Graham Gary John Form 4 SOBR Safe / Gary John Graham ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Graham Gary John

(Last) (First) (Middle)

6400 S. FIDDLERS GREEN CIRCLE

SUITE 525

(Street)

GREENWOOD VILLAGE CO 80111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SOBR Safe, Inc. [ SOBR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/07/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/07/2020		P		3,103,028	A	$1,551,514(1)	15,103,028	I	IDTEC, LLC
Common Stock	12/15/2020		P		2,743,169	A	(2)	17,846,197	I	SOBR SAFE, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Convertible Promissory Note	$0.5	12/07/2020		C			0(3)	06/05/2020	(4)	Common Stock	3,103,028	$0	0	I	IDTEC, LLC
8% Series A-1 Preferred Stock	$1	12/15/2020		C			0(5)	12/12/2019	12/22/2029	Common Stock	2,743,169	(6)	0	I	SOBR SAFE, LLC

Explanation of Responses:

1. Shares were issued to IDTEC, LLC upon conversion of an aggregate of $1,551,514 in principal and interest owed to IDTEC, LLC under a convertible promissory note. The Reporting Person is the Manager of a limited liability company that is the Manager of IDTEC, LLC.

2. Shares were issued to SOBR Safe, LLC upon the conversion of the Issuer's 8% Series A-1 Convertible Preferred Stock owned by SOBR Safe, LLC, plus accrued dividends owed through the date of conversion. The Reporting Person is the Manager of a limited liability company that is the Manager of SOBR Safe, LLC.

3. IDTEC, LLC converted the principal and interest owed to it under that certain SOBR Safe, Inc. Convertible Promissory Note dated June 6, 2020 into 3,103,028 shares of the Issuer's common stock. The Reporting Person is the Manager of a limited liability company that is the Manager of IDTEC, LLC.

4. The promissory note did not have an expiration date.

5. SOBR Safe, LLC converted its shares of 8% Series A-1 Convertible Preferred Stock, and accrued dividends, into 2,743,169 shares of the Issuer's common stock. The Reporting Person is the Manager of a limited liability company that is the Manager of SOBR Safe, LLC.

6. SOBR Safe, LLC acquired the 8% Series A-1 Preferred Stock in exchange for $2,700,000.

	/s/ Gary Graham	12/31/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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