The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1LIFE HEALTHCARE INC | NOTE 3.000% 6/1 | 68269GAB3 | 2,195 | 2,550,000 | PRN | SOLE | 0 | 0 | 0 | 2,550,000 | |
ABBVIE INC | COM | 00287Y109 | 3,198 | 19,730 | SH | SOLE | 0 | 0 | 0 | 19,730 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 421 | 923 | SH | SOLE | 0 | 0 | 0 | 923 | |
ALBEMARLE CORP | COM | 012653101 | 6,208 | 28,073 | SH | SOLE | 0 | 0 | 0 | 28,073 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 355 | 127 | SH | SOLE | 0 | 0 | 0 | 127 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 4,929 | 1,772 | SH | SOLE | 0 | 0 | 0 | 1,772 | |
ALTERYX INC | NOTE 0.500% 8/0 | 02156BAD5 | 560 | 600,000 | PRN | SOLE | 0 | 0 | 0 | 600,000 | |
AMAZON COM INC | COM | 023135106 | 1,121 | 344 | SH | SOLE | 0 | 0 | 0 | 344 | |
AMCOR PLC | ORD | G0250X107 | 324 | 28,560 | SH | SOLE | 0 | 0 | 0 | 28,560 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 4,869 | 19,380 | SH | SOLE | 0 | 0 | 0 | 19,380 | |
APPLE INC | COM | 037833100 | 3,211 | 18,390 | SH | SOLE | 0 | 0 | 0 | 18,390 | |
AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 2,758 | 1,475,033 | SH | SOLE | 0 | 0 | 0 | 1,475,033 | |
ATLAS CORP | SHARES | Y0436Q109 | 2,887 | 196,659 | SH | SOLE | 0 | 0 | 0 | 196,659 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,201 | 11,903 | SH | SOLE | 0 | 0 | 0 | 11,903 | |
BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 | 3,509 | 174,942 | SH | SOLE | 0 | 0 | 0 | 174,942 | |
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 2,612 | 229,293 | SH | SOLE | 0 | 0 | 0 | 229,293 | |
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.375% 5/0 | 09257WAB6 | 1,408 | 1,400,000 | PRN | SOLE | 0 | 0 | 0 | 1,400,000 | |
BLOCK INC | CL A | 852234103 | 316 | 2,327 | SH | SOLE | 0 | 0 | 0 | 2,327 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 4,293 | 75,887 | SH | SOLE | 0 | 0 | 0 | 75,887 | |
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 1,912 | 28,865 | SH | SOLE | 0 | 0 | 0 | 28,865 | |
BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11275Q107 | 264 | 3,500 | SH | SOLE | 0 | 0 | 0 | 3,500 | |
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 746 | 17,033 | SH | SOLE | 0 | 0 | 0 | 17,033 | |
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 1,952 | 47,535 | SH | SOLE | 0 | 0 | 0 | 47,535 | |
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 226 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
CHUBB LIMITED | COM | H1467J104 | 794 | 3,714 | SH | SOLE | 0 | 0 | 0 | 3,714 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 485 | 6,400 | SH | SOLE | 0 | 0 | 0 | 6,400 | |
CONMED CORP | COM | 207410101 | 1,554 | 10,463 | SH | SOLE | 0 | 0 | 0 | 10,463 | |
CYBEROPTICS CORP | COM | 232517102 | 4,930 | 121,494 | SH | SOLE | 0 | 0 | 0 | 121,494 | |
DANAHER CORPORATION | COM | 235851102 | 4,825 | 16,449 | SH | SOLE | 0 | 0 | 0 | 16,449 | |
