Form 1-K Issuer Information | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K | OMB APPROVAL |
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1-K: Filer Information
Issuer CIK | 0001789339 |
Issuer CCC | XXXXXXXX |
Is filer a shell company? | ![]() ![]() |
Is the electronic copy of an official filing submitted in paper format? | ![]() |
File Number | |
Is this filing by a successor company pursuant to Rule 257(b)(5) resulting from a merger or other business combination? | ![]() ![]() |
Successor File Number |
Is this a LIVE or TEST Filing? | ![]() ![]() |
Would you like a Return Copy? | ![]() |
Period | 12-31-2019 |
Name | |
Phone | |
E-Mail Address |
Notify via Filing Website only? | ![]() |
1-K: Tab 1 Notification
This Form 1-K is to provide an | ![]() ![]() |
Fiscal Year End | 12-31-2019 |
Exact name of issuer as specified in the issuer's charter | Commonwealth Thoroughbreds LLC |
CIK | 0001789339 |
Jurisdiction of Incorporation / Organization | DELAWARE |
I.R.S. Employer Identification Number | 84-2528036 |
Address 1 | 1450 NORTH BROADWAY |
Address 2 | |
City | LEXINGTON |
State/Country | KENTUCKY |
Mailing Zip/ Postal Code | 40505 |
Phone | 8599770124 |
Title of each class of securities issued pursuant to Regulation A | SERIES TF2019 |
1-K: Summary Information Regarding Prior Offering and Proceeds
Summary Information
The following information must be provided for any Regulation A offering that has terminated or completed prior to the filing of this Form 1-K, unless such information has been previously reported in a manner permissible under Rule 257. If such information has been previously reported, check this box and leave the rest of Part I blank.
Commission File Number of the offering statement | 024-11130 |
Date of qualification of the offering statement | 03-30-2020 |
Date of commencement of the offering | 05-11-2020 |
Amount of securities qualified to be sold in the offering | 275000 |
Amount of securities sold in the offering | 8750 |
Price per security | $ 50.0000 |
The portion of aggregate sales attributable to securities sold on behalf of the issuer | $ 8750.00 |
The portion of the aggregate sales attributable to securities sold on behalf of selling securityholders | $ 0.00 |
Fees in connection with this offering and names of service providers.
Underwriters - Name of Service Provider | NA | Underwriters - Fees | $ 0.00 |
Sales Commissions - Name of Service Provider | NA | Sales Commissions - Fee | $ 0.00 |
Finders' Fees - Name of Service Provider | NA | Finders' Fees - Fees | $ 0.00 |
Accounting or Audit - Name of Service Provider | DEAN DORTON ALLEN FORD PLLC | Accounting or Audit - Fees | $ 0.00 |
Legal - Name of Service Provider | FROST BROWN TODD LLC | Legal - Fees | $ 0.00 |
Promoters - Name of Service Provider | NORTH CAPITAL PRIVATE SECURITIES CORPORATION | Promoters - Fees | $ 2750.00 |
Blue Sky Compliance - Name of Service Provider | NA | Blue Sky Compliance - Fees | $ 0.00 |
CRD Number of any broker or dealer listed | 154559 |
Net proceeds to the issuer | $ 272250.00 |
Clarification of responses (if necessary) |