COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY COM | COM | 88579Y101 | 716 | 3,642 | SH | | SOLE | 0 | 110 | 0 | 3,532 |
ABBOTT LABORATORIES COM | COM | 002824100 | 496 | 8,125 | SH | | SOLE | 0 | 5,500 | 0 | 2,625 |
ABBVIE INC COM | COM | 00287Y109 | 711 | 7,676 | SH | | SOLE | 0 | 5,300 | 0 | 2,376 |
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 1,230 | 140,556 | SH | | SOLE | 0 | 108,800 | 0 | 31,756 |
ALTRIA GROUP INC COM | COM | 02209S103 | 1,118 | 19,685 | SH | | SOLE | 0 | 15,900 | 0 | 3,785 |
APPLE INC COM | COM | 037833100 | 9,338 | 50,444 | SH | | SOLE | 0 | 43,754 | 0 | 6,690 |
AT&T INC COM | COM | 00206R102 | 243 | 7,577 | SH | | SOLE | 0 | 264 | 0 | 7,313 |
BANK OF AMERICA CORPORATION COM | COM | 060505104 | 7,592 | 269,134 | SH | | SOLE | 0 | 144,043 | 0 | 125,091 |
BAXTER INTERNATIONAL INC COM | COM | 071813109 | 701 | 9,500 | SH | | SOLE | 0 | 9,100 | 0 | 400 |
BB&T CORP COM | COM | 054937107 | 285 | 5,645 | SH | | SOLE | 0 | 5,100 | 0 | 545 |
BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,232 | 11,956 | SH | | SOLE | 0 | 11,956 | 0 | 0 |
BIOGEN INC COM | COM | 09062X103 | 441 | 1,519 | SH | | SOLE | 0 | 300 | 0 | 1,219 |
BLACKROCK INC COM | COM | 09247X101 | 1,749 | 3,500 | SH | | SOLE | 0 | 3,400 | 0 | 100 |
BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 3,022 | 293,949 | SH | | SOLE | 0 | 187,750 | 0 | 106,199 |
BP ADR SPONSORED | SPONSORED ADR | 055622104 | 4,406 | 96,495 | SH | | SOLE | 0 | 49,940 | 0 | 46,555 |
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 705 | 12,732 | SH | | SOLE | 0 | 3,018 | 0 | 9,714 |
CATASYS INC COM | COM PAR | 149049504 | 1,386 | 205,524 | SH | | SOLE | 0 | 166,355 | 0 | 39,169 |
CATERPILLAR INC COM | COM | 149123101 | 248 | 1,830 | SH | | SOLE | 0 | 1,830 | 0 | 0 |
CHEVRON CORPORATION COM | COM | 166764100 | 2,122 | 16,784 | SH | | SOLE | 0 | 12,630 | 0 | 4,154 |
CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 528 | 11,900 | SH | | SOLE | 0 | 9,900 | 0 | 2,000 |
CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 530 | 5,900 | SH | | SOLE | 0 | 5,500 | 0 | 400 |
CITIGROUP INC COM | COM NEW | 172967424 | 4,438 | 66,350 | SH | | SOLE | 0 | 38,846 | 0 | 27,504 |
COCA-COLA CO COM | COM | 191216100 | 215 | 4,907 | SH | | SOLE | 0 | 3,400 | 0 | 1,507 |
COMCAST CORP COM CL A | CL A | 20030N101 | 590 | 17,981 | SH | | SOLE | 0 | 14,581 | 0 | 3,400 |
CONOCOPHILLIPS COM | COM | 20825C104 | 1,414 | 20,293 | SH | | SOLE | 0 | 18,100 | 0 | 2,193 |
DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,627 | 11,300 | SH | | SOLE | 0 | 7,900 | 0 | 3,400 |
DowDuPont Inc. | COM | 260543103 | 351 | 5,322 | SH | | SOLE | 0 | 3,012 | 0 | 2,310 |
EATON VANCE SHORT COM | COM | 27828V104 | 397 | 30,505 | SH | | SOLE | 0 | 20,845 | 0 | 9,660 |
EXXON MOBIL CORPORATION COM | COM | 30231G102 | 3,907 | 47,224 | SH | | SOLE | 0 | 36,740 | 0 | 10,484 |
FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 359 | 10,586 | SH | | SOLE | 0 | 0 | 0 | 10,586 |
GENERAL ELECTRIC CO COM | COM | 369604103 | 851 | 62,525 | SH | | SOLE | 0 | 18,835 | 0 | 43,690 |
Goldman Sachs Group, Inc. | COM | 38141G104 | 596 | 2,700 | SH | | SOLE | 0 | 2,700 | 0 | 0 |
HOME DEPOT INC COM | COM | 437076102 | 2,398 | 12,291 | SH | | SOLE | 0 | 6,600 | 0 | 5,691 |
HONEYWELL INTERNATIONAL INC COM | COM | 438516106 | 205 | 1,424 | SH | | SOLE | 0 | 1,000 | 0 | 424 |
INTEL CORP COM | COM | 458140100 | 1,656 | 33,350 | SH | | SOLE | 0 | 30,200 | 0 | 3,150 |
INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 837 | 6,000 | SH | | SOLE | 0 | 5,500 | 0 | 500 |
Ishares Tr | 0 | 464287770 | 622 | 4,800 | SH | | SOLE | 0 | 4,800 | 0 | 0 |
ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 10,943 | 128,645 | SH | | SOLE | 0 | 127,627 | 0 | 1,018 |
ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 9,517 | 142,000 | SH | | SOLE | 0 | 141,700 | 0 | 300 |
ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 7,349 | 44,900 | SH | | SOLE | 0 | 44,500 | 0 | 400 |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,364 | 11,241 | SH | | SOLE | 0 | 3,600 | 0 | 7,641 |
JPMORGAN CHASE & CO. COM | COM | 46625H100 | 3,220 | 30,880 | SH | | SOLE | 0 | 22,000 | 0 | 8,880 |
Lloyds Banking Group Plc | ADR | 539439109 | 193 | 58,000 | SH | | SOLE | 0 | 58,000 | 0 | 0 |
LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,407 | 4,759 | SH | | SOLE | 0 | 4,315 | 0 | 444 |
MCDONALD'S CORPORATION COM | COM | 580135101 | 2,693 | 17,182 | SH | | SOLE | 0 | 13,500 | 0 | 3,682 |
McKesson Corp | COM | 58155Q103 | 247 | 1,850 | SH | | SOLE | 0 | 0 | 0 | 1,850 |
MERCK & CO INC COM | COM | 58933Y105 | 508 | 8,369 | SH | | SOLE | 0 | 5,680 | 0 | 2,689 |
MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,875 | 64,600 | SH | | SOLE | 0 | 29,100 | 0 | 35,500 |
MICROSOFT CORP COM | COM | 594918104 | 3,708 | 37,533 | SH | | SOLE | 0 | 27,754 | 0 | 9,779 |
NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 1 | 10,000 | SH | | SOLE | 0 | 0 | 0 | 10,000 |
PEPSICO INC COM | COM | 713448108 | 968 | 8,900 | SH | | SOLE | 0 | 8,100 | 0 | 800 |
PFIZER INC COM | COM | 717081103 | 1,154 | 31,813 | SH | | SOLE | 0 | 22,451 | 0 | 9,362 |
PHILIP MORRIS INTL INC COM | COM | 718172109 | 335 | 4,150 | SH | | SOLE | 0 | 500 | 0 | 3,650 |
PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 378 | 2,800 | SH | | SOLE | 0 | 2,300 | 0 | 500 |
PROCTER & GAMBLE CO COM | COM | 742718109 | 2,219 | 28,432 | SH | | SOLE | 0 | 6,552 | 0 | 21,880 |
SHERWIN-WILLIAMS CO COM | COM | 824348106 | 652 | 1,600 | SH | | SOLE | 0 | 0 | 0 | 1,600 |
SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 260 | 958 | SH | | SOLE | 0 | 958 | 0 | 0 |
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 5,439 | 153,300 | SH | | SOLE | 0 | 152,700 | 0 | 600 |
SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 849 | 56,484 | SH | | SOLE | 0 | 40,680 | 0 | 15,804 |
SYSCO CORP COM | COM | 871829107 | 1,489 | 21,800 | SH | | SOLE | 0 | 19,100 | 0 | 2,700 |
TARGET CORP COM | COM | 87612E106 | 3,781 | 49,795 | SH | | SOLE | 0 | 19,375 | 0 | 30,420 |
TITAN PHARMACEUTICAL INC COM | COM | 888314507 | 146 | 136,172 | SH | | SOLE | 0 | 86,170 | 0 | 50,002 |
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 325 | 2,600 | SH | | SOLE | 0 | 2,000 | 0 | 600 |
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 20 | 3,674 | SH | | SOLE | 0 | 1,244 | 0 | 2,430 |
VIRTUS TOTAL RETURN FUND INC COM | COM | 92837G100 | 469 | 42,723 | SH | | SOLE | 0 | 26,058 | 0 | 16,665 |
WALMART INC COM | COM | 931142103 | 375 | 4,375 | SH | | SOLE | 0 | 2,995 | 0 | 1,380 |
WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 397 | 3,785 | SH | | SOLE | 0 | 3,459 | 0 | 326 |
WELLS FARGO & COMPANY COM | COM | 949746101 | 1,789 | 32,250 | SH | | SOLE | 0 | 26,480 | 0 | 5,770 |
WisdomTree TR | EMG MKTS SMCAP | 97717W281 | 376 | 7,900 | SH | | SOLE | 0 | 7,900 | 0 | 0 |
WisdomTree TR | INTL SMCAP DIV | 97717W760 | 381 | 5,306 | SH | | SOLE | 0 | 5,306 | 0 | 0 |