| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M COMPANY COM | COM | 88579Y101 | 767 | 3,642 | SH | | SOLE | 0 | 110 | 0 | 3,532 |
| ABBOTT LABORATORIES COM | COM | 002824100 | 596 | 8,125 | SH | | SOLE | 0 | 5,500 | 0 | 2,625 |
| ABBVIE INC COM | COM | 00287Y109 | 726 | 7,676 | SH | | SOLE | 0 | 5,300 | 0 | 2,376 |
| ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 1,235 | 140,556 | SH | | SOLE | 0 | 108,800 | 0 | 31,756 |
| ALPHATEC HLDGS INC COM | COM NEW | 02081G201 | 51 | 15,000 | SH | | SOLE | 0 | 15,000 | 0 | 0 |
| ALTRIA GROUP INC COM | COM | 02209S103 | 1,187 | 19,685 | SH | | SOLE | 0 | 15,900 | 0 | 3,785 |
| APPLE INC COM | COM | 037833100 | 11,388 | 50,444 | SH | | SOLE | 0 | 43,754 | 0 | 6,690 |
| ARCHER-DANIELS-MIDLAND CO COM | COM | 039483102 | 251 | 5,000 | SH | | SOLE | 0 | 3,200 | 0 | 1,800 |
| AT&T INC COM | COM | 00206R102 | 254 | 7,577 | SH | | SOLE | 0 | 264 | 0 | 7,313 |
| BANK OF AMERICA CORPORATION COM | COM | 060505104 | 7,905 | 268,331 | SH | | SOLE | 0 | 144,044 | 0 | 124,287 |
| BAXTER INTERNATIONAL INC COM | COM | 071813109 | 732 | 9,500 | SH | | SOLE | 0 | 9,100 | 0 | 400 |
| BB&T CORP COM | COM | 054937107 | 274 | 5,645 | SH | | SOLE | 0 | 5,100 | 0 | 545 |
| BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,560 | 11,956 | SH | | SOLE | 0 | 11,956 | 0 | 0 |
| BIOGEN INC COM | COM | 09062X103 | 537 | 1,519 | SH | | SOLE | 0 | 300 | 0 | 1,219 |
| BLACKROCK INC COM | COM | 09247X101 | 1,650 | 3,500 | SH | | SOLE | 0 | 3,400 | 0 | 100 |
| BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 3,299 | 294,349 | SH | | SOLE | 0 | 187,750 | 0 | 106,599 |
| BP ADR SPONSORED | SPONSORED ADR | 055622104 | 4,445 | 96,395 | SH | | SOLE | 0 | 49,840 | 0 | 46,555 |
| BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 790 | 12,732 | SH | | SOLE | 0 | 3,018 | 0 | 9,714 |
| CATASYS INC COM | COM PAR | 149049504 | 2,942 | 228,933 | SH | | SOLE | 0 | 189,664 | 0 | 39,269 |
| CATERPILLAR INC COM | COM | 149123101 | 279 | 1,830 | SH | | SOLE | 0 | 1,830 | 0 | 0 |
| CHEVRON CORPORATION COM | COM | 166764100 | 2,034 | 16,634 | SH | | SOLE | 0 | 12,630 | 0 | 4,004 |
| CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 876 | 17,900 | SH | | SOLE | 0 | 15,900 | 0 | 2,000 |
| CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 593 | 5,900 | SH | | SOLE | 0 | 5,500 | 0 | 400 |
| CITIGROUP INC COM | COM NEW | 172967424 | 4,762 | 66,350 | SH | | SOLE | 0 | 38,846 | 0 | 27,504 |
| COCA-COLA CO COM | COM | 191216100 | 227 | 4,907 | SH | | SOLE | 0 | 3,400 | 0 | 1,507 |
| COMCAST CORP COM CL A | CL A | 20030N101 | 637 | 17,981 | SH | | SOLE | 0 | 14,581 | 0 | 3,400 |
| CONOCOPHILLIPS COM | COM | 20825C104 | 1,571 | 20,293 | SH | | SOLE | 0 | 18,100 | 0 | 2,193 |
| DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,601 | 11,300 | SH | | SOLE | 0 | 7,900 | 0 | 3,400 |
| DowDuPont Inc. | COM | 260543103 | 342 | 5,322 | SH | | SOLE | 0 | 3,012 | 0 | 2,310 |
| EATON VANCE SHORT COM | COM | 27828V104 | 394 | 30,505 | SH | | SOLE | 0 | 20,845 | 0 | 9,660 |
| EXXON MOBIL CORPORATION COM | COM | 30231G102 | 4,017 | 47,238 | SH | | SOLE | 0 | 36,740 | 0 | 10,498 |
| FACEBOOK INC COM CL A | CL A | 30303M102 | 213 | 1,300 | SH | | SOLE | 0 | 1,000 | 0 | 300 |
| FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 358 | 10,586 | SH | | SOLE | 0 | 0 | 0 | 10,586 |
| GENERAL ELECTRIC CO COM | COM | 369604103 | 690 | 61,025 | SH | | SOLE | 0 | 18,735 | 0 | 42,290 |
| Goldman Sachs Group, Inc. | COM | 38141G104 | 605 | 2,700 | SH | | SOLE | 0 | 2,700 | 0 | 0 |
| HOME DEPOT INC COM | COM | 437076102 | 2,546 | 12,291 | SH | | SOLE | 0 | 6,600 | 0 | 5,691 |
| HONEYWELL INTERNATIONAL INC COM | COM | 438516106 | 237 | 1,424 | SH | | SOLE | 0 | 1,000 | 0 | 424 |
