| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M COMPANY COM | COM | 88579Y101 | 599 | 3,642 | SH | | SOLE | 0 | 110 | 0 | 3,532 |
| ABBOTT LABORATORIES COM | COM | 002824100 | 649 | 7,925 | SH | | SOLE | 0 | 5,300 | 0 | 2,625 |
| ABBVIE INC COM | COM | 00287Y109 | 575 | 7,676 | SH | | SOLE | 0 | 5,300 | 0 | 2,376 |
| ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 668 | 80,950 | SH | | SOLE | 0 | 68,300 | 0 | 12,650 |
| ALPHATEC HLDGS INC COM | COM NEW | 02081G201 | 624 | 121,300 | SH | | SOLE | 0 | 121,300 | 0 | 0 |
| ALTRIA GROUP INC COM | COM | 02209S103 | 759 | 18,923 | SH | | SOLE | 0 | 15,800 | 0 | 3,123 |
| APPLE INC COM | COM | 037833100 | 11,080 | 50,632 | SH | | SOLE | 0 | 43,618 | 0 | 7,014 |
| ARCHER-DANIELS-MIDLAND CO COM | COM | 039483102 | 230 | 5,600 | SH | | SOLE | 0 | 4,000 | 0 | 1,600 |
| BANK OF AMERICA CORPORATION COM | COM | 060505104 | 7,308 | 248,957 | SH | | SOLE | 0 | 145,538 | 0 | 103,419 |
| BAXTER INTERNATIONAL INC COM | COM | 071813109 | 816 | 9,500 | SH | | SOLE | 0 | 9,100 | 0 | 400 |
| BB&T CORP COM | COM | 054937107 | 302 | 5,645 | SH | | SOLE | 0 | 5,100 | 0 | 545 |
| BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,495 | 12,027 | SH | | SOLE | 0 | 12,027 | 0 | 0 |
| BIOGEN INC COM | COM | 09062X103 | 350 | 1,519 | SH | | SOLE | 0 | 300 | 0 | 1,219 |
| BLACKROCK INC COM | COM | 09247X101 | 1,517 | 3,400 | SH | | SOLE | 0 | 3,400 | 0 | 0 |
| BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 3,118 | 280,455 | SH | | SOLE | 0 | 184,090 | 0 | 96,365 |
| BP ADR SPONSORED | SPONSORED ADR | 055622104 | 3,635 | 95,080 | SH | | SOLE | 0 | 53,340 | 0 | 41,740 |
| BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 621 | 12,366 | SH | | SOLE | 0 | 3,018 | 0 | 9,348 |
| CATASYS INC COM | COM PAR | 149049504 | 4,564 | 276,272 | SH | | SOLE | 0 | 228,119 | 0 | 48,153 |
| CATERPILLAR INC COM | COM | 149123101 | 232 | 1,830 | SH | | SOLE | 0 | 1,830 | 0 | 0 |
| CHEVRON CORPORATION COM | COM | 166764100 | 1,955 | 16,484 | SH | | SOLE | 0 | 12,560 | 0 | 3,924 |
| CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 1,018 | 25,000 | SH | | SOLE | 0 | 23,000 | 0 | 2,000 |
| CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 343 | 5,900 | SH | | SOLE | 0 | 5,500 | 0 | 400 |
| CITIGROUP INC COM | COM NEW | 172967424 | 3,696 | 53,202 | SH | | SOLE | 0 | 34,598 | 0 | 18,604 |
| COCA-COLA CO COM | COM | 191216100 | 267 | 4,917 | SH | | SOLE | 0 | 3,400 | 0 | 1,517 |
| COMCAST CORP COM CL A | CL A | 20030N101 | 776 | 17,296 | SH | | SOLE | 0 | 14,496 | 0 | 2,800 |
| CONOCOPHILLIPS COM | COM | 20825C104 | 1,181 | 20,393 | SH | | SOLE | 0 | 18,100 | 0 | 2,293 |
| DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,788 | 11,000 | SH | | SOLE | 0 | 7,900 | 0 | 3,100 |
| EATON VANCE SHORT COM | COM | 27828V104 | 205 | 15,595 | SH | | SOLE | 0 | 8,245 | 0 | 7,350 |
| EXXON MOBIL CORPORATION COM | COM | 30231G102 | 3,362 | 47,041 | SH | | SOLE | 0 | 38,040 | 0 | 9,001 |
| FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 330 | 10,586 | SH | | SOLE | 0 | 0 | 0 | 10,586 |
| GENERAL ELECTRIC CO COM | COM | 369604103 | 242 | 26,815 | SH | | SOLE | 0 | 500 | 0 | 26,315 |
| Goldman Sachs Group, Inc. | COM | 38141G104 | 543 | 2,600 | SH | | SOLE | 0 | 2,600 | 0 | 0 |
| HOME DEPOT INC COM | COM | 437076102 | 2,837 | 12,343 | SH | | SOLE | 0 | 6,612 | 0 | 5,731 |
| INTEL CORP COM | COM | 458140100 | 1,803 | 35,450 | SH | | SOLE | 0 | 32,200 | 0 | 3,250 |
| INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 803 | 5,600 | SH | | SOLE | 0 | 5,100 | 0 | 500 |
