SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/31/2019 | 3. Issuer Name and Ticker or Trading Symbol Aramark [ ARMK ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 51,192.062(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock | (2) | 12/11/2023 | Common Stock | 10,342 | 20 | D | |
Common Stock | (2) | 12/20/2023 | Common Stock | 7,705 | 23.92 | D | |
Common Stock | (2) | 11/19/2024 | Common Stock | 19,301 | 28.66 | D | |
Common Stock | (3) | 11/20/2025 | Common Stock | 21,120 | 32.65 | D | |
Common Stock | (4) | 11/18/2026 | Common Stock | 40,190 | 34.08 | D | |
Common Stock | (5) | 11/16/2027 | Common Stock | 41,143 | 40.74 | D | |
Common Stock | (6) | 11/15/2028 | Common Stock | 53,828 | 36.74 | D |
Explanation of Responses: |
1. Includes 801.089 restricted stock units which will vest on November 20, 2019, 2,574.042 restricted stock units which will vest in two annual installments on November 18, 2019 and 2020, 4,508.427 restricted stock units which will vest in three annual installments on November 16, 2019, 2020 and 2021, and 8,245.504 restricted stock units which will vest in four annual installments on November 15, 2019, 2020, 2021 and 2022. |
2. Represents stock options, all of which are fully vested. |
3. Represents stock options, 15,840 of which have fully vested and 5,280 of which will vest on November 20, 2019. |
4. Represents stock options, 20,094 of which have fully vested, 10,047 of which will vest on November 18, 2019 and 10,049 of which will vest on November 18, 2020. |
5. Represents stock options, 10,285 of which have fully vested, 10,285 of which will vest on November 16, 2019, 10,285 of which will vest on November 16, 2020 and 10,288 of which will vest on November 16, 2021. |
6. Represents stock options, 13,457 of which will vest on November 15, 2019, 13,457 of which will vest on November 15, 2020, 13,457 of which will vest on November 15, 2021 and 13,457 of which will vest on November 15, 2022. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
/s/ Robert T. Rambo, as Attorney-in-fact | 08/09/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |