Carpenter Technology (CRS) Form 3 CARPENTER TECHNOLOGY / JOSEPH E HANIFORD ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

HANIFORD JOSEPH E

(Last) (First) (Middle)

C/O CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA PA 19103

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2020

3. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, Operations

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	39,860	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option	08/03/2018	08/03/2025	Common Stock	4,419	36.82	D
Employee Stock Option	08/01/2018	08/01/2026	Common Stock	4,619	39.02	D
Employee Stock Option	08/01/2019	08/01/2026	Common Stock	4,618	39.02	D
Employee Stock Option	08/01/2019	08/01/2026	Common Stock	85,777	39.02	D
Employee Stock Option	07/31/2018	07/31/2027	Common Stock	4,404	40.43	D
Employee Stock Option	07/31/2019	07/31/2027	Common Stock	4,404	40.43	D
Employee Stock Option	07/31/2020	07/31/2027	Common Stock	4,403	40.43	D
Employee Stock Option	08/06/2019	08/06/2028	Common Stock	535	58.94	D
Employee Stock Option	08/06/2020	08/06/2028	Common Stock	535	58.94	D
Employee Stock Option	08/06/2021	08/06/2028	Common Stock	534	58.94	D
Employee Stock Option	08/15/2020	08/15/2029	Common Stock	750	44.13	D
Employee Stock Option	08/15/2021	08/15/2029	Common Stock	750	44.13	D
Employee Stock Option	08/15/2022	08/15/2029	Common Stock	750	44.13	D

Explanation of Responses:

Remarks:

	Joseph E. Haniford	08/18/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.