | CID000973 | CHINA |
| | | | | | | | | | | |
| LSM Brasil S.A. | Tantalum | CID001076 | BRAZIL |
| Metallurgical Products India Pvt., Ltd. | Tantalum | CID001163 | INDIA |
| Nantong Tongjie Electrical Co., Ltd. | Tantalum | CID002386 | CHINA |
| Ningxia Orient Tantalum Industry Co., Ltd. | Tantalum | CID001277 | CHINA |
| NPM Silmet AS | Tantalum | CID001200 | ESTONIA |
| PM Kalco Inc | Tantalum | CID003396 | UNITED STATES OF AMERICA |
| PRG Dooel | Tantalum | CID002847 | NORTH MACEDONIA |
| QuantumClean | Tantalum | CID001508 | UNITED STATES OF AMERICA |
| Shanghai Jiangxi Metals Co. Ltd | Tantalum | CID001634 | CHINA |
| Solikamsk Magnesium Works OAO | Tantalum | CID001769 | RUSSIAN FEDERATION |
| Taki Chemical Co., Ltd. | Tantalum | CID001869 | JAPAN |
| TANIOBIS Co., Ltd. | Tantalum | CID002544 | THAILAND |
| TANIOBIS GmbH | Tantalum | CID002545 | GERMANY |
| TANIOBIS Japan Co., Ltd. | Tantalum | CID002549 | JAPAN |
| Telex Metals | Tantalum | CID001891 | UNITED STATES OF AMERICA |
| Tranzact, Inc. | Tantalum | CID002571 | UNITED STATES OF AMERICA |
| Ulba Metallurgical Plant JSC | Tantalum | CID001969 | KAZAKHSTAN |
| XIMEI RESOURCES (GUANGDONG) LIMITED | Tantalum | CID000616 | CHINA |
| XinXing HaoRong Electronic Material Co., Ltd. | Tantalum | CID002508 | CHINA |
| Yanling Jincheng Tantalum & Niobium Co., Ltd. | Tantalum | CID001522 | CHINA |
| Yichun Jin Yang Rare Metal Co., Ltd. | Tantalum | CID002307 | CHINA |
| Mineracao Taboca S.A. | Tantalum, Tin | CID001173 | BRAZIL |
| Resind Industria e Comercio Ltda. | Tantalum, Tin | CID002706 | BRAZIL |
| CP Metals Inc. | Tantalum, Tungsten | CID003402 | UNITED STATES OF AMERICA |
| TANIOBIS Smelting GmbH & Co. KG | Tantalum, Tungsten | CID002542 | GERMANY |
| Alpha | Tin | CID000292 | UNITED STATES OF AMERICA |
| An Thai Minerals Co., Ltd. | Tin | CID002825 | VIETNAM |
| An Vinh Joint Stock Mineral Processing Company | Tin | CID002703 | VIETNAM |
| Arco Alloys | Tin | CID002809 | UNITED STATES OF AMERICA |
| Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Tin | CID000228 | CHINA |
| Chifeng Dajingzi Tin Industry Co., Ltd. | Tin | CID003190 | CHINA |
| China Tin Group Co., Ltd. | Tin | CID001070 | CHINA |
| Chofu Works | Tin | CID002786 | JAPAN |
| Cooperativa Metalurgica de Rondonia Ltda. | Tin | CID000295 | BRAZIL |
| CV Ayi Jaya | Tin | CID002570 | INDONESIA |
| CV Dua Sekawan | Tin | CID002592 | INDONESIA |
| CV Gita Pesona | Tin | CID000306 | INDONESIA |
| CV United Smelting | Tin | CID000315 | INDONESIA |
| | | | | | | | | | | |
| CV Venus Inti Perkasa | Tin | CID002455 | INDONESIA |
| Dongguan CiEXPO Environmental Engineering Co., Ltd. | Tin | CID003356 | CHINA |
| Dongguan City Xida Soldering Tin Products Co. | Tin | CID000376 | CHINA |
| Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Tin | CID002572 | VIETNAM |
| EM Vinto | Tin | CID000438 | BOLIVIA (PLURINATIONAL STATE OF) |
| Estanho de Rondonia S.A. | Tin | CID000448 | BRAZIL |
| Fenix Metals | Tin | CID000468 | POLAND |
| Fuji Metal Mining Corp. | Tin | CID000498 | JAPAN |
| Gejiu City Fuxiang Industry and Trade Co., Ltd. | Tin | CID003410 | CHINA |
| Gejiu Fengming Metallurgy Chemical Plant | Tin | CID002848 | CHINA |
| Gejiu Jinye Mineral Company | Tin | CID002859 | CHINA |
| Gejiu Kai Meng Industry and Trade LLC | Tin | CID000942 | CHINA |
| Gejiu Non-Ferrous Metal Processing Co., Ltd. | Tin | CID000538 | CHINA |
| Gejiu Yunxi Group Corp. | Tin | CID000553 | CHINA |
| Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Tin | CID001908 | CHINA |
| Gejiu Zili Mining And Metallurgy Co., Ltd. | Tin | CID000555 | CHINA |
| Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | Tin | CID003116 | CHINA |
| GUANGXI HUA TIN GOLD MINUTE FEE, LTD. | Tin | CID002274 | CHINA |
| Guangxi Nonferrous Metals Group | Tin | CID000626 | CHINA |
| Guangxi Zhongshan Jin Yi Smelting Co., Ltd. | Tin | CID000628 | CHINA |
| Guanyang Guida Nonferrous Metal Smelting Plant | Tin | CID002849 | CHINA |
| Hezhou Jinwei Tin Co., Ltd. | Tin | CID000720 | CHINA |
| Hongqiao Metals (Kunshan) Co., Ltd. | Tin | CID002635 | CHINA |
| HuiChang Hill Tin Industry Co., Ltd. | Tin | CID002844 | CHINA |
| Huichang Jinshunda Tin Co., Ltd. | Tin | CID000760 | CHINA |
| Hulterworth Smelter | Tin | CID002365 | CHINA |
| Jiang Jia Wang Technology Co. | Tin | CID000840 | CHINA |
| Jiangxi Ketai Advanced Material Co., Ltd. | Tin | CID000244 | CHINA |
| Jiangxi New Nanshan Technology Ltd. | Tin | CID001231 | CHINA |
| Ju Tai Industrial Co., Ltd. | Tin | CID000934 | CHINA |
| LIAN JING | Tin | CID002281 | CHINA |
| Luna Smelter, Ltd. | Tin | CID003387 | RWANDA |
| M/s ECO Tropical Resources | Tin | CID002382 | SINGAPORE |
| Ma An Shan Shu Guang Smelter Corp. | Tin | CID001098 | CHINA |
| Ma'anshan Weitai Tin Co., Ltd. | Tin | CID003379 | CHINA |
| Magnu's Minerais Metais e Ligas Ltda. | Tin | CID002468 | BRAZIL |
| Malaysia Smelting Corporation (MSC) | Tin | CID001105 | MALAYSIA |
| Materials Eco-Refining Co., Ltd. | Tin | CID001112 | JAPAN |
| Melt Metais e Ligas S.A. | Tin | CID002500 | BRAZIL |
| Metahub Industries Sdn. Bhd. | Tin | CID001136 | MALAYSIA |
| Metallic Resources, Inc. | Tin | CID001142 | UNITED STATES OF AMERICA |
| Metallo Belgium N.V. | Tin | CID002773 | BELGIUM |
| | | | | | | | | | | |
| Metallo Spain S.L.U. | Tin | CID002774 | SPAIN |
| Minchali Metal Industry Co., Ltd. | Tin | CID001172 | TAIWAN, PROVINCE OF CHINA |
| Ming Li Jia smelt Metal Factory | Tin | CID001177 | CHINA |
| Minsur | Tin | CID001182 | PERU |
| Ney Metals and Alloys | Tin | CID001246 | UNITED STATES OF AMERICA |
