The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 62 | 5,996 | SH | OTR | 0 | 5,996 | 0 | ||
AMPLIFY ETF TR | BLOCKCHAIN LDR | 032108607 | 17 | 950 | SH | OTR | 0 | 950 | 0 | ||
ARK ETF TR | 3D PRINTING ETF | 00214Q500 | 807 | 38,100 | SH | OTR | 0 | 38,100 | 0 | ||
DESKTOP METAL INC | COM CL A | 25058X105 | 86 | 38,900 | SH | OTR | 0 | 38,900 | 0 | ||
EQUINOR ASA | SPONSORED ADR | 29446M102 | 174 | 5,000 | SH | OTR | 0 | 5,000 | 0 | ||
ETF SER SOLUTIONS | DEFIANCE NEXT | 26922A289 | 32 | 1,000 | SH | OTR | 0 | 1,000 | 0 | ||
GLOBAL X FDS | VDEO GAM ESPRT | 37954Y392 | 28 | 1,316 | SH | OTR | 0 | 1,316 | 0 | ||
GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 116 | 1,600 | SH | OTR | 0 | 1,600 | 0 | ||
INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 39 | 550 | SH | OTR | 0 | 550 | 0 | ||
INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 | 93 | 2,004 | SH | OTR | 0 | 2,004 | 0 | ||
ISHARES TR | CYBERSECURITY | 46435U135 | 525 | 15,000 | SH | OTR | 0 | 15,000 | 0 | ||
ISHARES TR | GENOMICS IMMUN | 46435U192 | 867 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
ISHARES TR | ROBOTICS ARTIF | 46435U556 | 935 | 35,375 | SH | OTR | 0 | 35,375 | 0 | ||
KINGSOFT CLOUD HLDGS LTD | ADS | 49639K101 | 1,165 | 261,900 | SH | DFND | 1 | 0 | 261,900 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 131 | 3,000 | SH | OTR | 0 | 3,000 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 130 | 6,000 | SH | OTR | 0 | 6,000 | 0 | ||
OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 | 1 | 25 | SH | OTR | 0 | 25 | 0 | ||
ONECONNECT FINL TECHNOLOGY C | SPONSORED ADS | 68248T105 | 3 | 1,631 | SH | OTR | 0 | 1,631 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 741 | 2,334 | SH | DFND | 1 | 0 | 2,334 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 3,844 | 57,500 | SH | DFND | 1 | 0 | 57,500 | 0 | |
SPDR SER TR | AEROSPACE DEF | 78464A631 | 40 | 400 | SH | OTR | 0 | 400 | 0 | ||
SPDR SER TR | PORTFLI TIPS ETF | 78464A656 | 1,300 | 47,170 | SH | DFND | 1 | 0 | 47,170 | 0 | |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 126 | 7,500 | SH | OTR | 0 | 7,500 | 0 | ||
TRI CONTL CORP | COM | 895436103 | 157 | 5,993 | SH | OTR | 0 | 5,993 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 41 | 235 | SH | OTR | 0 | 235 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 973 | 5,115 | SH | DFND | 1 | 0 | 5,115 | 0 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 605 | 12,059 | SH | DFND | 1 | 0 | 12,059 | 0 | |
VANGUARD SCOTTSDALE FDS | TOTAL WLD BD ETF | 92206C565 | 405 | 5,769 | SH | OTR | 0 | 5,769 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 1,774 | 34,230 | SH | DFND | 1 | 0 | 34,230 | 0 | |
VICI PPTYS INC | COM | 925652109 | 24 | 800 | SH | OTR | 0 | 800 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 27 | 325 | SH | OTR | 0 | 325 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 4,090 | 10 | SH | DFND | 1 | 0 | 10 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 85,838 | 496,325 | SH | DFND | 1 | 0 | 496,325 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 106,242 | 416,863 | SH | DFND | 1 | 0 | 416,863 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 99,097 | 660,193 | SH | DFND | 1 | 0 | 660,193 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 107,636 | 319,526 | SH | DFND | 1 | 0 | 319,526 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 117,164 | 215,908 | SH | DFND | 1 | 0 | 215,908 | 0 | |
ZOETIS INC | CL A | 98978V103 | 134,250 | 780,278 | SH | DFND | 1 | 0 | 780,278 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 78,682 | 318,873 | SH | DFND | 1 | 0 | 318,873 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 113,914 | 311,019 | SH | DFND | 1 | 0 | 311,019 | 0 | |
STRYKER CORPORATION | COM | 863667101 | 65,543 | 329,425 | SH | DFND | 1 | 0 | 329,425 | 0 | |
MCDONALDS CORP | COM | 580135101 | 85,742 | 347,211 | SH | DFND | 1 | 0 | 347,211 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 36,378 | 181,115 | SH | DFND | 1 | 0 | 181,115 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 62,224 | 653,743 | SH | DFND | 1 | 0 | 653,743 | 0 | |
VISA INC | COM CL A | 92826C839 | 140,406 | 712,284 | SH | DFND | 1 | 0 | 712,284 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 59,105 | 737,899 | SH | DFND | 1 | 0 | 737,899 | 0 | |
NIKE INC | CL B | 654106103 | 82,738 | 808,783 | SH | DFND | 1 | 0 | 808,783 | 0 | |
GLOBAL X FDS | GBL X FTSE ETF | 37950E648 | 172 | 12,531 | SH | DFND | 1 | 0 | 12,531 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 16,720 | 112,420 | SH | DFND | 1 | 0 | 112,420 | 0 | |
FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 | 835 | 1,251 | SH | DFND | 1 | 0 | 1,251 | 0 | |
PEPSICO INC | COM | 713448108 | 60,715 | 364,296 | SH | DFND | 1 | 0 | 364,296 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 9,085 | 35,673 | SH | OTR | 0 | 35,673 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 232,508 | 106,086 | SH | DFND | 1 | 0 | 106,086 | 0 | |
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 | 596 | 8,500 | SH | DFND | 1 | 0 | 8,500 | 0 | |
BOOKING HOLDINGS INC | COM | 09857L108 | 1,098 | 607 | SH | DFND | 1 | 0 | 607 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 6,712 | 39,599 | SH | DFND | 1 | 0 | 39,599 | 0 | |
JD.COM INC | SPON ADR CL A | 47215P106 | 32,986 | 513,640 | SH | DFND | 1 | 0 | 513,640 | 0 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 5,330 | 66,931 | SH | DFND | 1 | 0 | 66,931 | 0 | |
MICROSOFT CORP | COM | 594918104 | 178,233 | 693,082 | SH | DFND | 1 | 0 | 693,082 | 0 | |
ZOETIS INC | CL A | 98978V103 | 11,175 | 65,013 | SH | OTR | 0 | 65,013 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 40,100 | 424,285 | SH | DFND | 1 | 0 | 424,285 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 3,300 | 19,066 | SH | OTR | 0 | 19,066 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 1,446 | 6,001 | SH | DFND | 1 | 0 | 6,001 | 0 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 14,392 | 109,129 | SH | DFND | 1 | 0 | 109,129 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 44,014 | 272,866 | SH | DFND | 1 | 0 | 272,866 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 8,814 | 24,079 | SH | OTR | 0 | 24,079 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 5,180 | 21,011 | SH | OTR | 0 | 21,011 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 5,792 | 17,184 | SH | OTR | 0 | 17,184 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 978 | 4,154 | SH | DFND | 1 | 0 | 4,154 | 0 | |
