COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABORATORIES | COM | 002824100 | 206 | 1,781 | SH | | SOLE | NONE | 0 | 0 | 1,781 |
ADOBE SYSTEMS INCORPORATED COM | COM | 00724F101 | 454 | 776 | SH | | SOLE | NONE | 0 | 0 | 776 |
ALPHABET INC CAP STK CL A | CAP STK CL A | 02079K305 | 1,272 | 521 | SH | | SOLE | NONE | 0 | 0 | 521 |
ALPHABET INC CAP STK CL C | CAP STK CL C | 02079K107 | 538 | 215 | SH | | SOLE | NONE | 0 | 0 | 215 |
AMAZON.COM INC | COM | 023135106 | 2,893 | 841 | SH | | SOLE | NONE | 0 | 0 | 841 |
AMERICAN EXPRESS CO COM USD0.20 | COM | 025816109 | 289 | 1,754 | SH | | SOLE | NONE | 0 | 0 | 1,754 |
AMERICAN TOWER CORP NEW COM | COM | 03027X100 | 305 | 1,129 | SH | | SOLE | NONE | 0 | 0 | 1,129 |
AMGEN INC | COM | 031162100 | 386 | 1,585 | SH | | SOLE | NONE | 0 | 0 | 1,585 |
APPLE INC | COM | 037833100 | 10,647 | 77,740 | SH | | SOLE | NONE | 0 | 0 | 77,740 |
AT&T INC COM USD1 | COM | 00206R102 | 213 | 7,432 | SH | | SOLE | NONE | 0 | 0 | 7,432 |
BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | CL B NEW | 084670702 | 1,658 | 5,967 | SH | | SOLE | NONE | 0 | 0 | 5,967 |
BK OF AMERICA CORP COM | COM | 060505104 | 762 | 18,482 | SH | | SOLE | NONE | 0 | 0 | 18,482 |
BLACKROCK INC COM USD0.01 | COM | 09247X101 | 826 | 945 | SH | | SOLE | NONE | 0 | 0 | 945 |
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 249 | 3,734 | SH | | SOLE | NONE | 0 | 0 | 3,734 |
CHEVRON CORP NEW COM | COM | 166764100 | 476 | 4,544 | SH | | SOLE | NONE | 0 | 0 | 4,544 |
CINTAS CORP | COM | 172908105 | 592 | 1,551 | SH | | SOLE | NONE | 0 | 0 | 1,551 |
CISCO SYSTEMS INC | COM | 17275R102 | 455 | 8,597 | SH | | SOLE | NONE | 0 | 0 | 8,597 |
COCA-COLA CO | COM | 191216100 | 275 | 5,098 | SH | | SOLE | NONE | 0 | 0 | 5,098 |
COMCAST CORP | CL A | 20030N101 | 351 | 6,155 | SH | | SOLE | NONE | 0 | 0 | 6,155 |
COSTCO WHOLESALE CORP COM USD0.01 | COM | 22160K105 | 544 | 1,376 | SH | | SOLE | NONE | 0 | 0 | 1,376 |
CROWDSTRIKE HLDGS INC CL A | CL A | 22788C105 | 288 | 1,149 | SH | | SOLE | NONE | 0 | 0 | 1,149 |
CROWN CASTLE INTL CORP NEW COM ISIN US22822V1017 SEDOL BTGQCX1 | COM | 22822V101 | 1,161 | 5,953 | SH | | SOLE | NONE | 0 | 0 | 5,953 |
CVS HEALTH CORPORATION COM USD0.01 | COM | 126650100 | 342 | 4,106 | SH | | SOLE | NONE | 0 | 0 | 4,106 |
DIGITAL REALTY TRUST INC | COM | 253868103 | 417 | 2,775 | SH | | SOLE | NONE | 0 | 0 | 2,775 |
DISNEY WALT CO COM | COM | 254687106 | 965 | 5,494 | SH | | SOLE | NONE | 0 | 0 | 5,494 |
DOCUSIGN INC COM | COM | 256163106 | 221 | 792 | SH | | SOLE | NONE | 0 | 0 | 792 |
ENTERPRISE PRODS PARTNERS L P COM | COM | 293792107 | 357 | 14,796 | SH | | SOLE | NONE | 0 | 0 | 14,796 |