| INTEL CORP COM | COM | 458140100 | 1,577 | 33,350 | SH | | SOLE | 0 | 30,200 | 0 | 3,150 |
| INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 907 | 6,000 | SH | | SOLE | 0 | 5,500 | 0 | 500 |
| IShares Tr | 0 | 464287770 | 640 | 4,800 | SH | | SOLE | 0 | 4,800 | 0 | 0 |
| ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 11,123 | 128,645 | SH | | SOLE | 0 | 127,627 | 0 | 1,018 |
| ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 10,406 | 153,000 | SH | | SOLE | 0 | 152,700 | 0 | 300 |
| ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 8,237 | 48,800 | SH | | SOLE | 0 | 48,500 | 0 | 300 |
| JOHNSON & JOHNSON COM | COM | 478160104 | 1,553 | 11,241 | SH | | SOLE | 0 | 3,600 | 0 | 7,641 |
| JPMORGAN CHASE & CO. COM | COM | 46625H100 | 3,486 | 30,880 | SH | | SOLE | 0 | 22,000 | 0 | 8,880 |
| KIMBERLY CLARK CORP COM | COM | 494368103 | 213 | 1,875 | SH | | SOLE | 0 | 1,100 | 0 | 775 |
| Lloyds Banking Group Plc | ADR | 539439109 | 177 | 58,000 | SH | | SOLE | 0 | 58,000 | 0 | 0 |
| LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,646 | 4,759 | SH | | SOLE | 0 | 4,315 | 0 | 444 |
| MCDONALD'S CORPORATION COM | COM | 580135101 | 2,866 | 17,132 | SH | | SOLE | 0 | 13,500 | 0 | 3,632 |
| McKesson Corp | COM | 58155Q103 | 245 | 1,850 | SH | | SOLE | 0 | 0 | 0 | 1,850 |
| MERCK & CO INC COM | COM | 58933Y105 | 580 | 8,169 | SH | | SOLE | 0 | 5,680 | 0 | 2,489 |
| MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,803 | 64,600 | SH | | SOLE | 0 | 29,100 | 0 | 35,500 |
| MICROSOFT CORP COM | COM | 594918104 | 4,294 | 37,533 | SH | | SOLE | 0 | 27,754 | 0 | 9,779 |
| NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 1 | 10,000 | SH | | SOLE | 0 | 0 | 0 | 10,000 |
| PEPSICO INC COM | COM | 713448108 | 996 | 8,900 | SH | | SOLE | 0 | 8,100 | 0 | 800 |
| PFIZER INC COM | COM | 717081103 | 1,402 | 31,813 | SH | | SOLE | 0 | 22,451 | 0 | 9,362 |
| PHILIP MORRIS INTL INC COM | COM | 718172109 | 338 | 4,150 | SH | | SOLE | 0 | 500 | 0 | 3,650 |
| PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 381 | 2,800 | SH | | SOLE | 0 | 2,300 | 0 | 500 |
| PROCTER & GAMBLE CO COM | COM | 742718109 | 2,358 | 28,332 | SH | | SOLE | 0 | 6,552 | 0 | 21,780 |
| SHERWIN-WILLIAMS CO COM | COM | 824348106 | 728 | 1,600 | SH | | SOLE | 0 | 0 | 0 | 1,600 |
| SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 279 | 958 | SH | | SOLE | 0 | 958 | 0 | 0 |
| SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 6,548 | 181,600 | SH | | SOLE | 0 | 181,000 | 0 | 600 |
| SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 838 | 55,684 | SH | | SOLE | 0 | 40,680 | 0 | 15,004 |
| SYSCO CORP COM | COM | 871829107 | 1,596 | 21,800 | SH | | SOLE | 0 | 19,100 | 0 | 2,700 |
| TARGET CORP COM | COM | 87612E106 | 4,393 | 49,795 | SH | | SOLE | 0 | 19,375 | 0 | 30,420 |
| TITAN PHARMACEUTICAL INC COM | COM | 888314507 | 26 | 127,333 | SH | | SOLE | 0 | 78,170 | 0 | 49,163 |
| TRAVELERS COMPANIES INC COM | COM | 89417E109 | 212 | 1,634 | SH | | SOLE | 0 | 1,184 | 0 | 450 |
| UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 364 | 2,600 | SH | | SOLE | 0 | 2,000 | 0 | 600 |
| VIRTUS TOTAL RETURN FUND INC COM | COM | 92837G100 | 426 | 40,430 | SH | | SOLE | 0 | 26,058 | 0 | 14,372 |
| WALMART INC COM | COM | 931142103 | 1,068 | 11,375 | SH | | SOLE | 0 | 9,995 | 0 | 1,380 |
| WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 441 | 3,773 | SH | | SOLE | 0 | 3,459 | 0 | 314 |
| WELLS FARGO & COMPANY COM | COM | 949746101 | 1,748 | 33,250 | SH | | SOLE | 0 | 27,480 | 0 | 5,770 |
| WisdomTree TR | EMG MKTS SMCAP | 97717W281 | 409 | 8,950 | SH | | SOLE | 0 | 8,950 | 0 | 0 |
| WisdomTree TR | INTL SMCAP DIV | 97717W760 | 428 | 6,016 | SH | | SOLE | 0 | 6,016 | 0 | 0 |