STRYKER CORPORATION | COM | 863667101 | 5,364 | 26,964 | SH | OTR | 0 | 26,964 | 0 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 3,681 | 24,537 | SH | OTR | 0 | 24,537 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,647 | 33,144 | SH | OTR | 0 | 33,144 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 30,940 | 204,104 | SH | OTR | 0 | 204,104 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 8,681 | 22,895 | SH | OTR | 0 | 22,895 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 4,398 | 8,096 | SH | OTR | 0 | 8,096 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 3,932 | 19,592 | SH | OTR | 0 | 19,592 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 12,727 | 182,227 | SH | OTR | 0 | 182,227 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 1,148 | 4,782 | SH | DFND | 1 | 0 | 4,782 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 27,994 | 246,159 | SH | DFND | 1 | 0 | 246,159 | 0 | |
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 505 | 12,460 | SH | OTR | 0 | 12,460 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 6,845 | 27,726 | SH | OTR | 0 | 27,726 | 0 | ||
MERCADOLIBRE INC | COM | 58733R102 | 408 | 640 | SH | DFND | 1 | 0 | 640 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,716 | 20,452 | SH | OTR | 0 | 20,452 | 0 | ||
DOVER CORP | COM | 260003108 | 1,153 | 9,510 | SH | DFND | 1 | 0 | 9,510 | 0 | |
BRIGHT HORIZONS FAM SOL IN D | COM | 109194100 | 466 | 5,501 | SH | DFND | 1 | 0 | 5,501 | 0 | |
METTLER TOLEDO INTERNATIONAL | COM | 592688105 | 172 | 150 | SH | OTR | 0 | 150 | 0 | ||
AMAZON COM INC | COM | 023135106 | 76,011 | 713,746 | SH | DFND | 1 | 0 | 713,746 | 0 | |
VISA INC | COM CL A | 92826C839 | 11,587 | 58,851 | SH | OTR | 0 | 58,851 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 851 | 6,035 | SH | DFND | 1 | 0 | 6,035 | 0 | |
CARMAX INC | COM | 143130102 | 1,068 | 11,416 | SH | DFND | 1 | 0 | 11,416 | 0 | |
HOSTESS BRANDS INC | CL A | 44109J106 | 915 | 43,135 | SH | DFND | 1 | 0 | 43,135 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,629 | 14,852 | SH | DFND | 1 | 0 | 14,852 | 0 | |
NIKE INC | CL B | 654106103 | 7,253 | 70,966 | SH | OTR | 0 | 70,966 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 4,781 | 59,664 | SH | OTR | 0 | 59,664 | 0 | ||
ANTHEM INC | COM | 036752103 | 1,316 | 2,711 | SH | DFND | 1 | 0 | 2,711 | 0 | |
DISNEY WALT CO | COM | 254687106 | 9,760 | 103,392 | SH | OTR | 0 | 103,392 | 0 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 1,032 | 11,372 | SH | OTR | 0 | 11,372 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 4,394 | 8,530 | SH | DFND | 1 | 0 | 8,530 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 798 | 40,344 | SH | DFND | 1 | 0 | 40,344 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 768 | 3,666 | SH | DFND | 1 | 0 | 3,666 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 5,214 | 74,200 | SH | DFND | 1 | 0 | 74,200 | 0 | |
SVB FINANCIAL GROUP | COM | 78486Q101 | 261 | 661 | SH | DFND | 1 | 0 | 661 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 849 | 7,451 | SH | OTR | 0 | 7,451 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 25,419 | 11,627 | SH | DFND | 1 | 0 | 11,627 | 0 | |
STERICYCLE INC | COM | 858912108 | 370 | 8,525 | SH | DFND | 1 | 0 | 8,525 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 3,752 | 11,662 | SH | DFND | 1 | 0 | 11,662 | 0 | |
ISHARES TR | GLOBAL REIT ETF | 46434V647 | 215 | 8,875 | SH | OTR | 0 | 8,875 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 779 | 19,533 | SH | DFND | 1 | 0 | 19,533 | 0 | |
ISHARES TR | U.S. TECH ETF | 464287721 | 80 | 1,000 | SH | OTR | 0 | 1,000 | 0 | ||
KULICKE & SOFFA INDS INC | COM | 501242101 | 214 | 5,000 | SH | OTR | 0 | 5,000 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 652 | 12,900 | SH | OTR | 0 | 12,900 | 0 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 161 | 2,772 | SH | DFND | 1 | 0 | 2,772 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,632 | 5,125 | SH | OTR | 0 | 5,125 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 1,428 | 9,735 | SH | DFND | 1 | 0 | 9,735 | 0 | |