EXXON MOBIL CORP | COM | 30231G102 | 311 | 4,938 | SH | | SOLE | NONE | 0 | 0 | 4,938 |
FACEBOOK INC-CLASS A | CL A | 30303M102 | 887 | 2,551 | SH | | SOLE | NONE | 0 | 0 | 2,551 |
FIDELITY CORPORATE BOND ETF | CORP BOND ETF | 316188101 | 6,743 | 121,042 | SH | | SOLE | NONE | 0 | 0 | 121,042 |
FIDELITY HIGH DIVIDEND ETF | HIGH DIVID ETF | 316092840 | 4,980 | 132,144 | SH | | SOLE | NONE | 0 | 0 | 132,144 |
FIDELITY LOW DURATION BOND FACTOR ETF | LOW DURTIN ETF | 316188408 | 357 | 7,029 | SH | | SOLE | NONE | 0 | 0 | 7,029 |
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | MSCI INFO TECH I | 316092808 | 492 | 4,177 | SH | | SOLE | NONE | 0 | 0 | 4,177 |
FIDELITY NASDAQ COMPOSITE INDEX ETF | NASDAQ COMPSIT | 315912808 | 5,175 | 91,848 | SH | | SOLE | NONE | 0 | 0 | 91,848 |
FIDELITY QUALITY FACTOR ETF | QLTY FCTOR ETF | 316092790 | 209 | 4,236 | SH | | SOLE | NONE | 0 | 0 | 4,236 |
FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD | DJ INTERNT IDX | 33733E302 | 1,053 | 4,301 | SH | | SOLE | NONE | 0 | 0 | 4,301 |
FIRST TR EXCHANGE TRADED FD II FINANCIAL ALPHADEX FD USD ISIN US33734X1357 SEDOL B50P3C2 | FINLS ALPHADEX | 33734X135 | 320 | 7,339 | SH | | SOLE | NONE | 0 | 0 | 7,339 |
FIRST TR EXCHANGE-TRADED FD VI RISNG DIVD ACHIV | RISNG DIVD ACHIV | 33738R506 | 3,162 | 65,839 | SH | | SOLE | NONE | 0 | 0 | 65,839 |
FORD MTR CO DEL COM | COM | 345370860 | 160 | 10,832 | SH | | SOLE | NONE | 0 | 0 | 10,832 |
HEWLETT PACKARD ENTERPRISE CO COM | COM | 42824C109 | 195 | 13,387 | SH | | SOLE | NONE | 0 | 0 | 13,387 |
HOME DEPOT INC | COM | 437076102 | 697 | 2,188 | SH | | SOLE | NONE | 0 | 0 | 2,188 |
HONEYWELL INTERNATIONAL INC COM USD1 | COM | 438516106 | 235 | 1,071 | SH | | SOLE | NONE | 0 | 0 | 1,071 |
INNOVATOR ETFS TR S&P 500 POWER | S&P 500 POWER | 45782C508 | 578 | 17,820 | SH | | SOLE | NONE | 0 | 0 | 17,820 |
INNOVATOR ETFS TR S&P 500 PWR | S&P 500 PWR | 45782C813 | 1,531 | 51,710 | SH | | SOLE | NONE | 0 | 0 | 51,710 |
INNOVATOR ETFS TR S&P 500 PWR BU | S&P 500 PWR BU | 45782C870 | 3,697 | 129,922 | SH | | SOLE | NONE | 0 | 0 | 129,922 |
Innovator S&P 500 Power Buffer ETF | S&P 500 PWR BU | 45782C748 | 942 | 30,360 | SH | | SOLE | NONE | 0 | 0 | 30,360 |
INNOVATOR ETFS TR S&P 500 PWR BUF | S&P 500 PWR BUF | 45782C318 | 1,212 | 41,209 | SH | | SOLE | NONE | 0 | 0 | 41,209 |
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2022 CB | BULSHS 2022 CB | 46138J882 | 358 | 16,616 | SH | | SOLE | NONE | 0 | 0 | 16,616 |
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2023 CB | BULSHS 2023 CB | 46138J866 | 339 | 15,602 | SH | | SOLE | NONE | 0 | 0 | 15,602 |