| Nghe Tinh Non-Ferrous Metals Joint Stock Company | Tin | CID002573 | VIETNAM |
| O.M. Manufacturing (Thailand) Co., Ltd. | Tin | CID001314 | THAILAND |
| O.M. Manufacturing Philippines, Inc. | Tin | CID002517 | PHILIPPINES |
| Old City Metals Processing Co., Ltd. | Tin | CID001332 | CHINA |
| OMODEO A. E S. METALLEGHE SRL | Tin | CID003395 | ITALY |
| Operaciones Metalurgicas S.A. | Tin | CID001337 | BOLIVIA (PLURINATIONAL STATE OF) |
| Pan Light Corporation | Tin | CID001356 | TAIWAN, PROVINCE OF CHINA |
| Pongpipat Company Limited | Tin | CID003208 | MYANMAR |
| Precious Minerals and Smelting Limited | Tin | CID003409 | INDIA |
| PT Aries Kencana Sejahtera | Tin | CID000309 | INDONESIA |
| PT Artha Cipta Langgeng | Tin | CID001399 | INDONESIA |
| PT ATD Makmur Mandiri Jaya | Tin | CID002503 | INDONESIA |
| PT Babel Inti Perkasa | Tin | CID001402 | INDONESIA |
| PT Babel Surya Alam Lestari | Tin | CID001406 | INDONESIA |
| PT Bangka Prima Tin | Tin | CID002776 | INDONESIA |
| PT Bangka Serumpun | Tin | CID003205 | INDONESIA |
| PT Bangka Tin Industry | Tin | CID001419 | INDONESIA |
| PT Belitung Industri Sejahtera | Tin | CID001421 | INDONESIA |
| PT Bukit Timah | Tin | CID001428 | INDONESIA |
| PT Cipta Persada Mulia | Tin | CID002696 | INDONESIA |
| PT DS Jaya Abadi | Tin | CID001434 | INDONESIA |
| PT Eunindo Usaha Mandiri | Tin | CID001438 | INDONESIA |
| PT Inti Stania Prima | Tin | CID002530 | INDONESIA |
| PT Justindo | Tin | CID000307 | INDONESIA |
| PT Karimun Mining | Tin | CID001448 | INDONESIA |
| PT Kijang Jaya Mandiri | Tin | CID002829 | INDONESIA |
| PT Lautan Harmonis Sejahtera | Tin | CID002870 | INDONESIA |
| PT Menara Cipta Mulia | Tin | CID002835 | INDONESIA |
| PT Mitra Stania Prima | Tin | CID001453 | INDONESIA |
| PT Mitra Sukses Globalindo | Tin | CID003449 | INDONESIA |
| PT NATARI | Tin | CID001456 | INDONESIA |
| PT O.M. Indonesia | Tin | CID002757 | INDONESIA |
| PT Panca Mega Persada | Tin | CID001457 | INDONESIA |
| PT Premium Tin Indonesia | Tin | CID000313 | INDONESIA |
| PT Prima Timah Utama | Tin | CID001458 | INDONESIA |
| PT Ptima Timah Utama | Tin | CID001458 | INDONESIA |
| PT Rajawali Rimba Perkasa | Tin | CID003381 | INDONESIA |
| | | | | | | | | | | |
| PT Rajehan Ariq | Tin | CID002593 | INDONESIA |
| PT Refined Bangka Tin | Tin | CID001460 | INDONESIA |
| PT Sariwiguna Binasentosa | Tin | CID001463 | INDONESIA |
| PT Stanindo Inti Perkasa | Tin | CID001468 | INDONESIA |
| PT Sukses Inti Makmur | Tin | CID002816 | INDONESIA |
| PT Sumber Jaya Indah | Tin | CID001471 | INDONESIA |
| PT Timah Tbk Kundur | Tin | CID001477 | INDONESIA |
| PT Timah Tbk Mentok | Tin | CID001482 | INDONESIA |
| PT Tinindo Inter Nusa | Tin | CID001490 | INDONESIA |
| PT Tirus Putra Mandiri | Tin | CID002478 | INDONESIA |
