COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M COMPANY COM | COM | 88579Y101 | 757 | 3,642 | SH | | SOLE | 0 | 110 | 0 | 3,532 |
ABBOTT LABORATORIES COM | COM | 002824100 | 634 | 7,925 | SH | | SOLE | 0 | 5,300 | 0 | 2,625 |
ABBVIE INC COM | COM | 00287Y109 | 619 | 7,676 | SH | | SOLE | 0 | 5,300 | 0 | 2,376 |
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 750 | 90,837 | SH | | SOLE | 0 | 68,400 | 0 | 22,437 |
ALTRIA GROUP INC COM | COM | 02209S103 | 1,121 | 19,523 | SH | | SOLE | 0 | 15,900 | 0 | 3,623 |
APPLE INC COM | COM | 037833100 | 9,617 | 50,624 | SH | | SOLE | 0 | 43,634 | 0 | 6,990 |
ARCHER-DANIELS-MIDLAND CO COM | COM | 039483102 | 241 | 5,600 | SH | | SOLE | 0 | 4,000 | 0 | 1,600 |
AT&T INC COM | COM | 00206R102 | 226 | 7,211 | SH | | SOLE | 0 | 264 | 0 | 6,947 |
BANK OF AMERICA CORPORATION COM | COM | 060505104 | 7,013 | 254,273 | SH | | SOLE | 0 | 144,746 | 0 | 109,527 |
BAXTER INTERNATIONAL INC COM | COM | 071813109 | 772 | 9,500 | SH | | SOLE | 0 | 9,100 | 0 | 400 |
BB&T CORP COM | COM | 054937107 | 263 | 5,645 | SH | | SOLE | 0 | 5,100 | 0 | 545 |
BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,402 | 11,956 | SH | | SOLE | 0 | 11,956 | 0 | 0 |
BIOGEN INC COM | COM | 09062X103 | 359 | 1,519 | SH | | SOLE | 0 | 300 | 0 | 1,219 |
BLACKROCK INC COM | COM | 09247X101 | 1,452 | 3,400 | SH | | SOLE | 0 | 3,400 | 0 | 0 |
BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 2,981 | 276,439 | SH | | SOLE | 0 | 178,435 | 0 | 98,004 |
BP ADR SPONSORED | SPONSORED ADR | 055622104 | 4,063 | 92,980 | SH | | SOLE | 0 | 49,240 | 0 | 43,740 |
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 604 | 12,666 | SH | | SOLE | 0 | 3,018 | 0 | 9,648 |
CATASYS INC COM | COM PAR | 149049504 | 3,327 | 271,850 | SH | | SOLE | 0 | 226,696 | 0 | 45,154 |
CATERPILLAR INC COM | COM | 149123101 | 248 | 1,830 | SH | | SOLE | 0 | 1,830 | 0 | 0 |
CHEVRON CORPORATION COM | COM | 166764100 | 2,049 | 16,634 | SH | | SOLE | 0 | 12,630 | 0 | 4,004 |
CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 1,015 | 19,900 | SH | | SOLE | 0 | 17,900 | 0 | 2,000 |
CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 469 | 5,900 | SH | | SOLE | 0 | 5,500 | 0 | 400 |
CITIGROUP INC COM | COM NEW | 172967424 | 3,346 | 53,750 | SH | | SOLE | 0 | 34,646 | 0 | 19,104 |
COCA-COLA CO COM | COM | 191216100 | 230 | 4,907 | SH | | SOLE | 0 | 3,400 | 0 | 1,507 |
COMCAST CORP COM CL A | CL A | 20030N101 | 695 | 17,381 | SH | | SOLE | 0 | 14,581 | 0 | 2,800 |
CONOCOPHILLIPS COM | COM | 20825C104 | 1,362 | 20,393 | SH | | SOLE | 0 | 18,100 | 0 | 2,293 |
DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,800 | 11,000 | SH | | SOLE | 0 | 7,900 | 0 | 3,100 |
DowDuPont Inc. | COM | 260543103 | 284 | 5,322 | SH | | SOLE | 0 | 3,012 | 0 | 2,310 |
EATON VANCE SHORT COM | COM | 27828V104 | 324 | 24,995 | SH | | SOLE | 0 | 15,845 | 0 | 9,150 |
EXXON MOBIL CORPORATION COM | COM | 30231G102 | 3,608 | 44,655 | SH | | SOLE | 0 | 35,140 | 0 | 9,515 |
FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 347 | 10,586 | SH | | SOLE | 0 | 0 | 0 | 10,586 |
GENERAL ELECTRIC CO COM | COM | 369604103 | 411 | 41,215 | SH | | SOLE | 0 | 3,300 | 0 | 37,915 |
Goldman Sachs Group, Inc. | COM | 38141G104 | 500 | 2,600 | SH | | SOLE | 0 | 2,600 | 0 | 0 |
HOME DEPOT INC COM | COM | 437076102 | 2,388 | 12,443 | SH | | SOLE | 0 | 6,712 | 0 | 5,731 |
INTEL CORP COM | COM | 458140100 | 1,906 | 35,450 | SH | | SOLE | 0 | 32,200 | 0 | 3,250 |
INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 790 | 5,600 | SH | | SOLE | 0 | 5,100 | 0 | 500 |
IShares Tr | 0 | 464287770 | 599 | 4,800 | SH | | SOLE | 0 | 4,800 | 0 | 0 |
ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 10,461 | 121,061 | SH | | SOLE | 0 | 120,627 | 0 | 434 |
ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 10,306 | 159,000 | SH | | SOLE | 0 | 158,700 | 0 | 300 |
ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 8,086 | 52,800 | SH | | SOLE | 0 | 52,500 | 0 | 300 |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,571 | 11,241 | SH | | SOLE | 0 | 3,600 | 0 | 7,641 |
JPMORGAN CHASE & CO. COM | COM | 46625H100 | 3,107 | 30,685 | SH | | SOLE | 0 | 21,800 | 0 | 8,885 |
KIMBERLY CLARK CORP COM | COM | 494368103 | 232 | 1,875 | SH | | SOLE | 0 | 1,100 | 0 | 775 |
Lloyds Banking Group Plc | ADR | 539439109 | 186 | 58,000 | SH | | SOLE | 0 | 58,000 | 0 | 0 |
LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,430 | 4,765 | SH | | SOLE | 0 | 4,265 | 0 | 500 |
MCDONALD'S CORPORATION COM | COM | 580135101 | 3,224 | 16,982 | SH | | SOLE | 0 | 13,500 | 0 | 3,482 |
MERCK & CO INC COM | COM | 58933Y105 | 671 | 8,069 | SH | | SOLE | 0 | 5,680 | 0 | 2,389 |
MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,568 | 61,100 | SH | | SOLE | 0 | 28,900 | 0 | 32,200 |
MICROSOFT CORP COM | COM | 594918104 | 4,475 | 37,933 | SH | | SOLE | 0 | 27,854 | 0 | 10,079 |
NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 1 | 10,000 | SH | | SOLE | 0 | 0 | 0 | 10,000 |
PEPSICO INC COM | COM | 713448108 | 1,093 | 8,900 | SH | | SOLE | 0 | 8,100 | 0 | 800 |
PFIZER INC COM | COM | 717081103 | 1,365 | 32,133 | SH | | SOLE | 0 | 22,571 | 0 | 9,562 |
PHILIP MORRIS INTL INC COM | COM | 718172109 | 367 | 4,150 | SH | | SOLE | 0 | 500 | 0 | 3,650 |
PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 331 | 2,700 | SH | | SOLE | 0 | 2,300 | 0 | 400 |
PROCTER & GAMBLE CO COM | COM | 742718109 | 2,885 | 27,732 | SH | | SOLE | 0 | 6,552 | 0 | 21,180 |
SHERWIN-WILLIAMS CO COM | COM | 824348106 | 689 | 1,600 | SH | | SOLE | 0 | 0 | 0 | 1,600 |
SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 271 | 958 | SH | | SOLE | 0 | 958 | 0 | 0 |
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 6,278 | 174,600 | SH | | SOLE | 0 | 174,000 | 0 | 600 |
SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 461 | 34,238 | SH | | SOLE | 0 | 22,835 | 0 | 11,403 |
SYSCO CORP COM | COM | 871829107 | 1,429 | 21,400 | SH | | SOLE | 0 | 19,100 | 0 | 2,300 |
TARGET CORP COM | COM | 87612E106 | 3,996 | 49,795 | SH | | SOLE | 0 | 19,375 | 0 | 30,420 |
TITAN PHARMACEUTICAL INC COM | COM | 888314507 | 24 | 13,549 | SH | | SOLE | 0 | 5,744 | 0 | 7,805 |
TRAVELERS COMPANIES INC COM | COM | 89417E109 | 224 | 1,634 | SH | | SOLE | 0 | 1,184 | 0 | 450 |
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 335 | 2,600 | SH | | SOLE | 0 | 2,000 | 0 | 600 |
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 211 | 3,563 | SH | | SOLE | 0 | 844 | 0 | 2,719 |
WALMART INC COM | COM | 931142103 | 1,520 | 15,675 | SH | | SOLE | 0 | 14,195 | 0 | 1,480 |
WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 429 | 3,866 | SH | | SOLE | 0 | 3,564 | 0 | 302 |
WELLS FARGO & COMPANY COM | COM | 949746101 | 1,594 | 33,050 | SH | | SOLE | 0 | 27,280 | 0 | 5,770 |
WisdomTree Emerging Market SmallCap Fund | EMG MKTS SMCAP | 97717W281 | 464 | 9,850 | SH | | SOLE | 0 | 9,850 | 0 | 0 |
WisdomTree International SmallCap Fund | INTL SMCAP DIV | 97717W760 | 409 | 6,216 | SH | | SOLE | 0 | 6,216 | 0 | 0 |