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2024 CB | BULSHS 2024 CB | 46138J841 | 406 | 18,328 | SH | | SOLE | NONE | 0 | 0 | 18,328 |
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2025 CB | BULSHS 2025 CB | 46138J825 | 339 | 15,214 | SH | | SOLE | NONE | 0 | 0 | 15,214 |
INVESCO EXCH TRD SLF IDX FD TR BULSHS 2027 CB | BULSHS 2027 CB | 46138J783 | 224 | 10,244 | SH | | SOLE | NONE | 0 | 0 | 10,244 |
ISHARES CORE S&P SMALL-CAP E | CORE S&P SCP ETF | 464287804 | 10,129 | 89,658 | SH | | SOLE | NONE | 0 | 0 | 89,658 |
ISHARES CORE S&P TOTAL US STOCK MARKET ETF | CORE S&P TTL STK | 464287150 | 420 | 4,257 | SH | | SOLE | NONE | 0 | 0 | 4,257 |
ISHARES DOW JONES US ENERGY SECTOR FUND | U.S. ENERGY ETF | 464287796 | 5,498 | 189,032 | SH | | SOLE | NONE | 0 | 0 | 189,032 |
ISHARES DOW JONES US ETF | DOW JONES US ETF | 464287846 | 345 | 3,202 | SH | | SOLE | NONE | 0 | 0 | 3,202 |
ISHARES NATIONAL MUNI BOND ETF | NATIONAL MUN ETF | 464288414 | 220 | 1,881 | SH | | SOLE | NONE | 0 | 0 | 1,881 |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 651 | 2,841 | SH | | SOLE | NONE | 0 | 0 | 2,841 |
ISHARES S&P 500 | CORE S&P500 ETF | 464287200 | 38,272 | 89,021 | SH | | SOLE | NONE | 0 | 0 | 89,021 |
ISHARES S&P GLOBAL FINANCIALS SECTOR INDEX FUND | GLOBAL FINLS ETF | 464287333 | 6,315 | 81,374 | SH | | SOLE | NONE | 0 | 0 | 81,374 |
ISHARES S&P GLOBAL TECHNOLOGY SECTOR INDEX FUND | GLOBAL TECH ETF | 464287291 | 2,987 | 8,851 | SH | | SOLE | NONE | 0 | 0 | 8,851 |
ISHARES SELECT DIVIDEND ETF | SELECT DIVID ETF | 464287168 | 835 | 7,163 | SH | | SOLE | NONE | 0 | 0 | 7,163 |
ISHARES TR CORE TOTAL USD | CORE TOTAL USD | 46434V613 | 11,605 | 216,962 | SH | | SOLE | NONE | 0 | 0 | 216,962 |
ISHARES TR EAFE GRWTH ETF | EAFE GRWTH ETF | 464288885 | 9,993 | 93,152 | SH | | SOLE | NONE | 0 | 0 | 93,152 |
ISHARES TR EAFE VALUE ETF | EAFE VALUE ETF | 464288877 | 16,264 | 314,227 | SH | | SOLE | NONE | 0 | 0 | 314,227 |
ISHARES TR ESG AWR MSCI USA | ESG AWR MSCI USA | 46435G425 | 25,619 | 260,179 | SH | | SOLE | NONE | 0 | 0 | 260,179 |
ISHARES TR IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 523 | 5,949 | SH | | SOLE | NONE | 0 | 0 | 5,949 |
ISHARES TR ISHS 1-5YR INVS | ISHS 1-5YR INVS | 464288646 | 12,914 | 235,615 | SH | | SOLE | NONE | 0 | 0 | 235,615 |
ISHARES TR ISHS 5-10YR INVT | ISHS 5-10YR INVT | 464288638 | 3,224 | 53,277 | SH | | SOLE | NONE | 0 | 0 | 53,277 |
ISHARES TR JP MOR EM MK ETF | JPMORGAN USD EMG | 464288281 | 1,366 | 12,146 | SH | | SOLE | NONE | 0 | 0 | 12,146 |
ISHARES TR MBS ETF | MBS ETF | 464288588 | 2,476 | 22,885 | SH | | SOLE | NONE | 0 | 0 | 22,885 |
ISHARES TR MSCI USA MIN VOL | MSCI USA MIN VOL | 46429B697 | 14,311 | 194,425 | SH | | SOLE | NONE | 0 | 0 | 194,425 |
