| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M COMPANY COM | COM | 88579Y101 | 857 | 3,642 | SH | | SOLE | 0 | 110 | 0 | 3,532 |
| ABBOTT LABORATORIES COM | COM | 002824100 | 475 | 8,321 | SH | | SOLE | 0 | 3,500 | 0 | 4,821 |
| ABBVIE INC COM | COM | 00287Y109 | 742 | 7,676 | SH | | SOLE | 0 | 3,300 | 0 | 4,376 |
| ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 1,153 | 121,756 | SH | | SOLE | 0 | 88,800 | 0 | 32,956 |
| ALTRIA GROUP INC COM | COM | 02209S103 | 1,406 | 19,685 | SH | | SOLE | 0 | 15,900 | 0 | 3,785 |
| APPLE INC COM | COM | 037833100 | 8,537 | 50,444 | SH | | SOLE | 0 | 43,754 | 0 | 6,690 |
| AT&T INC COM | COM | 00206R102 | 316 | 8,132 | SH | | SOLE | 0 | 264 | 0 | 7,868 |
| BANK OF AMERICA CORPORATION COM | COM | 060505104 | 8,016 | 271,488 | SH | | SOLE | 0 | 144,991 | 0 | 126,497 |
| BAXTER INTERNATIONAL INC COM | COM | 071813109 | 614 | 9,500 | SH | | SOLE | 0 | 9,100 | 0 | 400 |
| BB&T CORP COM | COM | 054937107 | 281 | 5,645 | SH | | SOLE | 0 | 5,645 | 0 | 0 |
| BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,373 | 11,956 | SH | | SOLE | 0 | 11,956 | 0 | 0 |
| BIOGEN INC COM | COM | 09062X103 | 484 | 1,519 | SH | | SOLE | 0 | 600 | 0 | 919 |
| BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 3,251 | 293,099 | SH | | SOLE | 0 | 189,750 | 0 | 103,349 |
| BP ADR SPONSORED | SPONSORED ADR | 055622104 | 3,955 | 94,095 | SH | | SOLE | 0 | 47,540 | 0 | 46,555 |
| BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 780 | 12,732 | SH | | SOLE | 0 | 3,018 | 0 | 9,714 |
| CATASYS INC COM | COM PAR | 149049504 | 491 | 132,012 | SH | | SOLE | 0 | 123,912 | 0 | 8,100 |
| CATERPILLAR INC COM | COM | 149123101 | 288 | 1,830 | SH | | SOLE | 0 | 1,600 | 0 | 230 |
| CHEVRON CORPORATION COM | COM | 166764100 | 2,198 | 17,544 | SH | | SOLE | 0 | 12,740 | 0 | 4,804 |
| CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 602 | 11,900 | SH | | SOLE | 0 | 9,900 | 0 | 2,000 |
| CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 433 | 5,900 | SH | | SOLE | 0 | 5,500 | 0 | 400 |
| Citigroup Inc | COM NEW | 172967424 | 4,960 | 66,650 | SH | | SOLE | 0 | 39,046 | 0 | 27,604 |
| COCA-COLA CO COM | COM | 191216100 | 224 | 4,872 | SH | | SOLE | 0 | 3,400 | 0 | 1,472 |
| COMCAST CORP COM CL A | CL A | 20030N101 | 642 | 16,032 | SH | | SOLE | 0 | 12,632 | 0 | 3,400 |
| CONOCOPHILLIPS COM | COM | 20825C104 | 1,154 | 21,193 | SH | | SOLE | 0 | 19,000 | 0 | 2,193 |
| DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,662 | 11,380 | SH | | SOLE | 0 | 11,380 | 0 | 0 |
| DowDuPont Inc. | COM | 260543103 | 379 | 5,322 | SH | | SOLE | 0 | 384 | 0 | 4,938 |
| EATON VANCE SHORT COM | COM | 27828V104 | 511 | 35,605 | SH | | SOLE | 0 | 24,445 | 0 | 11,160 |
| EXXON MOBIL CORPORATION COM | COM | 30231G102 | 3,558 | 42,511 | SH | | SOLE | 0 | 31,440 | 0 | 11,071 |
| FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 352 | 10,586 | SH | | SOLE | 0 | 0 | 0 | 10,586 |
| GENERAL ELECTRIC CO COM | COM | 369604103 | 2,141 | 122,582 | SH | | SOLE | 0 | 72,735 | 0 | 49,847 |
| Goldman Sachs Group, Inc. | COM | 38141G104 | 612 | 2,400 | SH | | SOLE | 0 | 2,400 | 0 | 0 |
| HOME DEPOT INC COM | COM | 437076102 | 2,326 | 12,271 | SH | | SOLE | 0 | 6,600 | 0 | 5,671 |
| HONEYWELL INTERNATIONAL INC COM | COM | 438516106 | 218 | 1,424 | SH | | SOLE | 0 | 1,000 | 0 | 424 |
| INTEL CORP COM | COM | 458140100 | 1,541 | 33,350 | SH | | SOLE | 0 | 30,200 | 0 | 3,150 |
| INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 813 | 5,300 | SH | | SOLE | 0 | 4,800 | 0 | 500 |
| IShares TR | 0 | 464287770 | 627 | 4,800 | SH | | SOLE | 0 | 4,800 | 0 | 0 |
| ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 11,218 | 128,645 | SH | | SOLE | 0 | 127,627 | 0 | 1,018 |
| ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 9,559 | 136,200 | SH | | SOLE | 0 | 135,700 | 0 | 500 |
| ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 5,770 | 37,933 | SH | | SOLE | 0 | 37,500 | 0 | 433 |
| JOHNSON & JOHNSON COM | COM | 478160104 | 1,571 | 11,241 | SH | | SOLE | 0 | 600 | 0 | 10,641 |
| JPMORGAN CHASE & CO. COM | COM | 46625H100 | 3,289 | 30,710 | SH | | SOLE | 0 | 22,100 | 0 | 8,610 |
| KIMBERLY CLARK CORP COM | COM | 494368103 | 226 | 1,875 | SH | | SOLE | 0 | 100 | 0 | 1,775 |
| Lloyds Banking Group Plc | ADR | 539439109 | 218 | 58,000 | SH | | SOLE | 0 | 58,000 | 0 | 0 |
| LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,512 | 4,708 | SH | | SOLE | 0 | 4,708 | 0 | 0 |
| MCDONALD'S CORPORATION COM | COM | 580135101 | 2,959 | 17,182 | SH | | SOLE | 0 | 13,500 | 0 | 3,682 |
| McKesson Corp | COM | 58155Q103 | 253 | 1,625 | SH | | SOLE | 0 | 0 | 0 | 1,625 |
| MERCK & CO INC COM | COM | 58933Y105 | 471 | 8,369 | SH | | SOLE | 0 | 530 | 0 | 7,839 |
| MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 2,217 | 66,400 | SH | | SOLE | 0 | 29,900 | 0 | 36,500 |
| MICROSOFT CORP COM | COM | 594918104 | 3,230 | 37,733 | SH | | SOLE | 0 | 27,554 | 0 | 10,179 |
| NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 1 | 10,000 | SH | | SOLE | 0 | 0 | 0 | 10,000 |
| PEPSICO INC COM | COM | 713448108 | 1,068 | 8,900 | SH | | SOLE | 0 | 8,100 | 0 | 800 |
| PFIZER INC COM | COM | 717081103 | 1,174 | 32,413 | SH | | SOLE | 0 | 20,951 | 0 | 11,462 |
| PHILIP MORRIS INTL INC COM | COM | 718172109 | 460 | 4,357 | SH | | SOLE | 0 | 600 | 0 | 3,757 |
| PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 404 | 2,800 | SH | | SOLE | 0 | 2,300 | 0 | 500 |
| PROCTER & GAMBLE CO COM | COM | 742718109 | 2,602 | 28,309 | SH | | SOLE | 0 | 6,552 | 0 | 21,757 |
| SHERWIN-WILLIAMS CO COM | COM | 824348106 | 656 | 1,600 | SH | | SOLE | 0 | 0 | 0 | 1,600 |
| SOUTHERN COPPER CORPORATION COM | COM | 84265V105 | 342 | 7,203 | SH | | SOLE | 0 | 0 | 0 | 7,203 |
| SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 256 | 958 | SH | | SOLE | 0 | 0 | 0 | 958 |
| SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 4,132 | 112,600 | SH | | SOLE | 0 | 112,600 | 0 | 0 |
| SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 839 | 56,376 | SH | | SOLE | 0 | 40,680 | 0 | 15,696 |
| SYSCO CORP COM | COM | 871829107 | 1,300 | 21,400 | SH | | SOLE | 0 | 18,100 | 0 | 3,300 |
| TARGET CORP COM | COM | 87612E106 | 3,262 | 49,995 | SH | | SOLE | 0 | 28,375 | 0 | 21,620 |
| TITAN PHARMACEUTICAL INC COM | COM | 888314507 | 183 | 138,509 | SH | | SOLE | 0 | 86,661 | 0 | 51,848 |
| TRAVELERS COMPANIES INC COM | COM | 89417E109 | 222 | 1,634 | SH | | SOLE | 0 | 56 | 0 | 1,578 |
| UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 332 | 2,600 | SH | | SOLE | 0 | 2,000 | 0 | 600 |
| VIRTUS TOTAL RETURN FUND INC COM | COM | 92837G100 | 589 | 45,671 | SH | | SOLE | 0 | 27,871 | 0 | 17,800 |
| WALMART INC COM | COM | 931142103 | 412 | 4,375 | SH | | SOLE | 0 | 2,995 | 0 | 1,380 |
| WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 418 | 3,885 | SH | | SOLE | 0 | 3,459 | 0 | 426 |
| WELLS FARGO & COMPANY COM | COM | 949746101 | 1,877 | 30,890 | SH | | SOLE | 0 | 24,980 | 0 | 5,910 |
| WisdomTree TR | EMG MKTS SMCAP | 97717W281 | 411 | 7,900 | SH | | SOLE | 0 | 7,900 | 0 | 0 |
| WisdomTree TR | INTL SMCAP DIV | 97717W760 | 402 | 5,250 | SH | | SOLE | 0 | 5,250 | 0 | 0 |
