Form TA-2 Filer Information | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM TA-2 | OMB APPROVAL |
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TA-2: Filer Information
1(a). Filer CIK: | 0001789750 |
1(b). Filer CCC: |
**********
|
File Number: | 084-06677 |
For the reporting period ending December 31, | 2022-12-31 |
1(c). Is this a LIVE or TEST Filing? | ![]() ![]() |
1(d). Would you like a Return Copy? | ![]() |
1(e). Is this filing an amendment to a previous filing? | ![]() |
Submission Contact Information
The registrant may provide a single e-mail address for contact purposes. |
1(f)(i). Contact Name: | |
1(f)(ii). Contact Phone Number: | |
1(f)(iii). Contact E-Mail Address: |
Notification Information
Notification will automatically be sent to the Login CIK, Submission Contact and Primary Registrants. |
The registrant may provide additional e-mail addresses for those persons the filer would like to receive notification e-mails regarding the filing. |
1(g). Notification E-mail Address: | |
1(h). Full Name of Registrant as stated in Question 3 of Form TA-1: | TIFFANY CRYSTAL LEE BOWDEN TRUST |
TA-2: Service Company Information
2(a). During the reporting period, has a Registrant engaged a service company to perform any of its transfer agent functions: | ![]() ![]() ![]() |
2(c). During the reporting period, has the Registrant been engaged as a service company by a named transfer agent to perform transfer agent functions? | ![]() ![]() |
TA-2: Registration Information
3(a). Registrant's appropriate regulatory agency (ARA): | Securities and Exchange Commission |
3(b). During the reporting period, has the Registrant amended for TA-1 within 60 calendar days following the date on which information reported therein became inaccurate, incomplete or misleading? | ![]() ![]() ![]() |
3(c). If the answer to subsection (b) is no, provide an explanation: |
TA-2: Annual Report Information
If the response to any of questions 4-11 below is none or zero, enter "0."
4(a). Number of items received for transfer during the reporting period: | 0 |
4(b). Number of individual securityholder accounts for which the TA maintained master securityholder files: | 0 |
5(a). Total number of individual securityholder accounts, including accounts in the Direct Registration System (DRS), dividend reinvestment plans and/or direct purchase plans as of December 31: | 0 |
5(b). Number of individual securityholder dividend reinvestment plan and/or direct purchase plan accounts as of December 31: | 0 |
5(c). Number of individual securityholder DRS accounts as of December 31: | 0 |
5(d). Approximate percentage of individual securityholder accounts from subsection (a) in the following categories as of December 31:
5(d)(i).
Corporate Equity
Securities
| 5(d)(ii).
Corporate Debt
Securities
| 5(d)(iii). Open-End
Investment Company
Securities
| 5(d)(iv). Limited
Partnership
Securities
| 5(d)(v).
Municipal Debt
Securities
| 5(d)(vi).
Other
Securities
|
0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
Corporate Securities
|
Open-End Investment Company Securities
|
Limited Partnership Securities
|
Municipal Debt Securities
|
Other Securities
| ||
Equity
|
Debt
| |||||
6(a). Receives items for transfer and maintains the master securityholder files:
| 6(a)(i). 0 | 6(a)(ii). 0 | 6(a)(iii). 0 | 6(a)(iv). 0 | 6(a)(v). 0 | 6(a)(vi). 0 |
6(b). Receives items for transfer but does not maintain the master securityholder files:
| 6(b)(i). 0 | 6(b)(ii). 0 | 6(b)(iii). 0 | 6(b)(iv). 0 | 6(b)(v). 0 | 6(b)(vi). 0 |
6(c). Does not receive items for transfer but maintains the master securityholder files:
| 6(c)(i). 0 | 6(c)(ii). 0 | 6(c)(iii). 0 | 6(c)(iv). 0 | 6(c)(v). 0 | 6(c)(vi). 0 |
7(a). Number of issues for which dividend reinvestment plan and/or direct purchase plan services were provided, as of December 31: | 0 |
7(b). Number of issues for which DRS services were provided, as of December 31: | 0 |
7(c). Dividend disbursement and interest paying agent activities conducted during the reporting period:
7(c)(i). number of issues | 0 | 7(c)(ii). amount (in dollars) | $ 0 |
8(a). Number and aggregate market value of securities aged record differences, existing for more than 30 days, as of December 31:
Prior Transfer Agent(s)
(If applicable)
|
Current Transfer Agent
| |
8(a)(i). Number of issues:
| 0 | 0 |
8(a)(ii). Market value (in dollars):
| $ 0 | $ 0 |
8(b). Number of quarterly reports regarding buy-ins filed by the registrant with its ARA (including the SEC) during the reporting period pursuant to Rule 17Ad-11(c)(2): | 0 |
8(c). During the reporting period, did the Registrant file all quarterly reports regarding buy-ins with its ARA (including the SEC) required by Rule 17Ad-11(c)(2)? | ![]() ![]() ![]() |
9(a). During the reporting period has the Registrant always been in compliance with the turnaround time for routine items as set forth in Rule 17Ad-2? | ![]() ![]() ![]() |
If the answer to subsection (a) is no, complete subsections (i) through (ii)
10(a). Total number of transactions processed: | 0 |
10(b). Number of transactions processed on a date other than date of receipt of order (as ofs): | 0 |
11(a)(i). Date of Database Search | 11(a)(ii). Number of Lost Securityholder Accounts Submitted for Database Search | 11(a)(iii). Addresses Obtained from Database Search
|
01/09/2023 | 0 | 0 |
11(b). Number of lost securityholder accounts that have been remitted to the states during the reporting period: | 0 |
TA-2: Signature
SIGNATURE: The Registrant submitting this Form, and the person signing the Form, hereby represent that all the information contained in the Form is true, correct, and complete.
12(a). Signature of Official responsible for Form: | Bowden, Tiffany Crystal Lee |
12(b). Telephone Number: | 9102369753 |
12(c). Title of Signing Officer: | Treasurer |
12(d). Date Signed (Month/Day/Year): | 01/09/2023 |