Broadmark Realty Capital (BRMK) Form 3/A Broadmark Realty Capital / KEVIN M LUEBBERS ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

LUEBBERS KEVIN M

(Last) (First) (Middle)

C/O BROADMARK REALTY CAPITAL INC.

1420 FIFTH AVENUE, SUITE 2000

(Street)

SEATTLE WA 98101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/14/2019

3. Issuer Name and Ticker or Trading Symbol
Broadmark Realty Capital Inc. [ BRMK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)
11/18/2019

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	137,305(1)	I	See Note(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants (Right to Buy)	12/14/2019	11/14/2024	Common Stock	259(1)	11.5	I	See note(1)

Explanation of Responses:

1. As reported in the initial Form 3 filing by Mr. Luebbers (the "Reporting Person"), the Reporting Person served as a consultant to Trinity Real Estate Investments LLC ("Trinity Investments") from October 2019 to November 2019 pursuant to a consulting agreement. The Reporting Person's consulting agreement provides for a success fee payable by Trinity Investments to the Reporting Person in connection with the issuer's business combination completed November 14, 2019, pursuant to which the Reporting Person is entitled to receive 137,305 shares of Common Stock and 259 Warrants, which as of November 14, 2019 were held by HN Investors LLC and expected to be transferred to Trinity Investments. The consulting agreement provides that instead of transferring these securities to the Reporting Person, Trinity Investments may, at its election, pay the success fee in cash in an amount equal to the value of these securities. Since the Reporting Person had a pecuniary interest in these securities at the time he became a director, he is amending his Form 3 to report the indirect beneficial ownership of such securities.

	/s/ Linda D. Koa, as attorney-in-fact for Kevin M. Luebbers	09/21/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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