INTUIT | COM | 461202103 | 757 | 1,943 | SH | DFND | 1 | 0 | 1,943 | 0 | |
PEPSICO INC | COM | 713448108 | 3,606 | 21,634 | SH | OTR | 0 | 21,634 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 563 | 2,340 | SH | DFND | 1 | 0 | 2,340 | 0 | |
FEDEX CORP | COM | 31428X106 | 656 | 2,893 | SH | DFND | 1 | 0 | 2,893 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 6,263 | 41,313 | SH | DFND | 1 | 0 | 41,313 | 0 | |
ISHARES TR | CORE MSCI EURO | 46434V738 | 182 | 4,051 | SH | OTR | 0 | 4,051 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 899 | 2,573 | SH | DFND | 1 | 0 | 2,573 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 30 | 600 | SH | OTR | 0 | 600 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 16,811 | 65,455 | SH | OTR | 0 | 65,455 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 13,272 | 6,090 | SH | OTR | 0 | 6,090 | 0 | ||
BRIDGETOWN HOLDINGS LTD | UNIT 10/15/2025 | G1355U105 | 125 | 12,500 | SH | OTR | 0 | 12,500 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 619 | 11,709 | SH | OTR | 0 | 11,709 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,650 | 9,708 | SH | OTR | 0 | 9,708 | 0 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 1,424 | 15,622 | SH | DFND | 1 | 0 | 15,622 | 0 | |
LIBERTY MEDIA CORP DEL | COM SER A FRMLA | 531229870 | 48 | 820 | SH | OTR | 0 | 820 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,509 | 9,180 | SH | DFND | 1 | 0 | 9,180 | 0 | |
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 162 | 3,214 | SH | DFND | 1 | 0 | 3,214 | 0 | |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 174 | 4,431 | SH | DFND | 1 | 0 | 4,431 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 456 | 1,060 | SH | OTR | 0 | 1,060 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 595 | 2,906 | SH | DFND | 1 | 0 | 2,906 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 3,750 | 26,079 | SH | DFND | 1 | 0 | 26,079 | 0 | |
CIENA CORP | COM NEW | 171779309 | 229 | 5,000 | SH | OTR | 0 | 5,000 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 440 | 3,736 | SH | DFND | 1 | 0 | 3,736 | 0 | |
FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 | 22 | 33 | SH | OTR | 0 | 33 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 758 | 4,240 | SH | DFND | 1 | 0 | 4,240 | 0 | |
ADAM NAT RES FD INC | COM | 00548F105 | 32 | 1,634 | SH | DFND | 1 | 0 | 1,634 | 0 | |
DIAGEO PLC | SPON ADR NEW | 25243Q205 | 749 | 4,300 | SH | DFND | 1 | 0 | 4,300 | 0 | |
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 74 | 7,500 | SH | OTR | 0 | 7,500 | 0 | ||
LOWES COS INC | COM | 548661107 | 782 | 4,445 | SH | DFND | 1 | 0 | 4,445 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 102 | 15,000 | SH | OTR | 0 | 15,000 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 50 | 1,513 | SH | OTR | 0 | 1,513 | 0 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 1,629 | 46,333 | SH | DFND | 1 | 0 | 46,333 | 0 | |
OTIS WORLDWIDE CORP | COM | 68902V107 | 491 | 7,038 | SH | DFND | 1 | 0 | 7,038 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 505 | 2,999 | SH | DFND | 1 | 0 | 2,999 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 577 | 21,060 | SH | OTR | 0 | 21,060 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,768 | 17,840 | SH | DFND | 1 | 0 | 17,840 | 0 | |
