As filed with the Securities and Exchange Commission on July 3, 2023
Registration Nos. 333-272131 and 333-272131-01
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 2
to
Form F-4
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
BROOKFIELD INFRASTRUCTURE CORPORATION | BROOKFIELD INFRASTRUCTURE PARTNERS L.P. | |
(Exact name of registrant as specified in its charter) | (Exact name of registrant as specified in its charter) | |
Not Applicable | Not Applicable | |
(Translation of registrant’s name into English) | (Translation of registrant’s name into English) | |
British Columbia, Canada | Bermuda | |
(State or other jurisdiction of incorporation or organization) | (State or other jurisdiction of incorporation or organization) | |
4923 | 4911 | |
(Primary Standard Industrial Classification Code Number) | (Primary Standard Industrial Classification Code Number) | |
Not Applicable | Not Applicable | |
(IRS Employer Identification Number) | (IRS Employer Identification Number) | |
Brookfield Infrastructure Corporation 250 Vesey Street, 15th Floor New York, New York 10281 (212) 417-7000 | Brookfield Infrastructure Partners 73 Front Street, 5th Floor Hamilton, HM 12, Bermuda +1 (441) 294-3309 | |
(Address, including zip code and telephone number, including area code, of registrant’s principal executive offices) | (Address, including zip code and telephone number, including area code, of registrant’s principal executive offices) |
Ralph Klatzkin
Brookfield Infrastructure US Holdings I Corporation
Brookfield Place
250 Vesey Street, 15th Floor
New York, New York 10281
(212) 417-7000
(Name, address, including zip code, and telephone number, including area code, of agent of service of the registrants)
Copies to:
Eric C. Otness Michael J. Hong Skadden, Arps, Slate, Meagher & Flom LLP 1000 Louisiana Street, Suite 6800 Houston, Texas 77002 (713) 655-5100 | Scott D. Miller Sullivan & Cromwell LLP 125 Broad Street New York, NY 10004 (212) 558-4000 |
Approximate date of commencement of the proposed sale of the securities to the public:
As soon as practicable after this registration statement becomes effective and upon completion of the merger described in the proxy statement/joint prospectus that forms a part of this registration statement.
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:
Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer) ☐
Exchange Act Rule 14d-1(d) (Cross-Border Third-Party Tender Offer) ☐
Indicate by check mark whether the registrants are emerging growth companies as defined in Rule 405 of the Securities Act of 1933.
Emerging growth company ☐
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrants have elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
† | The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012. |
The registrants hereby amend this registration statement on such date or dates as may be necessary to delay its effective date until the registrants shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until this registration statement shall become effective on such date as the United States Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
Brookfield Infrastructure Corporation and Brookfield Infrastructure Partners L.P. are filing this Amendment No. 2 (this “Amendment No. 2”) to the Registration Statement on Form F-4 (File Nos. 333-272131 and 333-272131-01) (as amended, the “Registration Statement”) as an exhibits-only filing. Accordingly, this Amendment No. 2 consists only of the facing page, this explanatory note, Item 21 of Part II of the Registration Statement, the signature pages to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 21. Exhibits and Financial Statement Schedules.
Exhibit Number | Description | |
2.1† | ||
2.2 | ||
3.1 | ||
3.2 | ||
3.3 | ||
3.4 | ||
3.5 | ||
3.6 | ||
3.7 | ||
3.8 | ||
5.1* | Opinion of McMillan LLP, as to certain matters of British Columbia law. | |
5.2* | Opinion of Appleby (Bermuda) Limited, as to certain matters of Bermuda law. | |
10.1 | ||
10.2 |
II-1
Exhibit Number | Description | |
10.3 | ||
10.4 | ||
10.5 | ||
10.6 | ||
10.7 | ||
10.8 | ||
10.9 | ||
10.10 | ||
10.11 | ||
10.12 | ||
10.13 | ||
10.14 | ||
10.15 |
II-2
Exhibit Number | Description | |
10.16 | ||
10.17 | ||
10.18 | ||
10.19 | ||
10.20 | ||
10.21 | ||
10.22 | ||
10.23 | ||
10.24 | ||
10.25 |
II-3
Exhibit Number | Description | |
10.26 | ||
10.27 | ||
10.28 | ||
10.29 | ||
10.30 | ||
10.31 | ||
10.32 | ||
10.33 | ||
10.34 |
II-4
Exhibit Number | Description | |
10.35 | ||
10.36 | ||
10.37 | ||
10.38 | ||
10.39 | ||
10.40 | ||
10.41 | ||
10.42 | ||
10.43 | ||
10.44 |
II-5
Exhibit Number | Description | |
10.45 | ||
10.46 | ||
10.47 | ||
10.48 | ||
10.49 | ||
10.50 | ||
10.51 | ||
10.52 | ||
10.53 | ||
10.54 |
II-6
* | Previously filed. |
** | Filed herewith. |
† | Certain exhibits and schedules to this exhibit have been omitted in accordance with Item 601(a)(5) of Regulation S-K. Brookfield Infrastructure Corporation and Brookfield Infrastructure Partners L.P. agree to furnish supplementally a copy of any omitted exhibit or schedule to the Securities and Exchange Commission upon its request. |
II-7
SIGNATURES OF BROOKFIELD INFRASTRUCTURE CORPORATION
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Amendment No. 2 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Sydney, Australia on July 3, 2023.