DERMTECH INC | COM | 24984K105 | 2,548 | 173,545 | SH | SOLE | 0 | 0 | 0 | 173,545 | |
ECOLAB INC | COM | 278865100 | 2,807 | 15,900 | SH | SOLE | 0 | 0 | 0 | 15,900 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 564 | 21,860 | SH | SOLE | 0 | 0 | 0 | 21,860 | |
ETF MANAGERS TR | ETFMG SIT ULTR | 26924G789 | 872 | 17,775 | SH | SOLE | 0 | 0 | 0 | 17,775 | |
EXXON MOBIL CORP | COM | 30231G102 | 1,016 | 12,301 | SH | SOLE | 0 | 0 | 0 | 12,301 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 2,241 | 57,808 | SH | SOLE | 0 | 0 | 0 | 57,808 | |
FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 | 218 | 2,000 | SH | SOLE | 0 | 0 | 0 | 2,000 | |
FISERV INC | COM | 337738108 | 292 | 2,880 | SH | SOLE | 0 | 0 | 0 | 2,880 | |
FORTIVE CORP | COM | 34959J108 | 1,149 | 18,855 | SH | SOLE | 0 | 0 | 0 | 18,855 | |
FS KKR CAP CORP | COM | 302635206 | 4,510 | 197,617 | SH | SOLE | 0 | 0 | 0 | 197,617 | |
GENERAL MLS INC | COM | 370334104 | 230 | 3,400 | SH | SOLE | 0 | 0 | 0 | 3,400 | |
GRANITE PT MTG TR INC | COM STK | 38741L107 | 3,045 | 273,850 | SH | SOLE | 0 | 0 | 0 | 273,850 | |
GREENLIGHT CAP RE LTD | NOTE 4.000% 8/0 | 395366AB3 | 4,285 | 4,489,000 | PRN | SOLE | 0 | 0 | 0 | 4,489,000 | |
HORMEL FOODS CORP | COM | 440452100 | 21,140 | 410,169 | SH | SOLE | 0 | 0 | 0 | 410,169 | |
HUNTINGTON BANCSHARES INC | COM | 446150104 | 6,672 | 456,366 | SH | SOLE | 0 | 0 | 0 | 456,366 | |
IMPEL NEUROPHARMA INC | COM | 45258K109 | 119 | 18,646 | SH | SOLE | 0 | 0 | 0 | 18,646 | |
INNOVATOR ETFS TR | LOUP FRONTIER | 45782C862 | 3,483 | 75,824 | SH | SOLE | 0 | 0 | 0 | 75,824 | |
INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 213 | 2,819 | SH | SOLE | 0 | 0 | 0 | 2,819 | |
INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 46137V589 | 135 | 10,500 | SH | SOLE | 0 | 0 | 0 | 10,500 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 401 | 1,105 | SH | SOLE | 0 | 0 | 0 | 1,105 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 264 | 984 | SH | SOLE | 0 | 0 | 0 | 984 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 325 | 3,016 | SH | SOLE | 0 | 0 | 0 | 3,016 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 4,442 | 15,999 | SH | SOLE | 0 | 0 | 0 | 15,999 | |
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 3,044 | 11,602 | SH | SOLE | 0 | 0 | 0 | 11,602 | |
ISHARES TR | U.S. TECH ETF | 464287721 | 277 | 2,684 | SH | SOLE | 0 | 0 | 0 | 2,684 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,584 | 16,205 | SH | SOLE | 0 | 0 | 0 | 16,205 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 206 | 1,605 | SH | SOLE | 0 | 0 | 0 | 1,605 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,277 | 25,271 | SH | SOLE | 0 | 0 | 0 | 25,271 | |
JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | 4,960 | 98,800 | SH | SOLE | 0 | 0 | 0 | 98,800 | |
JANUS DETROIT STR TR | B-BBB CLO ETF | 47103U753 | 4,512 | 91,480 | SH | SOLE | 0 | 0 | 0 | 91,480 | |