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 46 | 1,000 | SH | OTR | 0 | 1,000 | 0 | ||
KKR & CO INC | COM | 48251W104 | 958 | 20,245 | SH | DFND | 1 | 0 | 20,245 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 292 | 680 | SH | DFND | 1 | 0 | 680 | 0 | |
ISHARES TR | MSCI ACWI ETF | 464288257 | 188 | 2,242 | SH | OTR | 0 | 2,242 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 425 | 2,023 | SH | DFND | 1 | 0 | 2,023 | 0 | |
TJX COS INC NEW | COM | 872540109 | 1,181 | 20,922 | SH | DFND | 1 | 0 | 20,922 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 1,474 | 15,645 | SH | DFND | 1 | 0 | 15,645 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 416 | 8,585 | SH | OTR | 0 | 8,585 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 1,294 | 13,962 | SH | DFND | 1 | 0 | 13,962 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 216 | 900 | SH | OTR | 0 | 900 | 0 | ||
3M CO | COM | 88579Y101 | 545 | 4,213 | SH | DFND | 1 | 0 | 4,213 | 0 | |
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 39 | 1,155 | SH | OTR | 0 | 1,155 | 0 | ||
AMAZON COM INC | COM | 023135106 | 9,573 | 90,130 | SH | OTR | 0 | 90,130 | 0 | ||
KNOWLES CORP | COM | 49926D109 | 86 | 4,950 | SH | DFND | 1 | 0 | 4,950 | 0 | |
BOEING CO | COM | 097023105 | 540 | 3,953 | SH | DFND | 1 | 0 | 3,953 | 0 | |
AVANTOR INC | COM | 05352A100 | 595 | 18,880 | SH | DFND | 1 | 0 | 18,880 | 0 | |
APPLE INC | COM | 037833100 | 14,070 | 102,655 | SH | DFND | 1 | 0 | 102,655 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 4,340 | 52,831 | SH | DFND | 1 | 0 | 52,831 | 0 | |
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 702 | 19,630 | SH | DFND | 1 | 0 | 19,630 | 0 | |
INTELLIGENT SYS CORP NEW | COM | 45816D100 | 7 | 300 | SH | OTR | 0 | 300 | 0 | ||
SIMULATIONS PLUS INC | COM | 829214105 | 16 | 326 | SH | OTR | 0 | 326 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 964 | 15,599 | SH | OTR | 0 | 15,599 | 0 | ||
CANADIAN NATL RY CO | COM | 136375102 | 524 | 4,656 | SH | DFND | 1 | 0 | 4,656 | 0 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 41 | 100 | SH | OTR | 0 | 100 | 0 | ||
DIAGEO PLC | SPON ADR NEW | 25243Q205 | 400 | 2,300 | SH | OTR | 0 | 2,300 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,301 | 1,966 | SH | OTR | 0 | 1,966 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 775 | 10,144 | SH | DFND | 1 | 0 | 10,144 | 0 | |
KEURIG DR PEPPER INC | COM | 49271V100 | 944 | 26,667 | SH | DFND | 1 | 0 | 26,667 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 228 | 767 | SH | DFND | 1 | 0 | 767 | 0 | |
BAKER HUGHES COMPANY | CL A | 05722G100 | 651 | 21,977 | SH | DFND | 1 | 0 | 21,977 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 1,393 | 8,639 | SH | OTR | 0 | 8,639 | 0 | ||
TESLA INC | COM | 88160R101 | 609 | 905 | SH | OTR | 0 | 905 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 155 | 922 | SH | OTR | 0 | 922 | 0 | ||
IMMUNITYBIO INC | COM | 45256X103 | 223 | 60,000 | SH | OTR | 0 | 60,000 | 0 | ||
INFINERA CORP | COM | 45667G103 | 121 | 22,500 | SH | OTR | 0 | 22,500 | 0 | ||
SABRE CORP | COM | 78573M104 | 175 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 955 | 22,859 | SH | DFND | 1 | 0 | 22,859 | 0 | |
PINTEREST INC | CL A | 72352L106 | 294 | 14,758 | SH | DFND | 1 | 0 | 14,758 | 0 | |
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 151 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 618 | 4,601 | SH | DFND | 1 | 0 | 4,601 | 0 | |
