| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APPLE INC COM | COM | 037833100 | 14,802 | 50,417 | SH | | SOLE | 0 | 43,618 | 0 | 6,799 |
| ARCHER-DANIELS-MIDLAND CO COM | COM | 039483102 | 260 | 5,600 | SH | | SOLE | 0 | 4,000 | 0 | 1,600 |
| ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 770 | 86,450 | SH | | SOLE | 0 | 73,800 | 0 | 12,650 |
| ALPHATEC HLDGS INC COM | COM NEW | 02081G201 | 860 | 121,300 | SH | | SOLE | 0 | 121,300 | 0 | 0 |
| Alibaba Group Holding Limited | ADR | 01609W102 | 212 | 1,000 | SH | | SOLE | 0 | 1,000 | 0 | 0 |
| BANK OF AMERICA CORPORATION COM | COM | 060505104 | 8,742 | 248,260 | SH | | SOLE | 0 | 145,541 | 0 | 102,719 |
| BAXTER INTERNATIONAL INC COM | COM | 071813109 | 794 | 9,500 | SH | | SOLE | 0 | 9,100 | 0 | 400 |
| BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 3,203 | 271,705 | SH | | SOLE | 0 | 184,090 | 0 | 87,615 |
| BIOGEN INC COM | COM | 09062X103 | 451 | 1,519 | SH | | SOLE | 0 | 300 | 0 | 1,219 |
| BLACKROCK INC COM | COM | 09247X101 | 1,708 | 3,400 | SH | | SOLE | 0 | 3,400 | 0 | 0 |
| BP ADR SPONSORED | SPONSORED ADR | 055622104 | 3,571 | 94,630 | SH | | SOLE | 0 | 53,240 | 0 | 41,390 |
| BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 3,884 | 12,027 | SH | | SOLE | 0 | 12,027 | 0 | 0 |
| CITIGROUP INC COM | COM NEW | 172967424 | 4,242 | 53,092 | SH | | SOLE | 0 | 34,548 | 0 | 18,544 |
| CATASYS INC COM | COM PAR | 149049504 | 4,554 | 278,972 | SH | | SOLE | 0 | 231,219 | 0 | 47,753 |
| CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 1,141 | 27,000 | SH | | SOLE | 0 | 25,000 | 0 | 2,000 |
| COMCAST CORP COM CL A | CL A | 20030N101 | 769 | 17,096 | SH | | SOLE | 0 | 14,496 | 0 | 2,600 |
| CONOCOPHILLIPS COM | COM | 20825C104 | 1,326 | 20,393 | SH | | SOLE | 0 | 18,100 | 0 | 2,293 |
| CHEVRON CORPORATION COM | COM | 166764100 | 1,972 | 16,364 | SH | | SOLE | 0 | 12,560 | 0 | 3,804 |
| DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,852 | 11,000 | SH | | SOLE | 0 | 7,900 | 0 | 3,100 |
| ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 11,568 | 166,500 | SH | | SOLE | 0 | 166,200 | 0 | 300 |
| Fortress Transportation and Infrastructure Investors LLC | Com | 34960P101 | 332 | 17,000 | SH | | SOLE | 0 | 17,000 | 0 | 0 |
| Goldman Sachs Group, Inc. | COM | 38141G104 | 597 | 2,600 | SH | | SOLE | 0 | 2,600 | 0 | 0 |
| INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 925 | 6,900 | SH | | SOLE | 0 | 6,400 | 0 | 500 |
| INTEL CORP COM | COM | 458140100 | 2,122 | 35,450 | SH | | SOLE | 0 | 32,200 | 0 | 3,250 |
| IShares Tr | 0 | 464287770 | 729 | 4,800 | SH | | SOLE | 0 | 4,800 | 0 | 0 |
| JPMORGAN CHASE & CO. COM | COM | 46625H100 | 4,277 | 30,685 | SH | | SOLE | 0 | 21,800 | 0 | 8,885 |
| LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,854 | 4,765 | SH | | SOLE | 0 | 4,265 | 0 | 500 |
| Lloyds Banking Group Plc | ADR | 539439109 | 192 | 58,000 | SH | | SOLE | 0 | 58,000 | 0 | 0 |
| MCDONALD'S CORPORATION COM | COM | 580135101 | 3,356 | 16,982 | SH | | SOLE | 0 | 13,500 | 0 | 3,482 |
| ALTRIA GROUP INC COM | COM | 02209S103 | 2,561 | 51,323 | SH | | SOLE | 0 | 46,600 | 0 | 4,723 |
| MICROSOFT CORP COM | COM | 594918104 | 5,175 | 32,832 | SH | | SOLE | 0 | 22,854 | 0 | 9,978 |
| Occidental Petroleum Corp | COM | 674599105 | 1,132 | 27,500 | SH | | SOLE | 0 | 26,000 | 0 | 1,500 |
| PEPSICO INC COM | COM | 713448108 | 1,216 | 8,900 | SH | | SOLE | 0 | 8,100 | 0 | 800 |
| PFIZER INC COM | COM | 717081103 | 1,227 | 31,323 | SH | | SOLE | 0 | 22,571 | 0 | 8,752 |
| PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 415 | 2,600 | SH | | SOLE | 0 | 2,300 | 0 | 300 |
| SCOTTS MIRACLE-GRO COMPANY COM CL A | CL A | 810186106 | 542 | 5,100 | SH | | SOLE | 0 | 5,100 | 0 | 0 |
| CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 355 | 5,900 | SH | | SOLE | 0 | 5,500 | 0 | 400 |
| SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 208 | 14,151 | SH | | SOLE | 0 | 10,000 | 0 | 4,151 |
| SKYWORKS SOLUTIONS INC COM | COM | 83088M102 | 241 | 2,000 | SH | | SOLE | 0 | 2,000 | 0 | 0 |
| SYSCO CORP COM | COM | 871829107 | 1,829 | 21,400 | SH | | SOLE | 0 | 19,100 | 0 | 2,300 |
| Truist Financial Corporation | Com | 89832Q109 | 316 | 5,610 | SH | | SOLE | 0 | 5,100 | 0 | 510 |
| TARGET CORP COM | COM | 87612E106 | 5,897 | 45,995 | SH | | SOLE | 0 | 15,575 | 0 | 30,420 |
| WELLS FARGO & COMPANY COM | COM | 949746101 | 2,744 | 51,020 | SH | | SOLE | 0 | 44,350 | 0 | 6,670 |
| WALMART INC COM | COM | 931142103 | 1,862 | 15,675 | SH | | SOLE | 0 | 14,195 | 0 | 1,480 |
| EXXON MOBIL CORPORATION COM | COM | 30231G102 | 3,218 | 46,129 | SH | | SOLE | 0 | 37,209 | 0 | 8,920 |
| COCA-COLA CO COM | COM | 191216100 | 272 | 4,917 | SH | | SOLE | 0 | 3,400 | 0 | 1,517 |
| PROCTER & GAMBLE CO COM | COM | 742718109 | 4,026 | 32,236 | SH | | SOLE | 0 | 6,552 | 0 | 25,684 |
| GENERAL ELECTRIC CO COM | COM | 369604103 | 269 | 24,115 | SH | | SOLE | 0 | 500 | 0 | 23,615 |
| Cronos Group Inc. | Com | 22717L101 | 193 | 25,000 | SH | | SOLE | 0 | 25,000 | 0 | 0 |
| Cytosorbents Corporation | Com | 23283X206 | 115 | 30,000 | SH | | SOLE | 0 | 30,000 | 0 | 0 |
| Hill International, Inc. | Com | 431466101 | 33 | 10,000 | SH | | SOLE | 0 | 10,000 | 0 | 0 |
| ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 9,838 | 59,300 | SH | | SOLE | 0 | 59,000 | 0 | 300 |
| WisdomTree TR | EMG MKTS SMCAP | 97717W281 | 495 | 10,350 | SH | | SOLE | 0 | 10,350 | 0 | 0 |
| WisdomTree TR | INTL SMCAP DIV | 97717W760 | 485 | 6,816 | SH | | SOLE | 0 | 6,816 | 0 | 0 |
| ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 10,645 | 121,016 | SH | | SOLE | 0 | 120,582 | 0 | 434 |
| SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 6,813 | 62,200 | SH | | SOLE | 0 | 62,000 | 0 | 200 |
| MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 1,777 | 53,400 | SH | | SOLE | 0 | 23,000 | 0 | 30,400 |
| WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 559 | 3,866 | SH | | SOLE | 0 | 3,564 | 0 | 302 |
| HOME DEPOT INC COM | COM | 437076102 | 2,674 | 12,243 | SH | | SOLE | 0 | 6,612 | 0 | 5,631 |
| ABBOTT LABORATORIES COM | COM | 002824100 | 688 | 7,925 | SH | | SOLE | 0 | 5,300 | 0 | 2,625 |
| ABBVIE INC COM | COM | 00287Y109 | 680 | 7,676 | SH | | SOLE | 0 | 5,300 | 0 | 2,376 |
| JOHNSON & JOHNSON COM | COM | 478160104 | 1,625 | 11,141 | SH | | SOLE | 0 | 3,500 | 0 | 7,641 |
| KIMBERLY CLARK CORP COM | COM | 494368103 | 258 | 1,875 | SH | | SOLE | 0 | 1,100 | 0 | 775 |
| MERCK & CO INC COM | COM | 58933Y105 | 734 | 8,069 | SH | | SOLE | 0 | 5,680 | 0 | 2,389 |
| PHILIP MORRIS INTL INC COM | COM | 718172109 | 302 | 3,550 | SH | | SOLE | 0 | 400 | 0 | 3,150 |
| TRAVELERS COMPANIES INC COM | COM | 89417E109 | 224 | 1,634 | SH | | SOLE | 0 | 1,184 | 0 | 450 |
| BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 807 | 12,566 | SH | | SOLE | 0 | 3,018 | 0 | 9,548 |
| VERIZON COMMUNICATIONS COM | COM | 92343V104 | 219 | 3,563 | SH | | SOLE | 0 | 844 | 0 | 2,719 |
| 3M COMPANY COM | COM | 88579Y101 | 643 | 3,642 | SH | | SOLE | 0 | 110 | 0 | 3,532 |
| UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 389 | 2,600 | SH | | SOLE | 0 | 2,000 | 0 | 600 |
| EATON VANCE SHORT COM | COM | 27828V104 | 201 | 14,895 | SH | | SOLE | 0 | 7,545 | 0 | 7,350 |
| FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 355 | 10,586 | SH | | SOLE | 0 | 0 | 0 | 10,586 |
| CATERPILLAR INC COM | COM | 149123101 | 270 | 1,830 | SH | | SOLE | 0 | 1,830 | 0 | 0 |
| NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 0 | 10,000 | SH | | SOLE | 0 | 0 | 0 | 10,000 |
| SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 308 | 958 | SH | | SOLE | 0 | 958 | 0 | 0 |
| SHERWIN-WILLIAMS CO COM | COM | 824348106 | 934 | 1,600 | SH | | SOLE | 0 | 0 | 0 | 1,600 |
