Sutton Marina Park Form 4 HERITAGE COMMERCE / Marina Park Sutton ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Sutton Marina Park

(Last) (First) (Middle)

224 AIRPORT PARKWAY

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HERITAGE COMMERCE CORP [ HTBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, No Par Value	06/15/2021		M		2,470	A	$2.86	35,815	I	Indirect by Trust
Common Stock, No Par Value	06/15/2021		M		2,470	A	$2.76	38,285	I	Indirect by Trust
Common Stock, No Par Value								42,952	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$2.86	06/15/2021		M			2,470	10/11/2019	07/12/2021	Heritage Commerce Corp - Common Stock	2,470	$0	0	D
Employee Stock Option (right to buy)	$2.76	06/15/2021		M			2,470	10/11/2019	12/31/2021	Heritage Commerce Corp - Common Stock	2,470	$0	0	D
Employee Stock Option (right to buy)	$3.14							10/11/2019	05/15/2022	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$3.01							10/11/2019	12/31/2022	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$3.41							10/11/2019	05/14/2023	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$3.77							10/11/2019	12/31/2023	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$4.55							10/11/2019	05/20/2024	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$4.85							10/11/2019	12/31/2024	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$4.92							10/11/2019	05/19/2025	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$5.5							10/11/2019	05/17/2026	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$7.12							10/11/2019	05/16/2027	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$10.77							10/11/2019	05/08/2028	Heritage Commerce Corp - Common Stock	2,470		2,470	D
Employee Stock Option (right to buy)	$10.31							10/11/2019	05/08/2029	Heritage Commerce Corp - Common Stock	2,470		2,470	D

Explanation of Responses:

	Deborah Reuter as Attorney in fact for Marina Park Sutton	06/17/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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