| PT Tommy Utama | Tin | CID001493 | INDONESIA |
| PT Wahana Perkit Jaya | Tin | CID002479 | INDONESIA |
| Rui Da Hung | Tin | CID001539 | TAIWAN, PROVINCE OF CHINA |
| Shenzhen Hong Chang Metal Manufacturing Factory | Tin | CID001694 | CHINA |
| Sichuan Guanghan Jiangnan casting smelters | Tin | CID001731 | CHINA |
| SIGMA TIN ALLOY CO., LTD. | Tin | CID002408 | CHINA |
| Soft Metais Ltda. | Tin | CID001758 | BRAZIL |
| Solder Court Ltd. | Tin | CID002436 | CHINA |
| Spectro Alloys Corp. | Tin | CID002411 | UNITED STATES OF AMERICA |
| Super Ligas | Tin | CID002756 | BRAZIL |
| SUZHOU NUONENGDA CHEMICAL Co., Ltd. | Tin | CID001822 | CHINA |
| Taicang City Nancang Metal Material Co., Ltd. | Tin | CID001845 | CHINA |
| Taiwan high-tech Co., Ltd. | Tin | CID001851 | TAIWAN, PROVINCE OF CHINA |
| Taiwan Huanliang | Tin | CID001852 | TAIWAN, PROVINCE OF CHINA |
| Taiwan's lofty Enterprises Ltd. | Tin | CID001859 | TAIWAN, PROVINCE OF CHINA |
| TAP | Tin | CID001882 | UNITED STATES OF AMERICA |
| Thai Nguyen Mining and Metallurgy Co., Ltd. | Tin | CID002834 | VIETNAM |
| Thailand Mine Factory | Tin | CID001897 | THAILAND |
| Thaisarco | Tin | CID001898 | THAILAND |
| Three green surface technology limited company | Tin | CID001920 | CHINA |
| Tianshui ling bo technology co., Ltd. | Tin | CID001929 | CHINA |
| Tin Plating Gejiu | Tin | CID001932 | CHINA |
| Tin Technology & Refining | Tin | CID003325 | UNITED STATES OF AMERICA |
| TONG LONG | Tin | CID001943 | CHINA |
| Top-Team Technology (Shenzhen) Ltd. | Tin | CID001954 | CHINA |
| Tuyen Quang Non-Ferrous Metals Joint Stock Company | Tin | CID002574 | VIETNAM |
| Untracore Co., Ltd. | Tin | CID001998 | THAILAND |
| VQB Mineral and Trading Group JSC | Tin | CID002015 | VIETNAM |
| WELLEY | Tin | CID002027 | TAIWAN, PROVINCE OF CHINA |
| | | | | | | | | | | |
| White Solder Metalurgia e Mineracao Ltda. | Tin | CID002036 | BRAZIL |
| Wujiang City luxe Tin Factory | Tin | CID002057 | CHINA |
| Xiamen Honglu Tungsten Molybdenum Co., Ltd. | Tin | CID002428 | CHINA |
| Xianghualing Tin Industry Co., Ltd. | Tin | CID002946 | CHINA |
| Xin Furukawa Metal ( Wuxi ) Co., Ltd. | Tin | CID002090 | CHINA |
| XURI | Tin | CID002099 | CHINA |
| Yifeng Tin | Tin | CID002121 | CHINA |
| Yiquan Manufacturing | Tin | CID002123 | CHINA |
| Yuecheng Tin Co., Ltd. | Tin | CID002147 | CHINA |
| Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Tin | CID002158 | CHINA |
| Yunnan Chengo Electric Smelting Plant | Tin | CID002162 | CHINA |
| Yunnan Copper Zinc Industry Co., Ltd. | Tin | CID002164 | CHINA |
| Yunnan Geiju Smelting Corp. | Tin | CID002166 | CHINA |
| Yunnan Industrial Co., Ltd. | Tin | CID002173 | CHINA |
| Yunnan Malipo Baiyi Kuangye Co. | Tin | CID002309 | CHINA |
