The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROJET ROCKETDYNE HLDGS INC | Convertible Bond | 007800AB1 | 15,118 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
AMPLIFY ENERGY CORP | COM | 03212B103 | 0 | 211 | SH | SOLE | 211 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 541 | 340 | SH | SOLE | 340 | 0 | 0 | ||
BURLINGTON STORES INC | COM | 122017106 | 967 | 385 | SH | Call | SOLE | 385 | 0 | 0 | |
CHANGE HEALTHCARE INC | COM | 15912K209 | 2,162 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 1,775 | 293,015 | SH | SOLE | 293,015 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 3,435 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851300 | 11,276 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM | 24703L202 | 1,648 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DISH NETWORK CORP | Convertible Bond | 25470MAB5 | 3,693 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
DOCUSIGN INC | Convertible Bond | 256163AB2 | 18,259 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 13 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
FACEBOOK INC | COM | 30303M102 | 681 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
FTI CONSULTING INC | Convertible Bond | 302941AP4 | 25,651 | 20,059,000 | PRN | SOLE | 20,059,000 | 0 | 0 | ||
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 1,555 | 44,966 | SH | SOLE | 44,966 | 0 | 0 | ||
GFL ENVIRONMENTAL INC UNIT | COM | 36168Q120 | 4,741 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
GIGCAPITAL3 INC | COM | 37519D206 | 251 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP II | COM | 36258Q204 | 52 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | Convertible Bond | 40171VAA8 | 4,666 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
ILLUMINA INC | Convertible Bond | 452327AH2 | 40,108 | 27,000,000 | PRN | SOLE | 27,000,000 | 0 | 0 | ||
IQIYI INC | COM | 46267X108 | 700 | 9,500 | SH | Put | SOLE | 9,500 | 0 | 0 | |
IQIYI INC | Convertible Bond | 46267XAB4 | 1,646 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
IQIYI INC | Convertible Bond | 46267XAD0 | 10,950 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
J2 GLOBAL INC | Convertible Bond | 48123VAC6 | 9,830 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | Convertible Bond | 472145AD3 | 2,767 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
LIBERTY BROADBAND CORP | COM | 530307305 | 2,631 | 21,230 | SH | SOLE | 21,230 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM | 531229409 | 1,708 | 49,500 | SH | SOLE | 49,500 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | Convertible Bond | 53220KAF5 | 4,365 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | Convertible Bond | 55024UAB5 | 20,211 | 13,803,000 | PRN | SOLE | 13,803,000 | 0 | 0 | ||
M D C HLDGS INC | COM | 552676108 | 267 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | Convertible Bond | 64125CAD1 | 9,125 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F770 | 6,372 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F796 | 9,755 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM | 65341B106 | 1 | 31 | SH | Put | SOLE | 31 | 0 | 0 | |
NIO INC | COM | 62914V106 | 779 | 12,406 | SH | Put | SOLE | 12,406 | 0 | 0 | |
NIO INC | COM | 62914V106 | 1,110 | 143,800 | SH | SOLE | 143,800 | 0 | 0 | ||
NIO INC | Convertible Bond | 62914VAB2 | 2,656 | 2,730,000 | PRN | SOLE | 2,730,000 | 0 | 0 | ||
NUVASIVE INC | Convertible Bond | 670704AG0 | 682 | 620,000 | PRN | SOLE | 620,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 20 | 1,607 | SH | Put | SOLE | 1,607 | 0 | 0 | |
OUTFRONT MEDIA INC | COM | 69007J106 | 1,420 | 100,278 | SH | SOLE | 100,278 | 0 | 0 | ||
PALO ALTO NETWORKS INC | Convertible Bond | 697435AD7 | 6,468 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
PAN AMERICAN SILVER CORP | COM | 697900108 | 1,990 | 65,506 | SH | SOLE | 65,506 | 0 | 0 | ||
PINDUODUO INC | COM | 722304102 | 19 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
PRICELINE GRP INC | Convertible Bond | 741503AX4 | 2,655 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | Convertible Bond | 69366JAB7 | 2,920 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
PULTE GROUP INC | COM | 745867101 | 544 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
Q2 HLDGS INC | Convertible Bond | 74736LAB5 | 4,726 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
RH | Convertible Bond | 74967XAA1 | 8,408 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM | 80007P869 | 3 | 10,472 | SH | SOLE | 10,472 | 0 | 0 | ||
SEAWORLD ENTMT INC | COM | 81282V100 | 592 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SENSEONICS HLDGS INC | Convertible Bond | 81727UAA3 | 2,150 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
SERVICENOW INC | Convertible Bond | 81762PAC6 | 15,016 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F103 | 153 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
SQUARE INC | Convertible Bond | 852234AB9 | 44,971 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
SYNAPTICS INC | COM | 87157D109 | 35 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
SYNAPTICS INC | Convertible Bond | 87157DAD1 | 7,232 | 6,793,000 | PRN | SOLE | 6,793,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 127 | 584 | SH | Put | SOLE | 584 | 0 | 0 | |
TESLA INC | Convertible Bond | 88160RAC5 | 67,610 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
TTM TECHNOLOGIES | Convertible Bond | 87305RAD1 | 6,311 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
UNITED STATES NATL GAS FUND | COM | 912318300 | 246 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 635 | 6,900 | SH | Put | SOLE | 6,900 | 0 | 0 | |
VICI PPTYS INC | COM | 925652109 | 1,788 | 88,562 | SH | SOLE | 88,562 | 0 | 0 | ||
WILLSCOT CORP | COM | 971378104 | 1,603 | 130,500 | SH | SOLE | 130,500 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | COM | 98156Q108 | 43 | 1,010 | SH | SOLE | 1,010 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 968 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 3,665 | 41,400 | SH | SOLE | 41,400 | 0 | 0 |