BROOKFIELD INFRASTRUCTURE CORPORATION | ||
By: | /s/ Michael Ryan | |
Name: | Michael Ryan | |
Title: | Company Secretary |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment No. 2 to the Registration Statement has been signed by the following persons on July 3, 2023 and in the capacities below.
Signature | Title | |
* Sam Pollock | Chief Executive Officer of Brookfield Infrastructure Group L.P. (Principal Executive Officer) | |
/s/ David Krant David Krant | Chief Financial Officer of Brookfield Infrastructure Group L.P. (Principal Financial and Accounting Officer) | |
* Anne Schaumburg | Chair of the Board, Director of Brookfield Infrastructure Corporation | |
* Jeffrey Blidner | Director of Brookfield Infrastructure Corporation | |
* William Cox | Director of Brookfield Infrastructure Corporation | |
* Roslyn Kelly | Director of Brookfield Infrastructure Corporation | |
* John Mullen | Director of Brookfield Infrastructure Corporation | |
* Daniel Muñiz Quintanilla | Director of Brookfield Infrastructure Corporation | |
* Suzanne Nimocks | Director of Brookfield Infrastructure Corporation | |
* Rajeev Vasudeva | Director of Brookfield Infrastructure Corporation |
*By: | /s/ Michael Ryan | |
Name: | Michael Ryan | |
Attorney-in-fact |
II-8
SIGNATURES OF BROOKFIELD INFRASTRUCTURE PARTNERS L.P.
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Amendment No. 2 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Hamilton, Bermuda on July 3, 2023.
BROOKFIELD INFRASTRUCTURE PARTNERS L.P., by its general partner, BROOKFIELD INFRASTRUCTURE PARTNERS LIMITED | ||
By: | /s/ Jane Sheere | |
Name: | Jane Sheere | |
Title: | Secretary |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment No. 2 to the Registration Statement has been signed by the following persons on July 3, 2023 and in the capacities below.
Signature | Title | |
* Sam Pollock | Chief Executive Officer of Brookfield Infrastructure Group L.P. (Principal Executive Officer) | |
* David Krant | Chief Financial Officer of Brookfield Infrastructure Group L.P. (Principal Financial and Accounting Officer) | |
* Anne Schaumburg | Chair of the Board, Director of Brookfield Infrastructure Partners Limited | |
* Jeffrey Blidner | Director of Brookfield Infrastructure Partners Limited | |
* William Cox | Director of Brookfield Infrastructure Partners Limited | |
* Roslyn Kelly | Director of Brookfield Infrastructure Partners Limited | |
* Daniel Muñiz Quintanilla | Director of Brookfield Infrastructure Partners Limited | |
* Suzanne Nimocks | Director of Brookfield Infrastructure Partners Limited | |
* Rajeev Vasudeva | Director of Brookfield Infrastructure Partners Limited |
*By: | /s/ Jane Sheere | |
Name: | Jane Sheere | |
Attorney-in-fact |
II-9
SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE UNITED STATES
Pursuant to the requirements of the Securities Act of 1933, this Amendment No. 2 to the Registration Statement has been signed below by the undersigned, solely in its capacity as the registrants’ duly authorized representative in the United States, on July 3, 2023.
BROOKFIELD INFRASTRUCTURE US HOLDINGS I CORPORATION | ||
By: | /s/ Ralph Klatzkin | |
Name: | Ralph Klatzkin | |
Title: | Vice-President |
II-10