| Yunnan Tin Company Limited | Tin | CID002180 | CHINA |
| Yunnan Yunfan Non-ferrous Metals Co., Ltd. | Tin | CID003397 | CHINA |
| Zhongshan Jinye Smelting Co.,Ltd | Tin | CID002220 | CHINA |
| CNMC (Guangxi) PGMA Co., Ltd. | Tin, Tungsten | CID000278 | CHINA |
| Jiangxi Yaosheng Tungsten Co., Ltd. | Tin, Tungsten | CID002316 | CHINA |
| A.L.M.T. Corp. | Tungsten | CID000004 | JAPAN |
| ACL Metais Eireli | Tungsten | CID002833 | BRAZIL |
| Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Tungsten | CID003427 | BRAZIL |
| Asia Tungsten Products Vietnam Ltd. | Tungsten | CID002502 | VIETNAM |
| Chenzhou Diamond Tungsten Products Co., Ltd. | Tungsten | CID002513 | CHINA |
| China Molybdenum Tungsten Co., Ltd. | Tungsten | CID002641 | CHINA |
| Chongyi Zhangyuan Tungsten Co., Ltd. | Tungsten | CID000258 | CHINA |
| DAIDO STEEL | Tungsten | CID002349 | JAPAN |
| Fujian Ganmin RareMetal Co., Ltd. | Tungsten | CID003401 | CHINA |
| Fujian Jinxin Tungsten Co., Ltd. | Tungsten | CID000499 | CHINA |
| Ganzhou Beseem Ferrotungsten Co., Ltd. | Tungsten | CID002644 | CHINA |
| Ganzhou Haichuang Tungsten Co., Ltd. | Tungsten | CID002645 | CHINA |
| Ganzhou Huaxing Tungsten Products Co., Ltd. | Tungsten | CID000875 | CHINA |
| Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Tungsten | CID002315 | CHINA |
| Ganzhou Seadragon W & Mo Co., Ltd. | Tungsten | CID002494 | CHINA |
| Ganzhou Yatai Tungsten Co., Ltd. | Tungsten | CID002536 | CHINA |
| GEM Co., Ltd. | Tungsten | CID003417 | CHINA |
| Global Tungsten & Powders Corp. | Tungsten | CID000568 | UNITED STATES OF AMERICA |
| Guangdong Xianglu Tungsten Co., Ltd. | Tungsten | CID000218 | CHINA |
| H.C. Starck Tungsten GmbH | Tungsten | CID002541 | GERMANY |
| Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Tungsten | CID002579 | CHINA |
| Hunan Chunchang Nonferrous Metals Co., Ltd. | Tungsten | CID000769 | CHINA |
| | | | | | | | | | | |
| Hunan Litian Tungsten Industry Co., Ltd. | Tungsten | CID003182 | CHINA |
| Hydrometallurg, JSC | Tungsten | CID002649 | RUSSIAN FEDERATION |
| Japan New Metals Co., Ltd. | Tungsten | CID000825 | JAPAN |
| Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Tungsten | CID002551 | CHINA |
| Jiangxi Gan Bei Tungsten Co., Ltd. | Tungsten | CID002321 | CHINA |
| Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Tungsten | CID002313 | CHINA |
| Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Tungsten | CID002318 | CHINA |
| Jiangxi Xianglu Tungsten Co., Ltd. | Tungsten | CID002647 | CHINA |
| Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Tungsten | CID002317 | CHINA |
| Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | Tungsten | CID002535 | CHINA |
| JSC "Kirovgrad Hard Alloys Plant" | Tungsten | CID003408 | RUSSIAN FEDERATION |
