The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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0001796350 |
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Name of Issuer | |||||||||||||||
Blackstone Total Alternatives Solution VI L.P. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Blackstone Total Alternatives Solution VI L.P. | |||
Street Address 1 | Street Address 2 | ||
345 PARK AVENUE | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
NEW YORK | NEW YORK | 10154 | 212-583-5000 |
3. Related Persons
Last Name | First Name | Middle Name |
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Blackstone Total Alternatives Solution Associates VI L.P. | n/a | |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
The General Partner of the Issuer (the "GP")Last Name | First Name | Middle Name |
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BTAS Associates-NQ L.L.C. | n/a | |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
The General Partner of the GPLast Name | First Name | Middle Name |
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Finley | John | G. |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Executive Officer of the General Partner of the GPLast Name | First Name | Middle Name |
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Iverson | Jeffrey | C. |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Executive Officer of the General Partner of the GPLast Name | First Name | Middle Name |
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Skurbe | Matthew | |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Executive Officer of the General Partner of the GPLast Name | First Name | Middle Name |
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Solotar | Joan | |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Executive Officer of the General Partner of the GPLast Name | First Name | Middle Name |
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Myers | Todd | |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Executive Officer of the General Partner of the GPLast Name | First Name | Middle Name |
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Kim | Lydia | |
Street Address 1 | Street Address 2 | |
345 Park Avenue | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10154 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Executive Officer of the General Partner of the GP4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
X | Rule 506(b) | ||
Rule 506(c) | |||
Securities Act Section 4(a)(5) |
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7. Type of Filing
X | New Notice | Date of First Sale | X | First Sale Yet to Occur | ||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | X | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | ||||||
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Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | ||||||
Street Address 1 | Street Address 2 | ||||||
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One Bryant Park | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10036 | |||||
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Recipient |
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iCapital Securities, LLC | 171061 | ||||||
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iCapital Securities, LLC | 171061 | ||||||
Street Address 1 | Street Address 2 | ||||||
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60 East 42nd Street | 26th Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10165 | |||||
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Recipient |
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Noah Holdings (Hong Kong) Ltd | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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189 Des Voeux Road Central | Room 903-4 Ki Po Chun Chambers | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hong Kong | HONG KONG | - | |||||
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Recipient |
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Raymond James & Associates, Inc. | 705 | ||||||
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Raymond James & Associates, Inc. | 705 | ||||||
Street Address 1 | Street Address 2 | ||||||
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880 Carillon Parkway | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
St. Peterburg | FLORIDA | 33716 | |||||
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Recipient |
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Raymond James Financial Services, Inc. | 6694 | ||||||
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Raymond James Financial Services, Inc. | 6694 | ||||||
Street Address 1 | Street Address 2 | ||||||
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880 Carillon Parkway | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
St. Peterburg | FLORIDA | 33716 | |||||
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Recipient |
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Cetera Advisors LLC | 10299 | ||||||
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Cetera Advisors LLC | 10299 | ||||||
Street Address 1 | Street Address 2 | ||||||
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4600 South Syracuse Street | Suite 600 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Denver | COLORADO | 80237 | |||||
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Recipient |
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Cetera Advisor Networks LLC | 13572 | ||||||
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Cetera Advisor Networs LLC | 13572 | ||||||
Street Address 1 | Street Address 2 | ||||||
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200 N Pacific Cost Hwy | Suite 1300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
El Segundo | CALIFORNIA | 90245 | |||||
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Recipient |
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Cetera Financial Specialist LLC | 10358 | ||||||
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Cetera Financial Specialist LLC | 10358 | ||||||
Street Address 1 | Street Address 2 | ||||||
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200 North Martingale Road | Seventh Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Schumburg | ILLINOIS | 60173 | |||||
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Recipient |
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Cetera Investment Services LLC | 15340 | ||||||
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Cetera Investment Services LLC | 15340 | ||||||
Street Address 1 | Street Address 2 | ||||||
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400 First Street South | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
St. Cloud | MINNESOTA | 56302 | |||||
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Recipient |
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First Allied Securities, Inc. | 32444 | ||||||
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First Allied Securities, Inc. | 32444 | ||||||
Street Address 1 | Street Address 2 | ||||||
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655 West Broadway | 12th Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Diego | CALIFORNIA | 92101 | |||||
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Recipient |
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DFPG Investments, LLC | 155576 | ||||||
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DFPG Investments, LLC | 155576 | ||||||
Street Address 1 | Street Address 2 | ||||||
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9017 S Riverside Drive | Suite 201 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Sandy | UTAH | 84070 | |||||
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Recipient |
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Cambridge Investment Research, Inc. | 39543 | ||||||
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Cambridge Investment Research, Inc. | 39543 | ||||||
Street Address 1 | Street Address 2 | ||||||
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1776 Pleasant Plain Rd | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Fairfield | IOWA | 52556 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | USD |
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Total Amount Sold | $0 | USD | ||||
Total Remaining to be Sold | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $7,110,000 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
The fee is based on the expected size of the offering and includes sales commission payable to placement agent(s) primarily in connection with the investment by vehicles organized by placement agent(s) and their respective affiliates.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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Blackstone Total Alternatives Solution VI L.P. | /s/ Jeffrey C. Iverson | Jeffrey C. Iverson | Managing Director, CCO and General Counsel of the GP of GP | 2019-12-17 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.