| IShares Tr | 0 | 464287770 | 657 | 4,800 | SH | | SOLE | 0 | 4,800 | 0 | 0 |
| ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 10,545 | 121,061 | SH | | SOLE | 0 | 120,627 | 0 | 434 |
| ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 10,767 | 165,500 | SH | | SOLE | 0 | 165,200 | 0 | 300 |
| ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 8,980 | 59,300 | SH | | SOLE | 0 | 59,000 | 0 | 300 |
| JOHNSON & JOHNSON COM | COM | 478160104 | 1,433 | 11,141 | SH | | SOLE | 0 | 3,500 | 0 | 7,641 |
| JPMORGAN CHASE & CO. COM | COM | 46625H100 | 3,614 | 30,685 | SH | | SOLE | 0 | 21,800 | 0 | 8,885 |
| KIMBERLY CLARK CORP COM | COM | 494368103 | 266 | 1,875 | SH | | SOLE | 0 | 1,100 | 0 | 775 |
| Lloyds Banking Group Plc | ADR | 539439109 | 154 | 58,000 | SH | | SOLE | 0 | 58,000 | 0 | 0 |
| LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,849 | 4,765 | SH | | SOLE | 0 | 4,265 | 0 | 500 |
| MCDONALD'S CORPORATION COM | COM | 580135101 | 3,620 | 16,982 | SH | | SOLE | 0 | 13,500 | 0 | 3,482 |
| MERCK & CO INC COM | COM | 58933Y105 | 669 | 8,069 | SH | | SOLE | 0 | 5,680 | 0 | 2,389 |
| MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,593 | 58,400 | SH | | SOLE | 0 | 28,000 | 0 | 30,400 |
| MICROSOFT CORP COM | COM | 594918104 | 4,541 | 32,933 | SH | | SOLE | 0 | 22,854 | 0 | 10,079 |
| NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 1 | 10,000 | SH | | SOLE | 0 | 0 | 0 | 10,000 |
| Occidental Petroleum Corp | COM | 674599105 | 361 | 8,000 | SH | | SOLE | 0 | 8,000 | 0 | 0 |
| PEPSICO INC COM | COM | 713448108 | 1,209 | 8,900 | SH | | SOLE | 0 | 8,100 | 0 | 800 |
| PFIZER INC COM | COM | 717081103 | 1,142 | 31,523 | SH | | SOLE | 0 | 22,571 | 0 | 8,952 |
| PHILIP MORRIS INTL INC COM | COM | 718172109 | 267 | 3,550 | SH | | SOLE | 0 | 400 | 0 | 3,150 |
| PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 365 | 2,600 | SH | | SOLE | 0 | 2,300 | 0 | 300 |
| PROCTER & GAMBLE CO COM | COM | 742718109 | 3,231 | 25,934 | SH | | SOLE | 0 | 6,552 | 0 | 19,382 |
| SCOTTS MIRACLE-GRO COMPANY COM CL A | CL A | 810186106 | 308 | 3,100 | SH | | SOLE | 0 | 3,100 | 0 | 0 |
| SHERWIN-WILLIAMS CO COM | COM | 824348106 | 871 | 1,600 | SH | | SOLE | 0 | 0 | 0 | 1,600 |
| SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 283 | 958 | SH | | SOLE | 0 | 958 | 0 | 0 |
| SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 6,653 | 61,200 | SH | | SOLE | 0 | 61,000 | 0 | 200 |
| SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 382 | 27,036 | SH | | SOLE | 0 | 22,485 | 0 | 4,551 |
| SYSCO CORP COM | COM | 871829107 | 1,688 | 21,400 | SH | | SOLE | 0 | 19,100 | 0 | 2,300 |
| TARGET CORP COM | COM | 87612E106 | 5,305 | 49,995 | SH | | SOLE | 0 | 19,575 | 0 | 30,420 |
| TITAN PHARMACEUTICAL INC COM | COM | 888314507 | 3 | 10,715 | SH | | SOLE | 0 | 4,208 | 0 | 6,507 |
| TRAVELERS COMPANIES INC COM | COM | 89417E109 | 242 | 1,634 | SH | | SOLE | 0 | 1,184 | 0 | 450 |
| UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 355 | 2,600 | SH | | SOLE | 0 | 2,000 | 0 | 600 |
| VERIZON COMMUNICATIONS COM | COM | 92343V104 | 215 | 3,563 | SH | | SOLE | 0 | 844 | 0 | 2,719 |
| WALMART INC COM | COM | 931142103 | 1,857 | 15,675 | SH | | SOLE | 0 | 14,195 | 0 | 1,480 |
| WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 502 | 3,866 | SH | | SOLE | 0 | 3,564 | 0 | 302 |
| WELLS FARGO & COMPANY COM | COM | 949746101 | 2,561 | 50,420 | SH | | SOLE | 0 | 44,350 | 0 | 6,070 |
| WisdomTree TR | EMG MKTS SMCAP | 97717W281 | 435 | 9,850 | SH | | SOLE | 0 | 9,850 | 0 | 0 |
| WisdomTree TR | INTL SMCAP DIV | 97717W760 | 413 | 6,516 | SH | | SOLE | 0 | 6,516 | 0 | 0 |