| Kennametal Fallon | Tungsten | CID000966 | UNITED STATES OF AMERICA |
| Kennametal Huntsville | Tungsten | CID000105 | UNITED STATES OF AMERICA |
| KGETS Co., Ltd. | Tungsten | CID003388 | KOREA, REPUBLIC OF |
| Lianyou Metals Co., Ltd. | Tungsten | CID003407 | TAIWAN, PROVINCE OF CHINA |
| Malipo Haiyu Tungsten Co., Ltd. | Tungsten | CID002319 | CHINA |
| Masan High-Tech Materials | Tungsten | CID002543 | VIETNAM |
| Mehra Ferro-Alloys Pvt. Ltd. | Tungsten | CID002652 | INDIA |
| Moliren Ltd. | Tungsten | CID002845 | RUSSIAN FEDERATION |
| Niagara Refining LLC | Tungsten | CID002589 | UNITED STATES OF AMERICA |
| NPP Tyazhmetprom LLC | Tungsten | CID003416 | RUSSIAN FEDERATION |
| Philippine Chuangxin Industrial Co., Inc. | Tungsten | CID002827 | PHILIPPINES |
| Plansee SE | Tungsten | CID001368 | AUSTRIA |
| South-East Nonferrous Metal Company Limited of Hengyang City | Tungsten | CID002815 | CHINA |
| Tejing (Vietnam) Tungsten Co., Ltd. | Tungsten | CID001889 | VIETNAM |
| Toshiba Material Co., Ltd. | Tungsten | CID002423 | JAPAN |
| Tungsten Diversified Industries LLC | Tungsten | CID002659 | UNITED STATES OF AMERICA |
| Unecha Refractory metals plant | Tungsten | CID002724 | RUSSIAN FEDERATION |
| Vietnam Youngsun Tungsten Industry Co., Ltd. | Tungsten | CID002011 | VIETNAM |
| Wolfram Bergbau und Hutten AG | Tungsten | CID002044 | AUSTRIA |
| Wolfram Company CJSC | Tungsten | CID002047 | RUSSIAN FEDERATION |
| Woltech Korea Co., Ltd. | Tungsten | CID002843 | KOREA, REPUBLIC OF |
| Xiamen Tungsten (H.C.) Co., Ltd. | Tungsten | CID002320 | CHINA |
| Xiamen Tungsten Co., Ltd. | Tungsten | CID002082 | CHINA |
| Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Tungsten | CID002830 | CHINA |
| Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Tungsten | CID002095 | CHINA |
| Zhangzhou Chuen Bao Apt Smeltery Co., Ltd. | Tungsten | CID002195 | CHINA |
| Zhuzhou Cemented Carbide Group Co., Ltd. | Tungsten | CID002236 | CHINA |
Schedule B to
Conflict Minerals Report
Possible Countries of Origin
| | | | | | | | | | | | | | |
| Andorra | | Italy | | Saudi Arabia |
| Australia | | Japan | | Singapore |
| Austria | | Kazakhstan | | South Africa |
| Belgium | | Korea, Republic of | | Spain |
| Bolivia (Plurinational State of) | | Kyrgyzstan | | Sudan |
| Brazil | | Lithuania | | Sweden |
| Canada | | Malaysia | | Switzerland |
| Chile | | México | | Taiwan, Province of China |
| China | | Myanmar | | Thailand |
| Colombia | | Netherlands | | Turkey |
| Czechia | | New Zealand | | Uganda |
| Estonia | | North Macedonia | | United Arab Emirates |
| France | | Peru | | United States of America |
| Germany | | Philippines | | Uzbekistan |
| Ghana | | Poland | | Viet Nam |
| India | | Russian Federation | | Zambia |
| Indonesia | | Rwanda | | Zimbabwe |
| | | | |
