Hansen Maia Form 3 ATHERSYS, INC / NEW / Maia Hansen ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hansen Maia

(Last) (First) (Middle)

3201 CARNEGIE AVE

(Street)

CLEVELAND OH 44115-2634

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/17/2022

3. Issuer Name and Ticker or Trading Symbol
ATHERSYS, INC / NEW [ ATHX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	157,625(1)	D
Common Stock	263	I	By son

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to purchase)	(2)	03/01/2031	Common Stock	100,000	2.17	D
Stock Option (right to purchase)	(3)	06/11/2031	Common Stock	198,000	1.63	D
Stock Option (right to purchase)	(3)	03/16/2030	Common Stock	400,000	1.18	D

Explanation of Responses:

1. Securities beneficially owned are comprised of (i) 91,625 shares of common stock owned and (ii) unvested restricted stock units representing 66,000 shares of common stock, which vest ratably on a quarterly basis over a four-year period.

2. Award of an annual stock option. The option vests ratably on a quarterly basis over a three-year period.

3. One-fourth of the option vests on the one-year anniversary date of the grant and the remainder vests in equal quarterly installments over the following three years.

Remarks:

	/s/ Katherine M. Serevitch, as attorney-in-fact for Maia Hansen	06/22/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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