HARROW HEALTH INC | COM | 415858109 | 13 | 1,800 | SH | OTR | 0 | 1,800 | 0 | ||
CHAMPIONX CORPORATION | COM | 15872M104 | 97 | 4,755 | SH | DFND | 1 | 0 | 4,755 | 0 | |
BROWN FORMAN CORP | CL B | 115637209 | 146 | 2,086 | SH | DFND | 1 | 0 | 2,086 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,205 | 6,787 | SH | OTR | 0 | 6,787 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 240 | 1,340 | SH | OTR | 0 | 1,340 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 322 | 850 | SH | DFND | 1 | 0 | 850 | 0 | |
NEWMONT CORP | COM | 651639106 | 335 | 5,411 | SH | DFND | 1 | 0 | 5,411 | 0 | |
CHANNELADVISOR CORP | COM | 159179100 | 12 | 850 | SH | OTR | 0 | 850 | 0 | ||
FEDEX CORP | COM | 31428X106 | 102 | 449 | SH | OTR | 0 | 449 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 141 | 1,550 | SH | OTR | 0 | 1,550 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,124 | 9,815 | SH | DFND | 1 | 0 | 9,815 | 0 | |
COTY INC | COM CL A | 222070203 | 320 | 40,000 | SH | OTR | 0 | 40,000 | 0 | ||
NEWMONT CORP | COM | 651639106 | 292 | 4,887 | SH | OTR | 0 | 4,887 | 0 | ||
NORTHERN TR CORP | COM | 665859104 | 76 | 785 | SH | OTR | 0 | 785 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 383 | 7,807 | SH | OTR | 0 | 7,807 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 258 | 1,017 | SH | OTR | 0 | 1,017 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,016 | 9,023 | SH | OTR | 0 | 9,023 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 886 | 4,990 | SH | DFND | 1 | 0 | 4,990 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 102 | 2,040 | SH | OTR | 0 | 2,040 | 0 | ||
KELLOGG CO | COM | 487836108 | 111 | 1,550 | SH | OTR | 0 | 1,550 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 636 | 4,390 | SH | DFND | 1 | 0 | 4,390 | 0 | |
MICROSTRATEGY INC | CL A | 594972408 | 3 | 16 | SH | OTR | 0 | 16 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 239 | 1,727 | SH | DFND | 1 | 0 | 1,727 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 572 | 8,998 | SH | DFND | 1 | 0 | 8,998 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 402 | 4,480 | SH | DFND | 1 | 0 | 4,480 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 287 | 4,870 | SH | OTR | 0 | 4,870 | 0 | ||
APPLE INC | COM | 037833100 | 4,663 | 34,103 | SH | OTR | 0 | 34,103 | 0 | ||
INTERPUBLIC GROUP COS INC | COM | 460690100 | 111 | 4,050 | SH | OTR | 0 | 4,050 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 359 | 5,786 | SH | DFND | 1 | 0 | 5,786 | 0 | |
NETFLIX INC | COM | 64110L106 | 116 | 665 | SH | DFND | 1 | 0 | 665 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 648 | 7,003 | SH | DFND | 1 | 0 | 7,003 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 34 | 80 | SH | OTR | 0 | 80 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 252 | 920 | SH | OTR | 0 | 920 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 321 | 5,000 | SH | OTR | 0 | 5,000 | 0 | ||
QUALCOMM INC | COM | 747525103 | 266 | 2,080 | SH | OTR | 0 | 2,080 | 0 | ||
POWERFLEET INC | COM | 73931J109 | 8 | 3,600 | SH | OTR | 0 | 3,600 | 0 | ||
3M CO | COM | 88579Y101 | 120 | 928 | SH | OTR | 0 | 928 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 411 | 5,250 | SH | DFND | 1 | 0 | 5,250 | 0 | |
METLIFE INC | COM | 59156R108 | 155 | 2,470 | SH | OTR | 0 | 2,470 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 502 | 4,416 | SH | OTR | 0 | 4,416 | 0 | ||
COCA COLA CO | COM | 191216100 | 814 | 12,942 | SH | DFND | 1 | 0 | 12,942 | 0 | |
