COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CATASYS INC COM | COM PAR | 149049504 | 840 | 182,585 | SH | | SOLE | | 143,364 | 0 | 39,221 |
APPLE INC COM | COM | 037833100 | 8,493 | 50,444 | SH | | SOLE | | 43,754 | 0 | 6,690 |
ABERDEEN TOTAL DYNAMIC DIVID F COM SH BEN INT | COM SH BEN INT | 00326L100 | 1,172 | 132,356 | SH | | SOLE | | 98,800 | 0 | 33,556 |
BANK OF AMERICA CORPORATION COM | COM | 060505104 | 7,960 | 269,639 | SH | | SOLE | | 144,342 | 0 | 125,297 |
BAXTER INTERNATIONAL INC COM | COM | 071813109 | 617 | 9,500 | SH | | SOLE | | 9,100 | 0 | 400 |
BB&T CORP COM | COM | 054937107 | 291 | 5,645 | SH | | SOLE | | 5,100 | 0 | 545 |
BOULDER GROWTH & INCOME FUND COM | COM | 101507101 | 3,123 | 295,399 | SH | | SOLE | | 187,750 | 0 | 107,649 |
BIOGEN INC COM | COM | 09062X103 | 403 | 1,519 | SH | | SOLE | | 300 | 0 | 1,219 |
BLACKROCK INC COM | COM | 09247X101 | 1,862 | 3,500 | SH | | SOLE | | 3,400 | 0 | 100 |
BP ADR SPONSORED | SPONSORED ADR | 055622104 | 3,868 | 96,795 | SH | | SOLE | | 50,140 | 0 | 46,655 |
BERKSHIRE HATHAWAY INC COM CL B | CL B NEW | 084670702 | 2,346 | 11,956 | SH | | SOLE | | 11,956 | 0 | 0 |
CITIGROUP INC COM | COM NEW | 172967424 | 4,537 | 66,450 | SH | | SOLE | | 38,846 | 0 | 27,604 |
CHINA MOBILE LTD ADR SPONSORED | SPONSORED ADR | 16941M109 | 544 | 11,900 | SH | | SOLE | | 9,900 | 0 | 2,000 |
COMCAST CORP COM CL A | CL A | 20030N101 | 594 | 17,992 | SH | | SOLE | | 14,592 | 0 | 3,400 |
CONOCOPHILLIPS COM | COM | 20825C104 | 1,200 | 20,293 | SH | | SOLE | | 18,100 | 0 | 2,193 |
CHEVRON CORPORATION COM | COM | 166764100 | 1,925 | 16,794 | SH | | SOLE | | 12,640 | 0 | 4,154 |
DIAGEO ADR SPONSORED | SPON ADR NEW | 25243Q205 | 1,514 | 11,380 | SH | | SOLE | | 7,900 | 0 | 3,480 |
ISHARES TRUST MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 9,759 | 142,200 | SH | | SOLE | | 141,700 | 0 | 500 |
GENERAL ELECTRIC CO COM | COM | 369604103 | 1,189 | 88,425 | SH | | SOLE | | 36,735 | 0 | 51,690 |
Goldman Sachs Group, Inc. | COM | 38141G104 | 667 | 2,700 | SH | | SOLE | | 2,700 | 0 | 0 |
INTERNATIONAL BUS MACH CORP COM | COM | 459200101 | 912 | 6,000 | SH | | SOLE | | 5,500 | 0 | 500 |
INTEL CORP COM | COM | 458140100 | 1,704 | 33,350 | SH | | SOLE | | 30,200 | 0 | 3,150 |
IShares Tr | 0 | 464287770 | 618 | 4,800 | SH | | SOLE | | 4,800 | 0 | 0 |
JPMORGAN CHASE & CO. COM | COM | 46625H100 | 3,341 | 30,880 | SH | | SOLE | | 22,000 | 0 | 8,880 |
LOCKHEED MARTIN CORP COM | COM | 539830109 | 1,611 | 4,759 | SH | | SOLE | | 4,315 | 0 | 444 |
Lloyds Banking Group Plc | ADR | 539439109 | 214 | 58,000 | SH | | SOLE | | 58,000 | 0 | 0 |
MCDONALD'S CORPORATION COM | COM | 580135101 | 2,706 | 17,182 | SH | | SOLE | | 13,500 | 0 | 3,682 |
MGM RESORTS INTERNATIONAL COM | COM | 552953101 | 2,280 | 65,400 | SH | | SOLE | | 29,900 | 0 | 35,500 |
ALTRIA GROUP INC COM | COM | 02209S103 | 1,193 | 19,685 | SH | | SOLE | | 15,900 | 0 | 3,785 |
MICROSOFT CORP COM | COM | 594918104 | 3,353 | 37,433 | SH | | SOLE | | 27,554 | 0 | 9,879 |
PEPSICO INC COM | COM | 713448108 | 959 | 8,900 | SH | | SOLE | | 8,100 | 0 | 800 |
PFIZER INC COM | COM | 717081103 | 1,163 | 33,213 | SH | | SOLE | | 22,651 | 0 | 10,562 |
PNC FINANCIAL SERVICES GROUP COM | COM | 693475105 | 418 | 2,800 | SH | | SOLE | | 2,300 | 0 | 500 |
CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | SPON ADR H SHS | 16941R108 | 509 | 5,900 | SH | | SOLE | | 5,500 | 0 | 400 |
SPECIAL OPPORTUNITIES FUND INC COM | COM | 84741T104 | 826 | 56,484 | SH | | SOLE | | 40,680 | 0 | 15,804 |
SYSCO CORP COM | COM | 871829107 | 1,300 | 21,900 | SH | | SOLE | | 19,100 | 0 | 2,800 |
