Hansal N. Patel Form 3 TIMKEN / Hansal N. Patel ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Patel Hansal N.

(Last) (First) (Middle)

4500 MT. PLEASANT ST. NW

(Street)

NORTH CANTON OH 44720

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/12/2019

3. Issuer Name and Ticker or Trading Symbol
TIMKEN CO [ TKR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP, GC, and Secretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,154	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	02/11/2017(1)	02/11/2026	Common Stock	1,105	27.75	D
Employee Stock Option (right to buy)	02/13/2018(1)	02/13/2027	Common Stock	1,200	45.35	D
Employee Stock Option (right to buy)	02/12/2019(1)	02/12/2028	Common Stock	1,750	44.65	D
Employee Stock Option (right to buy)	02/12/2020(1)	02/12/2029	Common Stock	3,870	42.6	D
Restricted Share Unit	(2)	02/11/2020	Common Stock	153	0.0	D
Restricted Share Unit	(3)	02/13/2021	Common Stock	125	0.0	D
Restricted Share Unit	(4)	02/12/2022	Common Stock	225	0.0	D
Restricted Share Unit	(5)	02/12/2023	Common Stock	590	0.0	D
Restricted Share Unit	(6)	12/31/2019	Common Stock	630	0.0	D
Restricted Share Unit	(7)	12/31/2020	Common Stock	680	0.0	D
Restricted Share Unit	(8)	12/31/2021	Common Stock	1,460	0.0	D

Explanation of Responses:

1. Options become exercisable in annual 25% increments from the date of grant.

2. Remaining restricted share units from February 11, 2016 grant of 610 time based restricted share units that vest 25% per year.

3. Remaining restricted share units from February 13, 2017 grant of 250 time based restricted share units that vest 25% per year.

4. Remaining restricted share units from February 12, 2018 grant of 300 time based restricted share units that vest 25% per year.

5. February 12, 2019 grant of 590 time based restricted share units that vest 25% per year.

6. Performance based restricted share units subject to certain performance criteria between January 1, 2017 and December 31, 2019.

7. Performance based restricted share units subject to certain performance criteria between January 1, 2018 and December 31, 2020.

8. Performance based restricted share units subject to certain performance criteria between January 1, 2019 and December 31, 2021.

Remarks:

	/s/ Hansal N. Patel	11/12/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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