VANECK VECTORS ETF TR | VIETNAM ETF | 92189F817 | 4 | 270 | SH | OTR | 0 | 270 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 72 | 673 | SH | OTR | 0 | 673 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 87 | 1,025 | SH | DFND | 1 | 0 | 1,025 | 0 | |
NETFLIX INC | COM | 64110L106 | 79 | 451 | SH | OTR | 0 | 451 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 692 | 62,145 | SH | DFND | 1 | 0 | 62,145 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 43 | 360 | SH | OTR | 0 | 360 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 45 | 300 | SH | OTR | 0 | 300 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 266 | 1,740 | SH | OTR | 0 | 1,740 | 0 | ||
ROGERS COMMUNICATIONS INC | CL B | 775109200 | 59 | 1,237 | SH | OTR | 0 | 1,237 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 226 | 2,290 | SH | OTR | 0 | 2,290 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,152 | 36,177 | SH | DFND | 1 | 0 | 36,177 | 0 | |
TWIST BIOSCIENCE CORP | COM | 90184D100 | 8 | 220 | SH | OTR | 0 | 220 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 576 | 6,731 | SH | DFND | 1 | 0 | 6,731 | 0 | |
PFIZER INC | COM | 717081103 | 709 | 13,532 | SH | DFND | 1 | 0 | 13,532 | 0 | |
CME GROUP INC | COM | 12572Q105 | 45 | 221 | SH | OTR | 0 | 221 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 141 | 4,500 | SH | OTR | 0 | 4,500 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 483 | 9,520 | SH | DFND | 1 | 0 | 9,520 | 0 | |
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 20 | 2,000 | SH | OTR | 0 | 2,000 | 0 | ||
ICICI BANK LIMITED | ADR | 45104G104 | 341 | 19,200 | SH | DFND | 1 | 0 | 19,200 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 89 | 630 | SH | OTR | 0 | 630 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 778 | 25,000 | SH | OTR | 0 | 25,000 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 32 | 1,700 | SH | OTR | 0 | 1,700 | 0 | ||
EOG RES INC | COM | 26875P101 | 55 | 500 | SH | OTR | 0 | 500 | 0 | ||
CAE INC | COM | 124765108 | 30 | 1,239 | SH | OTR | 0 | 1,239 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 103 | 1,350 | SH | OTR | 0 | 1,350 | 0 | ||
LUMEN TECHNOLOGIES INC | COM | 550241103 | 87 | 8,000 | SH | OTR | 0 | 8,000 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 461 | 100,000 | SH | OTR | 0 | 100,000 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 100 | 1,600 | SH | DFND | 1 | 0 | 1,600 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 153 | 3,250 | SH | DFND | 1 | 0 | 3,250 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 27 | 90 | SH | OTR | 0 | 90 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 39 | 693 | SH | OTR | 0 | 693 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 332 | 8,450 | SH | DFND | 1 | 0 | 8,450 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 180 | 1,250 | SH | OTR | 0 | 1,250 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 168 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
CANADIAN NAT RES LTD | COM | 136385101 | 80 | 1,500 | SH | OTR | 0 | 1,500 | 0 | ||
URANIUM ENERGY CORP | COM | 916896103 | 20 | 6,500 | SH | OTR | 0 | 6,500 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 47 | 3,532 | SH | OTR | 0 | 3,532 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 28 | 59 | SH | OTR | 0 | 59 | 0 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 92 | 2,640 | SH | OTR | 0 | 2,640 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 88 | 1,418 | SH | OTR | 0 | 1,418 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 114 | 2,740 | SH | OTR | 0 | 2,740 | 0 | ||
