SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 09/17/2019 | 3. Issuer Name and Ticker or Trading Symbol CONTANGO OIL & GAS CO [ MCF ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1,387,500 | I | See Footnotes(1)(3) |
Common Stock | 8,421,052 | I | See Footnotes(2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Securities held directly by Karlin Energy, LLC ("Karlin Energy"). |
2. Securities held directly by Gracie Investing, LLC ("Gracie", and together with Karlin Energy, the "Funds"). |
3. The Funds are managed by Karlin Asset Management, Inc. ("Karlin Asset Management"), which is the general partner of Karlin Holdings Limited Partnership (which is the sole member of the Funds) and owned by Gary Karlin Michelson MD Living Trust dated 10/1/1993, whose trustee is Gary Karlin Michelson, who is Director of Karlin Asset Management. Each reporting person other than Karlin Energy and Gracie disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any, and the filing of this report shall not be construed as an admission that any reporting person other than Karlin Energy or Gracie is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Remarks: |
KARLIN ASSET MANAGEMENT, INC., Name: /s/ David A. Cohen, Title: CEO | 09/26/2019 | |
KARLIN HOLDINGS LIMITED PARTNERSHIP, By: Karlin Asset Management, Inc., its General Partner, Name: /s/ David A. Cohen, Title: CEO | 09/26/2019 | |
KARLIN ENERGY, LLC, By: Karlin Asset Management, Inc., its Manager, Name: /s/ David A. Cohen, Title: CEO | 09/26/2019 | |
GRACIE INVESTING, LLC, By: Karlin Asset Management, Inc., its Manager, Name: /s/ David A. Cohen, Title: CEO | 09/26/2019 | |
GARY KARLIN MICHELSON MD LIVING TRUST DATED 10/1/1993, Name: /s/ Gary Karlin Michelson, Title: Trustee | 09/26/2019 | |
GARY KARLIN MICHELSON, Name: /s/ Gary Karlin Michelson | 09/26/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |