Melina M Kennedy Form 4 CUMMINS / Melina M Kennedy ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Kennedy Melina M

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS IN 47201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP-Product Compl.-Reg. Affairs

3. Date of Earliest Transaction (Month/Day/Year)
04/06/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common								1,045.609	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right-to-Buy)	$142.12	04/06/2020		A		1,870		04/06/2023	04/06/2030	Common	1,870	$0.0000	1,870	D
Stock Option (Right-to-Buy)	$97.2							05/18/2015	05/18/2022	Common	50		50	D
Stock Option (Right-to-Buy)	$101.01							08/07/2015	08/07/2022	Common	50		50	D
Stock Option (Right-to-Buy)	$102.97							05/15/2015	05/15/2022	Common	50		50	D
Stock Option (Right-to-Buy)	$109.09							04/04/2019	04/04/2026	Common	780		780	D
Stock Option (Right-to-Buy)	$111.84							04/02/2016	04/02/2023	Common	145		145	D
Stock Option (Right-to-Buy)	$131.07							12/26/2021	12/26/2028	Common	50		50	D
Stock Option (Right-to-Buy)	$134.4							12/11/2021	12/11/2028	Common	100		100	D
Stock Option (Right-to-Buy)	$135.66							06/23/2018	06/23/2025	Common	50		50	D
Stock Option (Right-to-Buy)	$136.82							04/02/2018	04/02/2025	Common	360		360	D
Stock Option (Right-to-Buy)	$139.39							07/31/2017	07/31/2024	Common	100		100	D
Stock Option (Right-to-Buy)	$149.34							04/02/2017	04/02/2024	Common	210		210	D
Stock Option (Right-to-Buy)	$149.72							04/03/2020	04/03/2027	Common	2,500		2,500	D
Stock Option (Right-to-Buy)	$152.06							08/21/2020	08/21/2027	Common	50		50	D
Stock Option (Right-to-Buy)	$160.1							04/03/2021	04/03/2028	Common	610		610	D
Stock Option (Right-to-Buy)	$160.16							08/04/2020	08/04/2027	Common	50		50	D
Stock Option (Right-to-Buy)	$163.43							04/04/2022	04/04/2029	Common	860		860	D
Stock Option (Right-to-Buy)	$166.18							10/16/2022	10/16/2029	Common	990		990	D

Explanation of Responses:

	/s/ Mark Sifferlen, Attorney-In-Fact	04/08/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.