MATTEL INC | COM | 577081102 | 22 | 1,000 | SH | OTR | 0 | 1,000 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 121 | 835 | SH | OTR | 0 | 835 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 33 | 931 | SH | OTR | 0 | 931 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 115 | 2,500 | SH | OTR | 0 | 2,500 | 0 | ||
LIMELIGHT NETWORKS INC | COM | 53261M104 | 13 | 5,500 | SH | OTR | 0 | 5,500 | 0 | ||
DEERE & CO | COM | 244199105 | 18 | 60 | SH | OTR | 0 | 60 | 0 | ||
CANADIAN NATL RY CO | COM | 136375102 | 39 | 344 | SH | OTR | 0 | 344 | 0 | ||
BANK MONTREAL QUE | COM | 063671101 | 38 | 393 | SH | OTR | 0 | 393 | 0 | ||
CORTEVA INC | COM | 22052L104 | 38 | 693 | SH | OTR | 0 | 693 | 0 | ||
ZYMEWORKS INC | COM | 98985W102 | 3 | 550 | SH | OTR | 0 | 550 | 0 | ||
SYSCO CORP | COM | 871829107 | 26 | 308 | SH | OTR | 0 | 308 | 0 | ||
DOW INC | COM | 260557103 | 36 | 693 | SH | OTR | 0 | 693 | 0 | ||
GAN LTD | ORD SHS | G3728V109 | 2 | 750 | SH | OTR | 0 | 750 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 27 | 1,650 | SH | OTR | 0 | 1,650 | 0 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 13 | 301 | SH | OTR | 0 | 301 | 0 | ||
GOLD ROYALTY CORP | COMMON SHARES | 38071H106 | 6 | 2,855 | SH | OTR | 0 | 2,855 | 0 | ||
BCE INC | COM NEW | 05534B760 | 39 | 785 | SH | OTR | 0 | 785 | 0 | ||
BOEING CO | COM | 097023105 | 25 | 183 | SH | OTR | 0 | 183 | 0 | ||
COCA COLA CO | COM | 191216100 | 177 | 2,814 | SH | OTR | 0 | 2,814 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 17 | 35 | SH | OTR | 0 | 35 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 150 | 3,510 | SH | OTR | 0 | 3,510 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 151 | 2,969 | SH | OTR | 0 | 2,969 | 0 | ||
PFIZER INC | COM | 717081103 | 169 | 3,220 | SH | OTR | 0 | 3,220 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 116 | 1,360 | SH | OTR | 0 | 1,360 | 0 | ||
ROYAL BK CDA | COM | 780087102 | 37 | 385 | SH | OTR | 0 | 385 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 52 | 2,525 | SH | OTR | 0 | 2,525 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 37 | 1,250 | SH | OTR | 0 | 1,250 | 0 | ||
SQUARE INC | CL A | 852234103 | 13 | 215 | SH | OTR | 0 | 215 | 0 | ||
WALMART INC | COM | 931142103 | 49 | 400 | SH | OTR | 0 | 400 | 0 | ||
MANULIFE FINL CORP | COM | 56501R106 | 26 | 1,475 | SH | OTR | 0 | 1,475 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 15 | 328 | SH | OTR | 0 | 328 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 32 | 350 | SH | OTR | 0 | 350 | 0 | ||
TC ENERGY CORP | COM | 87807B107 | 9 | 174 | SH | OTR | 0 | 174 | 0 | ||
SNAP INC | CL A | 83304A106 | 12 | 900 | SH | OTR | 0 | 900 | 0 | ||
AT&T INC | COM | 00206R102 | 61 | 2,905 | SH | DFND | 1 | 0 | 2,905 | 0 | |
OPENDOOR TECHNOLOGIES INC | COM | 683712103 | 5 | 1,000 | SH | OTR | 0 | 1,000 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 15 | 195 | SH | OTR | 0 | 195 | 0 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 11 | 1,200 | SH | OTR | 0 | 1,200 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 10 | 157 | SH | OTR | 0 | 157 | 0 | ||
KEURIG DR PEPPER INC | COM | 49271V100 | 7 | 204 | SH | OTR | 0 | 204 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 3 | 73 | SH | OTR | 0 | 73 | 0 | ||
EBAY INC. | COM | 278642103 | 1 | 25 | SH | OTR | 0 | 25 | 0 | ||
WABTEC | COM | 929740108 | 0 | 3 | SH | OTR | 0 | 3 | 0 |