Southern California Bancorp (BCAL) Form 3 Southern California Bancorp \ CA / THOMAS J DOLAN ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

DOLAN THOMAS J

(Last) (First) (Middle)

C/O SOUTHERN CALIFORNIA BANCORP 355

S. GRAND AVE STE 1200

(Street)

LOS ANGELES CA 90071

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/10/2023

3. Issuer Name and Ticker or Trading Symbol
Southern California Bancorp \ CA [ BCAL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP / Bancorp CFO/ COO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	197,615	I	THOMAS G DOLAN LIVING TRUST DATED 8/9/2016
Common Stock	49,798(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 53,163 restricted stock units ("RSUs"), granted to the Reporting Person as follows: (A) On March 1, 2023, the Reporting Person was granted RSUs representing 12,353 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2024; (B) On May 5, 2022, the Reporting Person was granted RSUs, of which 3,365 shares remain to be issued upon vesting and will vest on May 5, 2024; (C) On March 4, 2022, Reporting Person was granted RSUs of which 5,845 shares remain to be issued upon vesting and will vest on March 4, 2024; and (D) On October 26, 2020, the Reporting Person was granted RSUs representing 28,235 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on December 1, 2024.

	Manisha Merchant, by POA for Thomas Dolan	05/10/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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