ISHARES TR MSCI USA MMENTM | MSCI USA MMENTM | 46432F396 | 2,962 | 17,082 | SH | | SOLE | NONE | 0 | 0 | 17,082 |
ISHARES TR MSCI USA VALUE | MSCI USA VALUE | 46432F388 | 7,335 | 69,818 | SH | | SOLE | NONE | 0 | 0 | 69,818 |
ISHARES TR PFD AND INCM SEC | PFD AND INCM SEC | 464288687 | 1,856 | 47,190 | SH | | SOLE | NONE | 0 | 0 | 47,190 |
ISHARES TR U.S. MED DVC ETF | U.S. MED DVC ETF | 464288810 | 293 | 814 | SH | | SOLE | NONE | 0 | 0 | 814 |
ISHARES TR US TREAS BD ETF | US TREAS BD ETF | 46429B267 | 17,394 | 653,923 | SH | | SOLE | NONE | 0 | 0 | 653,923 |
ISHARES TRUST 0-5YR HIGH YIELD CORP BD ISIN US46434V4077 SEDOL BFS2LL0 | 0-5YR HI YL CP | 46434V407 | 375 | 8,154 | SH | | SOLE | NONE | 0 | 0 | 8,154 |
ISHARES TRUST CORE DIVID GWTH | CORE DIV GRWTH | 46434V621 | 5,217 | 103,602 | SH | | SOLE | NONE | 0 | 0 | 103,602 |
ISHARES TRUST CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 2,618 | 34,972 | SH | | SOLE | NONE | 0 | 0 | 34,972 |
ISHARES TRUST FALLEN ANGELS USD BD ETF | FALN ANGLS USD | 46435G474 | 4,463 | 148,973 | SH | | SOLE | NONE | 0 | 0 | 148,973 |
ISHARES US ETF TRUST GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF | GSCI CMDTY STGY | 46431W853 | 4,329 | 125,500 | SH | | SOLE | NONE | 0 | 0 | 125,500 |
JOHNSON &JOHNSON COM USD1.00 | COM | 478160104 | 1,303 | 7,910 | SH | | SOLE | NONE | 0 | 0 | 7,910 |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,570 | 10,094 | SH | | SOLE | NONE | 0 | 0 | 10,094 |
LULULEMON ATHLETICA INC COM USD0.005 | COM | 550021109 | 310 | 851 | SH | | SOLE | NONE | 0 | 0 | 851 |
MASTERCARD INCORPORATED CL A | CL A | 57636Q104 | 498 | 1,365 | SH | | SOLE | NONE | 0 | 0 | 1,365 |
MCDONALD S CORP | COM | 580135101 | 665 | 2,879 | SH | | SOLE | NONE | 0 | 0 | 2,879 |
MEDTRONIC PLC | SHS | G5960L103 | 318 | 2,565 | SH | | SOLE | NONE | 0 | 0 | 2,565 |
MERCK &CO. INC COM | COM | 58933Y105 | 368 | 4,744 | SH | | SOLE | NONE | 0 | 0 | 4,744 |
MICROSOFT CORP | COM | 594918104 | 3,131 | 11,560 | SH | | SOLE | NONE | 0 | 0 | 11,560 |
MIDDLEFIELD BANC CORP(US) COM NPV | COM NEW | 596304204 | 1,637 | 69,402 | SH | | SOLE | NONE | 0 | 0 | 69,402 |
MONDELEZ INTL INC COM NPV | CL A | 609207105 | 292 | 4,689 | SH | | SOLE | NONE | 0 | 0 | 4,689 |
NETFLIX INC | COM | 64110L106 | 526 | 996 | SH | | SOLE | NONE | 0 | 0 | 996 |
NIKE INC CLASS B COM NPV | CL B | 654106103 | 598 | 3,872 | SH | | SOLE | NONE | 0 | 0 | 3,872 |
NVIDIA CORPORATION COM | COM | 67066G104 | 400 | 500 | SH | | SOLE | NONE | 0 | 0 | 500 |
PAYPAL HLDGS INC COM | COM | 70450Y103 | 1,892 | 6,492 | SH | | SOLE | NONE | 0 | 0 | 6,492 |
PEPSICO INC | COM | 713448108 | 520 | 3,515 | SH | | SOLE | NONE | 0 | 0 | 3,515 |