JOHNSON & JOHNSON | COM | 478160104 | 2,644 | 14,919 | SH | SOLE | 0 | 0 | 0 | 14,919 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 1,452 | 50,945 | SH | SOLE | 0 | 0 | 0 | 50,945 | |
MACQUARIE INFRASTR HOLD LLC | COMMON UNITS | 55608B105 | 3,724 | 998,420 | SH | SOLE | 0 | 0 | 0 | 998,420 | |
MEDTRONIC PLC | SHS | G5960L103 | 1,980 | 17,850 | SH | SOLE | 0 | 0 | 0 | 17,850 | |
META PLATFORMS INC | CL A | 30303M102 | 348 | 1,566 | SH | SOLE | 0 | 0 | 0 | 1,566 | |
METHODE ELECTRS INC | COM | 591520200 | 346 | 8,000 | SH | SOLE | 0 | 0 | 0 | 8,000 | |
MICROSOFT CORP | COM | 594918104 | 583 | 1,890 | SH | SOLE | 0 | 0 | 0 | 1,890 | |
NEXTERA ENERGY INC | COM | 65339F101 | 2,221 | 26,224 | SH | SOLE | 0 | 0 | 0 | 26,224 | |
NORFOLK SOUTHN CORP | COM | 655844108 | 257 | 900 | SH | SOLE | 0 | 0 | 0 | 900 | |
NORTHERN OIL AND GAS INC MN | COM | 665531307 | 1,589 | 56,350 | SH | SOLE | 0 | 0 | 0 | 56,350 | |
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 3,837 | 520,600 | SH | SOLE | 0 | 0 | 0 | 520,600 | |
PFIZER INC | COM | 717081103 | 213 | 4,120 | SH | SOLE | 0 | 0 | 0 | 4,120 | |
PRECIGEN INC | NOTE 3.500% 7/0 | 46122TAA0 | 2,872 | 3,545,000 | PRN | SOLE | 0 | 0 | 0 | 3,545,000 | |
PURE CYCLE CORP | COM NEW | 746228303 | 4,100 | 341,075 | SH | SOLE | 0 | 0 | 0 | 341,075 | |
SALESFORCE COM INC | COM | 79466L302 | 235 | 1,107 | SH | SOLE | 0 | 0 | 0 | 1,107 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,456 | 5,439 | SH | SOLE | 0 | 0 | 0 | 5,439 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 201 | 410 | SH | SOLE | 0 | 0 | 0 | 410 | |
SPDR SER TR | S&P DIVID ETF | 78464A763 | 222 | 1,730 | SH | SOLE | 0 | 0 | 0 | 1,730 | |
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 335 | 22,300 | SH | SOLE | 0 | 0 | 0 | 22,300 | |
STARBUCKS CORP | COM | 855244109 | 340 | 3,734 | SH | SOLE | 0 | 0 | 0 | 3,734 | |
SUNOPTA INC | COM | 8676EP108 | 1,201 | 239,195 | SH | SOLE | 0 | 0 | 0 | 239,195 | |
TARGET CORP | COM | 87612E106 | 411 | 1,935 | SH | SOLE | 0 | 0 | 0 | 1,935 | |
TESLA INC | COM | 88160R101 | 505 | 469 | SH | SOLE | 0 | 0 | 0 | 469 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 2,248 | 49,336 | SH | SOLE | 0 | 0 | 0 | 49,336 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,082 | 2,122 | SH | SOLE | 0 | 0 | 0 | 2,122 | |
US BANCORP DEL | COM NEW | 902973304 | 340 | 6,395 | SH | SOLE | 0 | 0 | 0 | 6,395 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 444 | 8,720 | SH | SOLE | 0 | 0 | 0 | 8,720 | |
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 1,440 | 1,161,350 | SH | SOLE | 0 | 0 | 0 | 1,161,350 | |
VONTIER CORPORATION | COM | 928881101 | 1,683 | 66,299 | SH | SOLE | 0 | 0 | 0 | 66,299 | |
WISDOMTREE TR | US TOTAL DIVIDND | 97717W109 | 426 | 6,600 | SH | SOLE | 0 | 0 | 0 | 6,600 | |
XCEL ENERGY INC | COM | 98389B100 | 2,347 | 32,516 | SH | SOLE | 0 | 0 | 0 | 32,516 |