TARGET CORP COM | COM | 87612E106 | 3,413 | 49,795 | SH | | SOLE | | 19,375 | 0 | 30,420 |
TITAN PHARMACEUTICAL INC COM | COM | 888314507 | 141 | 136,275 | SH | | SOLE | | 86,170 | 0 | 50,105 |
WELLS FARGO & COMPANY COM | COM | 949746101 | 1,648 | 32,250 | SH | | SOLE | | 26,480 | 0 | 5,770 |
EXXON MOBIL CORPORATION COM | COM | 30231G102 | 3,292 | 44,666 | SH | | SOLE | | 33,740 | 0 | 10,926 |
VIRTUS TOTAL RETURN FUND INC COM | COM | 92837G100 | 497 | 45,328 | SH | | SOLE | | 27,871 | 0 | 17,457 |
HONEYWELL INTERNATIONAL INC COM | COM | 438516106 | 206 | 1,424 | SH | | SOLE | | 1,000 | 0 | 424 |
COCA-COLA CO COM | COM | 191216100 | 210 | 4,907 | SH | | SOLE | | 3,400 | 0 | 1,507 |
PROCTER & GAMBLE CO COM | COM | 742718109 | 2,190 | 28,150 | SH | | SOLE | | 6,552 | 0 | 21,598 |
ISHARES TRUST RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 6,153 | 40,900 | SH | | SOLE | | 40,500 | 0 | 400 |
WisdomTree TR | EMG MKTS SMCAP | 97717W281 | 421 | 7,900 | SH | | SOLE | | 7,900 | 0 | 0 |
WisdomTree TR | INTL SMCAP DIV | 97717W760 | 402 | 5,306 | SH | | SOLE | | 5,306 | 0 | 0 |
ISHARES TRUST IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 10,985 | 128,645 | SH | | SOLE | | 127,627 | 0 | 1,018 |
SPDR SERIES TRUST BLOOMBERG BRCLYS ETF | BLOOMBERG BRCLYS | 78468R622 | 5,104 | 142,600 | SH | | SOLE | | 142,000 | 0 | 600 |
KIMBERLY CLARK CORP COM | COM | 494368103 | 202 | 1,875 | SH | | SOLE | | 1,100 | 0 | 775 |
MERCK & CO INC COM | COM | 58933Y105 | 450 | 8,369 | SH | | SOLE | | 5,680 | 0 | 2,689 |
3M COMPANY COM | COM | 88579Y101 | 786 | 3,642 | SH | | SOLE | | 110 | 0 | 3,532 |
PHILIP MORRIS INTL INC COM | COM | 718172109 | 412 | 4,257 | SH | | SOLE | | 600 | 0 | 3,657 |
SHERWIN-WILLIAMS CO COM | COM | 824348106 | 625 | 1,600 | SH | | SOLE | | 0 | 0 | 1,600 |
AT&T INC COM | COM | 00206R102 | 259 | 7,432 | SH | | SOLE | | 264 | 0 | 7,168 |
WALMART INC COM | COM | 931142103 | 376 | 4,375 | SH | | SOLE | | 2,995 | 0 | 1,380 |
ABBOTT LABORATORIES COM | COM | 002824100 | 496 | 8,225 | SH | | SOLE | | 5,500 | 0 | 2,725 |
SOUTHERN COPPER CORPORATION COM | COM | 84265V105 | 278 | 5,203 | SH | | SOLE | | 0 | 0 | 5,203 |
WALT DISNEY COMPANY (THE) COM | COM DISNEY | 254687106 | 376 | 3,785 | SH | | SOLE | | 3,459 | 0 | 326 |
HOME DEPOT INC COM | COM | 437076102 | 2,147 | 12,291 | SH | | SOLE | | 6,600 | 0 | 5,691 |
ABBVIE INC COM | COM | 00287Y109 | 706 | 7,676 | SH | | SOLE | | 5,300 | 0 | 2,376 |
DowDuPont Inc. | COM | 260543103 | 339 | 5,322 | SH | | SOLE | | 3,012 | 0 | 2,310 |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,430 | 11,241 | SH | | SOLE | | 3,600 | 0 | 7,641 |
TRAVELERS COMPANIES INC COM | COM | 89417E109 | 223 | 1,634 | SH | | SOLE | | 1,184 | 0 | 450 |
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 795 | 12,732 | SH | | SOLE | | 3,018 | 0 | 9,714 |
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 326 | 2,600 | SH | | SOLE | | 2,000 | 0 | 600 |
EATON VANCE SHORT COM | COM | 27828V104 | 441 | 32,805 | SH | | SOLE | | 23,145 | 0 | 9,660 |
FLEXSHARES TRUST MORNSTAR UPSTR ETF | MORNSTAR UPSTR | 33939L407 | 342 | 10,586 | SH | | SOLE | | 0 | 0 | 10,586 |
CATERPILLAR INC COM | COM | 149123101 | 269 | 1,830 | SH | | SOLE | | 1,830 | 0 | 0 |
SPDR S&P500 ETF TRUST TR UNIT ETF | TR UNIT | 78462F103 | 250 | 958 | SH | | SOLE | | 958 | 0 | 0 |
NORTHSIGHT CAPITAL INC COM | 0 | 66702Q203 | 0 | 10,000 | SH | | SOLE | | 0 | 0 | 10,000 |
TESLA INC | COM | 88160r101 | 5 | 100 | SH | Put | SOLE | | 0 | 0 | 0 |
SPDR S&P 500 ETF TRUST | LARGE BLEND EQUTY ETF | 78462F103 | 316 | 1,200 | SH | Put | SOLE | | 0 | 0 | 0 |