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Filing tables
Filing exhibits
- S-1 IPO registration
- 3.1 Amended and Restated Certificate of Incorporation, As Currently In Effect
- 3.2 Articles of Amendment to Amended and Restated Certificate of Incorporation
- 3.3 Bylaws, As Currently In Effect
- 3.4 Form of Second Amended and Restated Certificate of Incorporation to Be In Effect Upon the Completion of This Offering
- 3.5 Form of Amended and Restated Bylaws, to Be In Effect Upon the Completion of This Offering
- 3.6 Articles of Amendment to Amended and Restated Certificate of Incorporation Dated April 1, 2024
- 4.3 Form of Outstanding Convertible Promissory Notes
- 4.4 Form of Outstanding Warrants Which Expire Between July 2024 and March 2027
- 4.5 Form of Outstanding Warrants Which Expire In August 2028
- 4.6 Form of Outstanding Warrant That Will Automatically Exercise on a Cashless Basis at Any Time That the Holder Beneficially Owns a Number of Shares of Common Stock That Is Less Than 4.99% of Outstanding Shares of Common Stock
- 4.7 Form of Outstanding Warrants Which Expire In July 2027
- 10.1 Loan Agreement, Dated As of March 29, 2021, by and Among Silverview Credit Partners, LP
- 10.2 Amendment No. 1 to Loan Agreement, Dated As of September 9, 2021, by and Among Silverview Credit Partners, LP
- 10.3 Consulting Agreement, Dated As of April 1, 2023, by and Between Heritage Distilling Company, Inc. and Av Train Consulting, LLC
- 10.4 2019 Equity Incentive Plan
- 10.5 2023 Equity Incentive Plan
- 10.6 Employment Agreement with Justin Stiefel
- 10.7 Employment Agreement with Jennifer Stiefel
- 10.8 Form of October 2023 Exchange Agreement
- 21.1 Subsidiaries of the Registrant
- 23.1 Consent of Marcum LLP, Independent Registered Public Accounting Firm
- 99.1 Consent of Troy Alstead
- 99.2 Consent of Andrew Varga
- EX-FILING FEES Filing Fee Table
Associated filings
- 3 Dec 24 424B5 Prospectus supplement for primary offering
- 25 Nov 24 424B4 Prospectus supplement with pricing info
- 13 Nov 24 EFFECT Notice of effectiveness
- 8 Nov 24 S-1/A IPO registration (amended)
- 25 Oct 24 S-1/A IPO registration (amended)
- 3 Oct 24 S-1/A IPO registration (amended)
- 28 Aug 24 S-1/A IPO registration (amended)
- 5 Jul 24 S-1/A IPO registration (amended)
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13 May 24 S-1 IPO registration
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