PFIZER INC | COM | 717081103 | 835 | 21,326 | SH | | SOLE | NONE | 0 | 0 | 21,326 |
PINTEREST INC CL A | CL A | 72352L106 | 448 | 5,676 | SH | | SOLE | NONE | 0 | 0 | 5,676 |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 1,505 | 11,155 | SH | | SOLE | NONE | 0 | 0 | 11,155 |
PROGRESSIVE CORP COM | COM | 743315103 | 1,215 | 12,377 | SH | | SOLE | NONE | 0 | 0 | 12,377 |
PROSPECT CAP CORP BOND CALL MAKE WHOLE 6.37500 03/01/2025 (Call Date 12/01/24) | NOTE 6.375% 3/0 | 74348TAT9 | 37 | 35,000 | SH | | SOLE | NONE | 0 | 0 | 35,000 |
ROKU INC COM CL A | COM CL A | 77543R102 | 372 | 812 | SH | | SOLE | NONE | 0 | 0 | 812 |
SALESFORCE.COM INC COM USD0.001 | COM | 79466L302 | 965 | 3,954 | SH | | SOLE | NONE | 0 | 0 | 3,954 |
SHERWIN-WILLIAMS CO | COM | 824348106 | 321 | 1,181 | SH | | SOLE | NONE | 0 | 0 | 1,181 |
SPDR DOW JONES INDL AVERAGE ET UT SER 1 | UT SER 1 | 78467X109 | 398 | 1,156 | SH | | SOLE | NONE | 0 | 0 | 1,156 |
SPROTT PHYSICAL GOLD TRUST UNIT ISIN CA85207H1047 SEDOL BYVW239 | UNIT | 85207H104 | 261 | 18,615 | SH | | SOLE | NONE | 0 | 0 | 18,615 |
SQUARE INC CL A | CL A | 852234103 | 409 | 1,678 | SH | | SOLE | NONE | 0 | 0 | 1,678 |
STARBUCKS CORP COM USD0.001 | COM | 855244109 | 969 | 8,671 | SH | | SOLE | NONE | 0 | 0 | 8,671 |
STONECASTLE FINL CORP COM | COM | 861780104 | 369 | 16,789 | SH | | SOLE | NONE | 0 | 0 | 16,789 |
SVB FINANCIAL GROUP COM | COM | 78486Q101 | 200 | 361 | SH | | SOLE | NONE | 0 | 0 | 361 |
TELEFONICA SA ADR EA REPR 1 ORD NPV | SPONSORED ADR | 879382208 | 287 | 61,109 | SH | | SOLE | NONE | 0 | 0 | 61,109 |
TESLA INC COM | COM | 88160R101 | 2,292 | 3,373 | SH | | SOLE | NONE | 0 | 0 | 3,373 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 818 | 1,621 | SH | | SOLE | NONE | 0 | 0 | 1,621 |
UNION PAC CORP COM | COM | 907818108 | 247 | 1,127 | SH | | SOLE | NONE | 0 | 0 | 1,127 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,940 | 4,846 | SH | | SOLE | NONE | 0 | 0 | 4,846 |
VALE S.A. SPONS ADS REPR 1 COM NPV | SPONSORED ADS | 91912E105 | 204 | 8,953 | SH | | SOLE | NONE | 0 | 0 | 8,953 |
VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | GROWTH ETF | 922908736 | 242 | 847 | SH | | SOLE | NONE | 0 | 0 | 847 |
VANGUARD MID-CAP INDEX FUND | MID CAP ETF | 922908629 | 239 | 1,008 | SH | | SOLE | NONE | 0 | 0 | 1,008 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,263 | 22,548 | SH | | SOLE | NONE | 0 | 0 | 22,548 |
VISA INC | COM CL A | 92826C839 | 938 | 4,013 | SH | | SOLE | NONE | 0 | 0 | 4,013 |
VMWARE INC | CL A COM | 928563402 | 356 | 2,227 | SH | | SOLE | NONE | 0 | 0 | 2,227 |
WALMART INC COM | COM | 931142103 | 1,192 | 8,454 | SH | | SOLE | NONE | 0 | 0 | 8,454 |